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The Commission for School Board Excellence.

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Presentation on theme: "The Commission for School Board Excellence."— Presentation transcript:

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18 The Commission for School Board Excellence

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20 Final Report

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22 September 10, 2008

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25 Table of Contents

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28 Executive Summary

29 The State Board of Education (SBOE) asked the Georgia Chamber of Commerce, the Metro Atlanta Chamber of Commerce, the Georgia Partnership for Excellence in Education and AdvancED to assemble a task force, “the Commission for School Board Excellence,” to study national best practices relating to school board governance for 90 days and report recommendations. The Commission for School Board Excellence held meetings from June 10 – September 8, 2008 in Atlanta, Macon and Dalton.

30 Last year, public school (K-12) education spent $14 billion in local, state and federal funds in Georgia. While improvements are many and distributed, there is a long way to go to bring Georgia’s levels of student achievement to a national or international standard.

31 Public schools are major institutions in our democracy. They serve their communities and beyond, and are a key link between democracy and education. School board members are critical to the principle of public accountability, and schools are the ultimate in grass roots democracy.

32 “Without undervaluing any other human agency, it may be safely affirmed that the Common School, improved and energized, as it can easily be, may become the most effective and benignant of all the forces of civilization.”

33 – Horace Mann (1796-1859), widely known as the father of public education in America

34 УIntroduction.Ф Edition Education Policy Primer. Georgia Partnership for Excellence in Education, 2008-09.

35 Because of emotional topics involving children and their futures, financing and taxes, new teaching methods and new advocacy platforms, the school system governance process is messy, often cumbersome, and any single position or constituency has to be balanced among all the other competing positions in the community. “Through classroom activities, students learn values, behaviors, and expectations of life in their community.” By watching their school system go about the great process of governance, they see democracy lessons in more profound ways than they may study it in class.

36 The Center for Public Education, УExecutive summary: School boards and the power of the public.Ф 2007.

37 There is strong support in the business community, including the Commission members and Advisory Committee members, that successful public schools are the bedrock of our society. As important as growing future citizens may be, there is also a direct link between educational achievement and future economic wealth, both for the individual and for the communities where those citizens live and work. Commission members as employers and taxpayers see the future of our state resting on today’s students. Global expectations of Georgia’s student knowledge and skills are now exceeding federal and state standards.

38 In Georgia, the school system governance model is being tested from all sides: only the most motivated and community-minded citizens should apply. In a later chapter of this report, the complex nature of the school system governance model and the aspirational qualities of people that would run for such a position are identified.

39 School board members hold special roles as trustees of public funds – local, state and federal - while they focus on one singular objective: having all students in their district reach their individual levels of achievement. Although elected by the public, school board members are required to work together with the entire board and have no authority as an independent elected official: they are only authorized to take official action as a member of the whole board.

40 Board duties require specialized skills and education in the performance of vision-setting, policymaking, approving multi- million dollar budgets and hiring a qualified superintendent. The motivation to serve as a board member should be the improvement of schools and academic achievement of all students, and not representation of a special interest or partisan perspective. Board service is not a job; it is citizen service. Given the specialized nature and unique role of board membership, this elected office should be characterized and treated differently from other elected offices where the primary duty is to independently represent constituent views. Board members, similar to judges and district attorneys, should abide by a code of conduct and conflict of interest policy modeled for their unique roles and responsibilities.

41 The Commission for School Board Excellence makes the following recommendations for improving school board governance and putting Georgia on the path to excellence in student achievement. Recommendation Category 1: Board Governance Accountability

42 The SBOE shall establish a state- wide public school board governance review and accountability process.

43 Currently, the legal expectations of school boards are minimal in Georgia. Citizens have the sole responsibility to establish and to demand high expectations of their board. Within the current environment of limited transparency, low accessibility, and minimal voter understanding of core board responsibilities, the community is at a distinct disadvantage in performing their oversight role at the ballot box. Therefore, it is strongly recommended that clear expectations and responsibilities be legislated to hold local school boards more accountable.

44 1a.Establish an oversight process accountable for collecting standardized student achievement performance information. The process shall also promote self- monitoring and internal evaluation by school boards to include school systems, as well as board performance. Develop a mechanism to ensure outside reporting of board member violation of ethics, conflict of interest or board training non- compliance.

45 While detailed data on student performance is collected today by the Governor’s Office of Student Achievement (GOSA) and posted on its website, the data should be aggregated for more effective, comparative use by boards, superintendents, and the community as well as communicated widely through various public channels.

46 1b.Building upon the Georgia Department of Education (GDOE) process for performance monitoring (Student Improvement Plan process), provide the necessary early school system assistance and intervention to address underperforming academic systems, accreditation problems, financial and abuse of power issues. Ensure the process has a reasonable, but aggressive timetable for corrective action that is closely monitored.

47 1c.The SBOE shall be authorized to establish a review panel and investigation process to address and to resolve persistent school system and/or board performance issues aligning with the DOE triggers that are currently in place to initiate such assistance. Whether by contracting through outside service providers or by empowering an independent panel to assist, the SBOE process would be a focused, short-term measure to evaluate the severity of the issue and possible solutions. The independent panel shall be comprised of past school board members and superintendents representing each congressional district. Review panel members may be appointed by the Governor or be nominated by SBOE members.

48 Receivership shall be a last-resort option and would be the result of a consistently failing school system that has received intensive remediation efforts. The SBOE shall call upon the review panel to determine the question of receivership.

49 1d.In case a school continues to fail, temporary oversight and control by a receivership authority is appropriate and necessary. Such oversight shall be recommended by the review panel, approved by SBOE and limited to implementation of a specific recovery plan. The SBOE shall determine the question of receivership and appoint the receivership team. If the SBOE has not appointed the receivership team within 45 days, the Governor will then make the receivership appointments. The receivership team shall provide stability until new board members and/or a new superintendent can be installed to begin the recovery process. The primary objectives of the receivership team are to return the school board and the school system to effective functioning and to return the system to local control.

50 1e.Establish a state-wide code of ethics and conflict of interest guidelines for public school system board members who are the unique trustees of local public education for the entire district’s electorate.

51 The State of Georgia has a current financial and future societal interest in local education: it has an obligation to educate all its children. Because local, state and federal dollars are being spent in every school system, and because local education is now subject to state and federal standards, the Commission believes an overall governance process attuned to monitoring, assisting and intervening, when necessary, is required. Recommendation Category 2: Education Task Force

52 Convene a task force of education leaders and organizations to address the following three areas of school board focus:

53 board roles and responsibilities

54 state-wide school performance standards

55 comprehensive board member education and proficiency

56 Task force participation could include individuals from the Georgia School Boards Association (GSBA), Georgia School Superintendents Association (GSSA), Georgia Partnership for Excellence in Education (GPEE), AdvancED (SACS), GDOE, GOSA and other business and community leaders.

57 This next step phase would reconcile existing terminology and standards for roles and responsibilities, performance standards, and board member education and proficiency.

58 2a.Improve and clarify the role definitions for school board members and school superintendents and their staff.

59 i.Board membership should be rooted in the concept of “citizen service” and, as such, board compensation should be limited to coverage of the expenses incurred by board members as they conduct board business. Per diem payments and reimbursement for reasonable out-of-pocket expenses should be aligned with the established allowances in the code for the SBOE. Payment of benefits should be excluded.

60 ii.Boards shall be empowered to take governance action only when a majority of the board meets in a duly-called meeting acting as a single authority and speaking with a single voice. The board can only take action as a group, not as individuals.

61 iii.Ensure state statutes reflect the nature of the board as an oversight and policy-making body that sets vision, approves the budget, and hires the superintendent. The statutes should clarify the role of the school superintendent as the chief executive and manager of the school system. The board exists for the students, not the electorate. It acts as an elected trustee, not as an elected representative. Statutes should include clarity on the need for continuous improvement and priority of student achievement.

62 iv.A school system lexicon must be developed that clarifies existing language and resolves conflicting language where appropriate. Define and include reserved language in the statutes as follows:

63 1. “Cause to be managed” is the activity of the school board. “Manage” is the activity of the superintendent and his/her staff.

64 2.“Governance team” refers to the school board and the school superintendent as a team. “Leadership team” refers to the superintendent and his/her staff. Other terms should have agreed-to definitions.

65 3.Other specific terms may include: “per pupil expenditure,” “pupil-teacher ratio,” “drop-out or graduation rate,” “classroom expenditure percentage.”

66 Additional terms and definitions may be determined by the task force. These defined terms should be used to update Title 20 of the Georgia Code.

67 v.A crucial board responsibility is the recruiting and selection of a highly qualified school superintendent. For this process to be effective, boards must ensure they identify qualifications, solicit community involvement and provide transparency throughout the entire process. The superintendent is the only position that the school board shall be directly responsible for hiring. However, the task force will address and clarify the role of the board in hiring key system leaders.

68 vi.Other role ambiguity for board members, superintendents and staff needs to be clarified. Example: unless already elected, board chairs should be appointed by board members and may rotate.

69 2b.State-wide school performance standards

70 Define state-wide student and system performance standards and tracking metrics for school system performance, and establish a process of tracking, reporting and publication of student and system performance results through varied channels to the public by building on and expanding beyond the current web-based reporting tools of GDOE and GOSA. Consider student safety and civil rights as additional key metrics reporting.

71 ii.Require boards to develop and to maintain a strategic plan and a process of ongoing, timely review of student and financial performance results and outcomes compared to plan, and timely reporting of results to the community. Strategic planning training for boards should be provided to ensure the validity and value of the plans developed. Leverage current initiatives by GSBA and GOSA regarding strategic planning and reporting.

72 Any strategic planning toolset developed to assist boards should include core components: vision, high- level goals, objectives tied to goals, community engagement, internal and external communication, and ongoing tracking and periodic adjustment.

73 iii.Require boards to have a plan for regular community communications and stakeholder input for the purpose of presenting and discussing student and system planning, goals and performance.

74 2c.Comprehensive board member education and proficiency development

75 i.Provided the new definitions of roles and responsibilities and new state-wide school system performance standards are established as above, the task force shall also develop a recommended proficiency curriculum for board members to include:

76 1.School board fundamentals. Consider classroom and web-based training, mentoring and coaching, and whole-board training in fundamental processes of school systems, and in school system metrics focused on student achievement. Consider other local, state and federal law and policy requirements including financial topics.

77 2. Consider the training GSBA currently provides on strategic planning; build this into the curriculum.

78 3.The number of hours and sequence of training for new and experienced board members.

79 4.A training certification and disclosure guideline for board members who run for re-election.

80 5.A statement that all current board members would be expected to comply with ongoing education requirements.

81 ii.Provide a school board orientation workshop (similar to the GPEE and GSBA workshops currently offered) coordinated by the SBOE, and encourage board candidates to attend.

82 School board governance is a complex process requiring careful and coincident consideration of laws, community needs, state and federal education standards, business processes, organizational issues, and fiscal management. Board roles and responsibilities require thoughtful and patient consideration of often conflicting priorities, and personal and partisan forces. Research shows that board members who are prepared to govern using student achievement results as their guiding principal will produce better outcomes. Recommendation Category 3: Board Candidacy and Elections

83 Legislation shall be enacted to strengthen the election process and school board candidacy requirements.

84 3a.Establish into law the size of a Georgia public school board as a minimum of five and maximum of seven members, pursuant to best practices. Develop a process for existing larger boards to move to this smaller size.

85 3b.Establish new election guidelines to provide for 4-year staggered terms of office, running in non-partisan elections held on a general election cycle, e.g., November of even-numbered years. Encourage local citizens to have greater participation in the school board election process.

86 3c.Establish additional statutory qualifications for school board candidacy to include requirements for self-disclosure, adherence to the state-wide code of conduct and conflict of interest guidelines and to submit to background checks and drug screening by the GBI. While a “grandfathering” of board members without the following requirements is expected, enhanced requirements for board candidacy include:

87 U.S. Citizen and registered voter

88 HS diploma or GED

89 Sign statewide conflict of interest and code of ethics affidavit

90 Cannot be a “relative” of another sitting board member (already defined in Title 20 of the Georgia Code)

91 Cannot be a district employee

92 Cannot be judged mentally incompetent

93 Must submit to and pass drug screening (Note: this was held unconstitutional for members of the Georgia General Assembly; see Chandler v. Miller, 520 US 305, 1997.)

94 Must disclose compliance with required training, ethics and conflict of interest policies.

95 21 or older (in current law)

96 Resident of the school system district for at least 12 months (in current law)

97 No felony convictions (in current law)

98 Cannot be employed by a public or private K-12 school or school system (current law prohibits employment or service on the board of a private educational institution)

99 3d.Require board member disclosure during election cycle of adherence to ethics and conflict of interest guidelines and training compliance.

100 The Commission would have preferred to recommend more stringent standards, commensurate with the importance of the school board member role and the experiences they see demonstrated on other community and non-profit boards. However, since citizen involvement and local knowledge by the electorate of the qualities of board members is embedded in the fabric of the school board governance process, these new election terms and candidacy requirements are considered a minimum.

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102 Background Public Education In America

103 Public schools in America hold a special place in the history and development of our country and culture. Georgia public schools have been around for over two centuries in various forms and now educate 1.6 million students, or 92% of school-age children. Under Georgia’s Constitution, public school systems are subdivisions of government established to fulfill the American vision of public education. Today, public schools are still the foundation of our society and are the largest single spending items in local and state budgets.

104 School systems are the local, logical and legal organization to implement the state’s goals for public education. But schools and school systems have been bombarded by external and internal forces that have distracted less-able boards from their mission: to teach and educate our children for their future community roles as parents, employees, and citizens.

105 Boards today are pulled in numerous directions due to the variety of constituencies and demands placed on the board from the Federal government, GDOE, the local electorate, parents, and the education community. It is critical that a governance model be selected that narrows the board’s focus and provides clear and consistent direction and priority to manage these demands.

106 Boards must utilize governance systems that clearly delineate the roles and responsibilities of school board members. Boards should principally be concerned with “ends”, not the “means” of achieving objectives. It is the superintendent and school leadership that should focus on “means”.

107 With our school systems under pressure from every quarter, and with educational performance in many places in the world exceeding the performance of our public school systems and students, it is not surprising that there is increased focus on improving the effectiveness of our state school boards. Appropriate and consistent school board governance is critical to improving the effectiveness of our school boards. The Board Governance Model

108 An effective governance model familiar to corporate and public sector leaders is the Board Governance model. The board model of oversight for public education permits public scrutiny and lies at the heart of school board governance. Citizen “ownership” is fundamentally different from traditional management.

109 School board governance is based upon the trusteeship ideology that the board works as one body representing the entire community. Imbedded in the concept of board action on behalf of a larger group of citizen owners is a shared focus on results, a good faith and honest effort to fulfill the oversight role. Governance of a school board acts for the owners to ensure that the current executive officer fulfills the mission of the organization and ensures its future sustainability. This understanding of a legal and logical entity held accountable is at the core of the American business model. The entity is run by executives, and those executives are accountable to the shareholders through a board of directors.

110 To quote John Carver, “Board governance represents ownership one level down, not management one level up.” School boards, as with corporate boards, must ensure the school system fulfills its mission while building confidence in their decisions through good governance. Boards, individually and collectively, must demonstrate integrity and must instill confidence in the leadership team. Boards ensure good stewardship of funds, demonstrate ethical behavior, and plan for and support system-wide student achievement of accepted standards. Along with mission alignment, certain common behaviors are expected for for- profit and non-profit boards: professional courtesy, open and enlightening discussion about future plans, and requirements for current resources and operations.

111 Alliances of education scholars and business leaders have suggested that the cacophony of demands on school boards and schools be reconciled. They want to eliminate all requirements unrelated to student achievement, safety and civil rights and to align spending, curriculum, testing and teacher training around specific expectations for student learning. School boards should imitate boards of private businesses and recruit board members from the community and businesses who can transform school boards.

112 Hill, P. T., Warner-King, K., Campbell, C., McElroy, M., & Munoz-Colon, I. (2002). Big City School Boards: Problems and Options. Center on reinventing public education. Corporate versus School Board Governance

113 In 200 pages of standards and board practice, The Conference Board’s Corporate Governance Handbook, 2007, provides insight into public company best practices. While laying out a minimum set, it shows the aspirational quality of standards that provide the foundation for continuous improvement of corporate boards.

114 The fundamental requirements for board members are easy to understand: do no harm, exercise care, loyalty and diligence and use personal experience to provide good faith and counsel and honesty of purpose. In business terms, that translates to “know the marketplace and help the organization achieve its goals.”

115 More difficult in the public services environment, discipline and insight are required to achieve social goals and outcomes that are not easily quantified and achieved. For school systems, and thus the school boards that govern, clear roles, responsibilities and alignment are paramount. Failure to achieve them can ruin individuals and have a long-reaching effect in the community for years, even generations.

116 Reforms need to be comprehensive and need to affect every level of the education system. However, there are key differences between business systems and public sector systems, which are summarized by Jim Collins in his Good to Great framework in Table 1.

117 Agreed upon financial performance metrics Fewer agreed upon performance metrics Clear governance structure & hierarchy Many governance components & inherent ambiguityHarder to tap idealism & creativityEasy to tap idealism & creativityCompetitive market pressures force “facts”Culture of “niceness” inhibits candorGoal is economic profit with ROI as key driver Goal is meeting human & social needs not priced at a profitProfit mechanism makes discipline easierDesire to “do good” leads to undisciplined decisions Efficient access to capital that feeds additional resourcesNo capital resources that systematically feed “best performers” Profit driven engine creates independent, sustained growthFunding is often time- limited and project specificCompetition stimulates change & progressPassion for mission makes it harder to change traditions Public School Board Governance

118 Approximately 95,000 school board members serve on some 15,000 local public school boards in the United States, most with a board size of five to seven. The majority of school board members live in small towns, followed by rural and then urban areas. Even though 80% of school districts enroll fewer than 3,000 students, one-sixth of public school students live in the 50 largest school districts (or less than 1% of all districts). Only 4% of school districts enrolled more than 10,000 students but these districts served nearly half of all public students. In the past three decades, the number of large districts has gradually risen while the number of smaller districts has continued to decline.

119 Land, Deborah, Johns Hopkins University. УLocal School Boards Under Review: Their Role and Effectiveness in Relation to Students Academic AchievementФ, Center for Research on the Education of Students Placed at Risk (CRESPAR), U.S. Department of Education, 2002. – Brief History of School Boards The Education Policy Primer, 2008-2009 Edition. Georgia Partnership for Excellence in Education and Georgia School Boards Association. 2008. – 1777

120 Public schools in Georgia were first authorized in the Georgia Constitution of 1777 which provided that schools be established in each county at state expense. – 1910 – 1940

121 In Georgia, reform of local school boards leads to:

122 Lay school boards selected through city-wide elections.

123 Centralized school board modeled on corporate board and focused on policy.

124 Expanded, professionalized role of the superintendent to encompass more management responsibilities rather than the previous instructional role. – Post 1920s

125 Reform of local school boards over this period leads to lay school boards selected through district/city-wide elections, centralized school board modeled on corporate board and focused on policy, and expanded, professionalized role of the superintendent as CEO. Last major reform of school boards. – 1970s – 1980s

126 Multiple challenges are facing the school boards. Increased challenges to the role of school boards in urban areas. Updates made to the Georgia Code that included elections of school board members. – 2007

127 Recurring disappointment in student achievement. School boards receiving closer scrutiny.

128 This historical evolution resulted in a school board governance system reflecting a fairly standard set of characteristics.

129 Local control to meet the specific needs and preferences of each community.

130 Separation of educational from general governance.

131 Many school districts with small boards.

132 Lay oversight of policy-making with a professional superintendent manager patterned after corporate boards with a chief executive officer.

133 Democratic representation of all citizens through at-large elections.

134 Nowhere is the pull and tug of local interest felt more than at the fulcrum point of the local school board where local community interests and resources meet the requirements and expectations of state and federal mandates and programs. Public school students will become the future employees and taxpayers of those communities. At stake is the very success of the public school student.

135 While the traditional challenges of securing and allocating funds remain, school boards face additional, difficult challenges as well. Some of these newer challenges include:

136 State and federal standards and mandates;

137 Greater public apathy and a lack of confidence in public schools and school boards;

138 More diverse student populations;

139 Controversial and pervasive social problems. 5

140 Land notes that while these characteristics were not completely uniform, the most significant departure began in the latter half of the 20th century. Multiple pressures and influences have resulted in the reduction of local control by school boards as federal and state governments have assumed a greater role in governing education. Business Participation In Education

141 In Georgia, there are 185 public school districts supporting 1.6 million students, with the six largest districts supporting a third of the total enrollment (547,000) and the six smallest districts supporting under 500 students each (source: GDOE Financial Data).

142 For decades, the Georgia business community has been working to improve education for the children of Georgia. Along with local education groups, businesses led by the Georgia Chamber of Commerce and Metro Atlanta Chamber of Commerce have supported and led initiatives to identify better ways to fund, improve, and support education and schools across the state. In recent years, the Metro Atlanta Chamber successfully led an effort to change the Atlanta Public Schools’ charter for improvements at the board and superintendent level.

143 For 17 years, the Georgia Partnership for Excellence in Education (GPEE) has pursued its mission of informing and influencing Georgia leaders through research and non-partisan advocacy for the improvement of student achievement. The Georgia Chamber of Commerce, the state’s oldest and largest business advocacy organization, has been committed to action that will result in meaningful changes to our education system.

144 The Georgia School Boards Association’s (GSBA) mission is to ensure excellence in the governance of local school systems through a variety of professional development programs, eSolutions technology services, risk management, communication and advocacy services.

145 Georgia School Boards Association. УAbout Us.Ф Georgia School Boards Association, 2004. http://www.gsba.com/about/abou t_mission.html.

146 As employers, business leaders know the value of an educated workforce, and they see the consequences of educational failure for the individual and for the community. One key outcome is Georgia’s ranking among the bottom five states in the nation for public high school graduation rates. In “The Economics of Education,” GPEE finds that “the social and economic viability of a community strongly correlates with the number of high school graduates it produces.”

147 Introduction.Ф Edition Education Policy Primer. Georgia Partnership for Excellence in Education, 2008- 09.

148 For Georgia to improve its economic future for all its citizens, improving public education and student achievement is paramount.

149 “Now, more than ever, it is vital to reconsider the fundamental value of public education to individuals and to states and to remember its role as a harbinger of hope, a precursor to economic well-being, and a cornerstone of democracy.”

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151 Table 2: Compounded Impacts of High School Non-Completion Business, education and government leaders know that academic success is critical for the employees of today and tomorrow. Over the past few decades, many economists have outlined macro- level business trends that will increase demands for a well- educated workforce to remain competitive globally. Such predictions have come to fruition as the information technology and globalization trends have reshaped business. Resulting demands for quality and diversity of our workforce continue unabated. Two of these trends are highlighted by GPEE as having particular relevance for Georgia:

152 Globalization is reshaping our workforce and placing a premium on education and skills.

153 Inadequate skill levels are narrowing our citizens’ opportunities and threatening our state’s long-term economic viability.

154 It is fair and appropriate for the business community to provide some guidance on the topic of school board governance. Businesses, both public and private entities, have to comply with various forms of commerce-driven regulations and reporting practices. Compliance with these requirements leads to respect from business peers in the community. Non-compliance leads to censorship, censure and/or fines for misdeeds. More importantly, the marketplace is a strong builder of character and enterprise.

155 Research Methodology

156 In April 2008, the Georgia SBOE Chair Wanda Barrs asked the “partners” to charter a task force, composed primarily of business people, to take 90 days to study state and national best practices in school board governance. The request was made to four leading organizations committed to student achievement and having a board representation: the Georgia Chamber of Commerce, the Metro Atlanta Chamber of Commerce, the Georgia Partnership for Excellence in Education and AdvancED, the “partners.”

157 Three intermediate groups were formed for this work.

158 Commission for School Board Excellence In formulating a strategy to examine best practices and develop recommendations, the partners identified three co-chairs (John Rice, Phil Jacobs, and Gary Price) and 22 business, governmental and education leaders to form the Commission for School Board Excellence.

159 Advisory Committee To provide more in-depth and governance subject matter expertise examination of educational policy, 25 additional industry leaders from government, education and commerce comprised the Advisory Committee members.

160 Commission Working Group A working group made up of partner member staff and pro bono consulting services from Georgia- based North Highland was formed to explore specific issues raised by the Commission, analyze findings in those areas, facilitate the discussion, and reach closure on recommendations.

161 The Commission and Advisory Committee had a chance to review background material, engage with nationally recognized experts, and discuss areas of opportunity and appropriate directional changes.

162 During the earliest conversations among the Commission members and co-chairs, they explored a “value chain” model of school systems. This approach produced the Georgia education ecosystem as a visual representation of the dynamic, interactive nature of Georgia’s system of education. (See Figure 1)

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166 The ecosystem is a helpful tool for analysis of causal interactions, interdependencies, and complexities of the state public education system. The Commission recognized that complex systems are guided by a set of underlying principles including:

167 Systems must be viewed as a whole because the whole is greater than the sum of its parts.

168 Change in any part of the system may cause change in every other part of the system.

169 A system that has comprehensive feedback loops from all parts of the system.

170 Georgia school systems are comprised of multiple interdependent sub-systems such as school administration, facilities, instruction and curriculum, transportation, and financial and human resources. The school system is governed by a complex set of local, state and federal regulations. The school system operates within a dynamic environment of competing demands from important stakeholder groups including parents, government agencies, unions, taxpayers, and external forces like the economy, technology, and global standards.

171 An integrated life cycle approach to school board governance was used to consider the complexity and timing of key events in the “life” of a school board member. This systematic approach allowed a thorough yet strategic look at the factors impacting school board excellence.

172 Seven major subject areas were developed, consisting of 42 categories relevant to school board excellence. These key factors became the operating framework for subsequent research and debate. (See Figure 2)

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177 The people part of the life cycle approach mirrored the Good to Great philosophy of Jim Collins. “Get the right people on the bus, the wrong ones off, and then get the people in the right seat.”

178 Collins, Jim. Good to Great. New York: HarperCollins Publishers, 2001.

179 That simple reminder caused the Commission to review the board candidacy qualifications, the election process and the on- boarding processes of new school board members. But board proficiency is too important for a single event, and ongoing development, both individually and collectively became an important emphasis. The rich dialogue about roles, processes and metrics resulted in a strong conviction that unless the board and the superintendent work together as a team, they will not be able to carry the load.

180 And here, to no surprise, the findings are rich in aspirational needs, and challenging in the practical day-to-day world of education in 2008 Georgia school systems.

181 In high-performing districts, the board focuses on the teaching and learning system to deliver student achievement. In the lower- performing districts, student achievement is an afterthought pushed aside by too much emphasis on distracting and secondary issues. And at the height of dysfunction, school systems like Clayton County fail to fulfill the governance role and cease to be effective units and are to be replaced by “reality drama” events and grandstanding. Like a car wreck, it may be fascinating to view but traumatic for those actually involved.

182 The graphic in Figure 2 shows a life cycle view of school board governance. Several variations were circulated and discussed throughout the Commission’s work. The one shown here is consistent with the key categories and specific items recommended by the Commission.

183 The first Commission meeting was held on June 10, with the remainder of June, July and August used for a series of meetings scheduled for the Commission and the Advisory Committee. Commission members from throughout Georgia met in Atlanta, Macon, and Dalton to hear from leading experts as well as to review input from the Advisory Committee in order to formulate practical solutions.

184 The Advisory Committee participated in a variety of facilitated sessions to narrow down a wide breadth of opinion and research to tangible, focused proposals. With each iteration of the Advisory Committee, content was shared with the Commission, who in turn enhanced the work product through their discussions and from testimony from outside experts. New questions, ideas, and areas for review flowed from the Commission to the Advisory Committee.

185 The following is a list of final recommendations from the Commission. Also included in this report is an appendix that contains a bibliography and online index to those contents.

186 Recommendation Category 1: Board Governance Accountability

187 The SBOE shall establish a state- wide public school board governance review and accountability process.

188 Currently, the legal expectations of school boards are minimal in Georgia. Citizens have the sole responsibility to establish and to demand high expectations of their board. Within the current environment of limited transparency, low accessibility, and minimal voter understanding of core board responsibilities, the community is at a distinct disadvantage in performing their oversight role at the ballot box. Therefore, it is strongly recommended that clear expectations and responsibilities be legislated to hold local school boards more accountable.

189 1a.Establish an oversight process accountable for collecting standardized student achievement performance information. The process shall also promote self- monitoring and internal evaluation by school boards to include school systems, as well as board performance. Develop a mechanism to ensure outside reporting of board member violation of ethics, conflict of interest or board training non- compliance.

190 While detailed data on student performance is collected today by the Governor’s Office of Student Achievement (GOSA) and posted on its website, the data should be aggregated for more effective, comparative use by boards, superintendents, and the community as well as communicated widely through various public channels.

191 1b.Building upon the Georgia Department of Education (GDOE) process for performance monitoring (Student Improvement Plan process), provide the necessary early school system assistance and intervention to address underperforming academic systems, accreditation problems, financial and abuse of power issues. Ensure the process has a reasonable, but aggressive timetable for corrective action that is closely monitored.

192 1c.The SBOE shall be authorized to establish a review panel and investigation process to address and to resolve persistent school system and/or board performance issues aligning with the DOE triggers that are currently in place to initiate such assistance. Whether by contracting through outside service providers or by empowering an independent panel to assist, the SBOE process would be a focused, short-term measure to evaluate the severity of the issue and possible solutions. The independent panel shall be comprised of past school board members and superintendents representing each congressional district. Review panel members may be appointed by the Governor or be nominated by SBOE members.

193 Receivership shall be a last-resort option and would be the result of a consistently failing school system that has received intensive remediation efforts. The SBOE shall call upon the review panel to determine the question of receivership.

194 1d.In case a school continues to fail, temporary oversight and control by a receivership authority is appropriate and necessary. Such oversight shall be recommended by the review panel, approved by SBOE and limited to implementation of a specific recovery plan. The SBOE shall determine the question of receivership and appoint the receivership team. If the SBOE has not appointed the receivership team within 45 days, the Governor will then make the receivership appointments. The receivership team shall provide stability until new board members and/or a new superintendent can be installed to begin the recovery process. The primary objectives of the receivership team are to return the school board and the school system to effective functioning and to return the system to local control.

195 1e.Establish a state-wide code of ethics and conflict of interest guidelines for public school system board members who are the unique trustees of local public education for the entire district’s electorate. Research Review

196 The “Build State-Wide Governance Structure and Process” category of recommendations addresses the organizational and infrastructure issues that are fundamental to the effective functioning of board governance at the local school board level and addresses issues for under-performing or failing school systems. The Commission believes that the development of accountability for board performance and leadership requires a highly integrated approach with state-wide alignment.

197 Each school board establishes the goals and objectives of the school system, within which the superintendent and staff are permitted free choice of means to accomplish these goals and objectives. Hence, maximum creativity, innovation and decentralization are allowed. The school board may also identify unacceptable means to accomplish goals and objectives. The definition of unacceptable means tells the superintendent how not to operate rather than how to operate. The school board monitors performance on ends, based on metrics linked to student achievement, in a systematic and rigorous way. Board meetings are spent largely in learning about, debating and making decisions about goals and objectives and receiving reports on performance against goals and objectives rather than dealing with otherwise delegable matters.

198 National School Boards Association, УSurvey of State Mandated Training for School Boards.Ф National School Boards Association, 2004.

199 Numerous education scholars and business leaders have suggested that the cacophony of demands on school boards and schools be reconciled. They want to eliminate all requirements unrelated to student achievement, safety and civil rights, and align spending, curriculum, testing and teacher training around specific expectations for student learning.

200 School Boards are overextended with the myriad of tasks that have been added to their responsibilities, and their focus should be narrowed. The school board’s stated mission, as described in several state education codes, is to set policy and guide the management of schools in a district. An inventory of six state education codes shows that legislatures have heaped more responsibilities on local boards, requiring them to perform a variety of tasks that do not necessarily align with the stated mission. Board members must wade through a sea of legislated responsibilities that range from levying taxes and hiring the superintendent to selecting materials for sex education courses and ensuring that students dress appropriately.

201 Hill, P. T., Warner-King, K., Campbell, C., McElroy, M., & Munoz-Colon, I. (2002). Big City School Boards: Problems and Options. Center on Reinventing Public Education.

202 School boards should imitate boards of private businesses and recruit board members from the community and businesses who can transform school boards. The constituency to which school board members answer should be broadened to address the entire community.

203 Although school boards in Georgia are elected positions, when the board members act with personal and political motives, they loose a grip on the priority of mission and risk running into conflicts that jeopardize students. They should operate less as political leaders and more as “servant leaders” or trustees that balance the mission and purpose of public schools with understanding community needs of today and in the future. Their mission spans any current political agenda. Teaching and learning should be the focus for the next generation of citizens.

204 When reviewing some of the aspirational literature of school boards, (see Recommendation section 3 on Roles and Responsibilities) the role model described is not unlike that of a director found on a non-profit board. Seeking mission fulfillment through a process of student achievement is governance ambiguity.

205 Georgia Partnership for Excellence in Education. УThe Economics of Education, Second Edition.Ф Georgia Partnership for Excellence in Education, 2007.

206 What is different in elected school board positions is the local impact their organization plays on the local community. All systems in Georgia are multi-million dollar enterprises. In some areas, it’s a billion or more; and the schools and school system may be the largest business and employer in the community. Given the power to incur debt and cause local property tax collection to fund schools, there are many forces at work that have to be reconciled. Without informed, committed board members that understand their role in the governance process, the possibility of misalignment increases.

207 From time to time, school systems get in trouble and have to be cared for. The state board is the logical oversight body that should be empowered to use the information available about school system performance to take appropriate action. – Receivership Authority

208 The Commission recommends that a provision in law be developed for the temporary creation of a state- level receivership authority that would intervene in continuously underperforming systems. The authority would be a solution of last resort. Its objective will be to get the system back on a positive track through whatever means deemed most appropriate for the system. The authority would be appointed by and report to the SBOE who would oversee its actions. During this temporary receivership period and depending on the needs of the system, a new board, whole or in part, would be elected and/or a new superintendent would be appointed so that the system can begin solving its own problems for the long term.

209 As an interim step before receivership is considered, those systems that are having trouble would receive direct assistance, including targeted funding, functional expertise, mentors, and training, among others. A timetable and specific action steps must be developed to prevent the occurrence of a receivership being implemented. Current anecdotal and experiential evidence points to direct targeted assistance as a much more successful solution to school system performance issues than full scale intervention. However, this evidence does not say intervention is not a valuable alternative to implement when required.

210 The primary objective and the strong desire is to have local boards be self governing and successful for the long term. Therefore, any receivership would be a temporary intervention with the end result being return to local control.

211 Current practice of takeovers has not provided a clear direction as to whether a takeover of a system is a “best in class” solution. However, the trend today regarding consistently low-performing schools is to enable the state or city to intervene or completely take over the system.

212 Takeovers are permitted by statute in about half the states, and they’re allowed by some board charters. The question is: Do takeovers work? Despite political criticism, posturing, and rhetoric from public school opponents, research on the financial or academic impact of takeovers remains sparse.

213 Black, Susan. УThe Takeover Threat.Ф American School Board Journal (January, 2007). – Ethical Behavior

214 Boards should adopt a process for censure and ultimate dismissal or removal of board members not behaving or performing appropriately. This responsibility is internal to the board, and any action, censure or otherwise, would be based on a board vote. Boards should be able to censure members who violate conflict of interest or other board policies on ethical behavior.

215 Advisory Committee Meeting, June 26, 2008.

216 The board sets the ethical tone for themselves as well as for the system as a whole. As John Carver states: “The board, instead, takes on the difficult job of determining what results should be obtained, for which classes of learners, at what cost, as well as setting the boundaries of ethics and prudence within which the system must operate.”

217 Carver, John. УToward Coherent Governance.Ф The School Administrator, March 2000.

218 To avoid conflict of interest, or even the appearance of one, it is wise for board members to keep vendors at arm’s length. “Board members should refer vendors to management for official conversations, never make promises, never take favors, avoid any appearance of a special relationship, and most definitely make no attempt to push contracts on the district.”

219 McAdams, Donald R. What School Boards Can Do, Reform Governance for Urban School Boards. New York: Teachers College Press, 2006.

220 The best in class practice in the corporate world, as described by the BoardSource, is that “Exceptional boards are independent-minded. They apply rigorous conflict-of-interest procedures, and their board members put the interests of the organization above all else when making decisions. They do not allow their votes to be unduly influenced by loyalty to the chief executive or by seniority, position, or reputation of fellow board members, staff, or donors.”

221 BoardSource. УThe Source: Twelve Principles of Governance That Power Exceptional Boards.Ф BoardSource, Washington, DC. 2005.

222 Recommendation Category 2: Education Task Force

223 Convene a task force of education leaders and organizations to address the following three areas of school board focus:

224 board roles and responsibilities

225 state-wide school performance standards

226 comprehensive board member education and proficiency

227 Task force participation could include individuals from the Georgia School Boards Association (GSBA), Georgia School Superintendents Association (GSSA), Georgia Partnership for Excellence in Education (GPEE), AdvancED (SACS), GDOE, GOSA and other business and community leaders.

228 This next step phase would reconcile existing terminology and standards for roles and responsibilities, performance standards, and board member education and proficiency.

229 2a.Improve and clarify the role definitions for school board members and school superintendents and their staff.

230 i.Board membership should be rooted in the concept of “citizen service” and, as such, board compensation should be limited to coverage of the expenses incurred by board members as they conduct board business. Per diem payments and reimbursement for reasonable out-of-pocket expenses should be aligned with the established allowances in the code for the SBOE. Payment of benefits should be excluded.

231 ii.Boards shall be empowered to take governance action only when a majority of the board meets in a duly-called meeting acting as a single authority and speaking with a single voice. The board can only take action as a group, not as individuals.

232 iii.Ensure state statutes reflect the nature of the board as an oversight and policy-making body that sets vision, approves the budget, and hires the superintendent. The statutes should clarify the role of the school superintendent as the chief executive and manager of the school system. The board exists for the students, not the electorate. It acts as an elected trustee, not as an elected representative. Statutes should include clarity on the need for continuous improvement and priority of student achievement.

233 iv.A school system lexicon must be developed that clarifies existing language and resolves conflicting language where appropriate. Define and include reserved language in the statutes as follows:

234 1. “Cause to be managed” is the activity of the school board. “Manage” is the activity of the superintendent and his/her staff.

235 2.“Governance team” refers to the school board and the school superintendent as a team. “Leadership team” refers to the superintendent and his/her staff. Other terms should have agreed-to definitions.

236 3.Other specific terms may include: “per pupil expenditure,” “pupil-teacher ratio,” “drop-out or graduation rate,” “classroom expenditure percentage.”

237 Additional terms and definitions may be determined by the task force. These defined terms should be used to update Title 20 of the Georgia Code.

238 v.A crucial board responsibility is the recruiting and selection of a highly qualified school superintendent. For this process to be effective, boards must ensure they identify qualifications, solicit community involvement and provide transparency throughout the entire process. The superintendent is the only position that the school board shall be directly responsible for hiring. However, the task force will address and clarify the role of the board in hiring key system leaders.

239 vi.Other role ambiguity for board members, superintendents and staff needs to be clarified. Example: unless already elected, board chairs should be appointed by board members and may rotate. Research Review

240 The “Board and Superintendent Role Definition with New Lexicon” category of recommendations addresses the focus and duties of the board and of the superintendent recognizing the high degree of interdependence and strong partnership required for effective governance. Also considered is the vague and often confusing language that currently exists in this area and the value of a more precise statutory lexicon. The Commission believes that the role of the board as a strategic, policy- making body must be specifically delineated from the administrative, managerial role of the superintendent and staff. New statutory language needs to reduce vagueness and confusion in this critical area. – Roles and Responsibilities

241 Experts recommend a clear delineation be made between the role of the board, the superintendent and of the overarching role of the board/ superintendent leadership team. Management oversight is a major board responsibility. What does oversight mean for school boards? McAdams clarifies by saying, “Management oversight is not influencing management decisions before they are made or reviewing management decisions after they are made. It is guaranteeing the integrity of major management systems and processes and reviewing results.” There should be a clear definition of hand-off points between board decisions and the superintendent execution steps.

242 Goodman, Richard H. and William G. Zimmerman. УThinking Differently: Recommendations for 21st Century School Board/Superintendent Leadership, Governance and Teamwork for High School Achievement.Ф Arlington, VA. Educational Research Service and New England School Development Council, 2000.

243 McAdams, Donald R. УManagement Oversight But Not Management.Ф The School Administrator (September, 2004).

244 Advisory Committee Meeting, June 26, 2008.

245 For example, the superintendent is accountable for developing, implementing and monitoring the budgeting process for the school system. The school board is accountable for authorization review of the annual budget, alignment of the budget to appropriate student achievement goals, strategic financial planning, and holding the superintendent accountable for managing the expenditures. Boards should build public support, secure sufficient resources, and act as a steward of the system’s resources. Boards must also ensure adequate insurance or equivalent resources to protect their financial stability and administrative operations.

246 Georgia School Boards Association. УA Guide to Effective Boardsmanship.Ф Georgia School Boards Association, 2006.

247 AdvancED Accreditation Standards for Quality School Systems. 2007.

248 In another example: the superintendent is responsible for managing the core business of teaching and learning, from classroom instruction to teacher qualifications. However, the school board is accountable for the teaching and learning outcomes from the district and compliance with state-wide performance academic standards to graduation rates.

249 The board is legally empowered to take governance action only when a majority of the board and the superintendent meet together in a duly-called meeting. In all decision-making, boards must keep the vision of improving student achievement as the guiding principle. The board /superintendent leadership team will become more effective when board members and the superintendent participate together in leadership renewal.

250 The local school board is a critical public link to public schools. School board members serve their communities in several important ways:

251 The Center for Public Education. УThe Role of School Boards.Ф The Center for Public Education (2007).

252 First and foremost school boards look out for students. Education is not a line item on the school board’s agenda—it is the only item.

253 The Center for Public Education, УExecutive summary: School boards and the power of the public.Ф 2007.

254 When making decisions about school programs, school boards incorporate their community’s view of what students should know and are able to do. Future citizenship skills and economic prosperity depend on this.

255 School boards are accessible to the public and accountable for the performance of their schools.

256 School boards are the education watchdog for their communities, ensuring that students get the best education for the tax dollars spent.

257 Boards play an important legal and regulatory role, ensuring compliance with applicable local, state, and federal laws, standards and regulations. Boards must stay current in their understanding of changes in legislation, rules and regulations. One approach used in Texas requires the board to receive updates after each legislative session on any changes to the code and/or any relevant developments to school governance. Boards should maintain ready access to legal counsel for advice and information on legal requirements and obligations.

258 AdvancED Accreditation Standards for Quality School Systems. 2007.

259 National School Boards Association, УSurvey of State Mandated Training for School Boards.Ф National School Boards Association, 2004.

260 Iowa Association of School Boards. УThe Lighthouse Inquiry.Ф Iowa Association of School Boards, October 2000.

261 Boards also establish and communicate policies and procedures that provide for the effective operation of the system. Once established, the board monitors policy implementation and evaluates the results of implementation efforts. Boards also ensure that curriculum is aligned to support district policies and established priorities. – Policy Development and the Board Meeting

262 The role of the board, as stated above, is to develop policy. There is good policy making and bad policy making. Don McAdams espouses his view of good policy making. Policy development by the board should be guided by three principles: Policies should focus on ends, not means; policies should be only as specific as necessary to obtain results; and policies should allow management as much freedom as possible.

263 McAdams, Donald R. What School Boards Can Do, Reform Governance for Urban School Boards. New York: Teachers College Press, 2006.

264 While the board and superintendent roles are very different, they still must work as an effective leadership team. First and foremost, the board and superintendent must become a unified governance and leadership team, with unity of purpose, a clear mission, and a sense of responsibility for action to achieve a long-term vision.

265 Goodman, Richard H. and William G. Zimmerman. УThinking Differently: Recommendations for 21st Century School Board/Superintendent Leadership, Governance and Teamwork for High School Achievement.Ф Arlington, VA. Educational Research Service and New England School Development Council, 2000.

266 Board members individually do not have any power. It is the board as a group that has the power for decision-making and creation of policy. As John Carver states: “If a board seriously intends to speak with only one voice, it must declare that the staff can safely ignore advice and instructions from individual trustees, that only the explicit instructions of the board must be heeded. Excellence in governance will not occur until superintendents are certain that trustees as a group will protect them from trustees as individuals.”

267 Carver, John. УRemaking Governance.Ф American School Board Journal. (March 2000).

268 McAdams(,, ) discusses at length suggestions for making boards effective for handling information requests and for engaging the community.

269 McAdams, Donald R. УAdministrative Support for Board Members.Ф The School Administrator (January 2006).

270 McAdams, Donald R. УThe Short, Productive Board Meeting.Ф The School Administrator (September 2005)

271 McAdams, Donald R. УResponding to Board Member Requests for Information.Ф The School Administrator (March 2008).

272 One best practice cited by several school systems in Georgia is to have any comment, question, or request to a board member be forward to the superintendent or his/her designee to follow-up and share findings with the whole board at a future meeting. This allows for community input, but consolidates responses, removing the risk of distraction or inappropriate response from the individual board member. While school board members are elected, their role is limited to authority of the group as a whole. Board members should not consider themselves political representatives of their respective districts and should not operate in political patronage territory.

273 The board may exercise its management oversight responsibilities through audits, workshops, reports, and other methods to assure the integrity and performance of the district’s management systems. The critical word in the quote from McAdams is “oversight.” During the board’s meetings, it oversees and monitors but does not manage the superintendent and the school system as a whole.

274 McAdams, Donald R. УManagement Oversight But Not Management.Ф The School Administrator (September, 2004). – The Board Chair

275 The GSBA Guidelines refer to only two board chair duties: enforcing meeting procedures that have been adopted and communicating with members of the public who are in attendance at meetings. Specific job descriptions for board chairs should be developed that outline specific duties (beyond the board meetings) and that define the necessary training and work experience. The role and duties of the board chair should be clarified and widely communicated to all stakeholders.

276 Georgia School Boards Association. УA Guide to Effective Boardsmanship.Ф Georgia School Boards Association, 2006.

277 The board chair is a special role that requires proven leadership experience to be effective. Requirements for board chairs should also include past experience in the educational system.

278 Advisory Committee Meeting, June 26, 2008

279 Don McAdams suggests preferred qualifications for a board chair:

280 fair-minded

281 respected

282 deeply knowledgeable about the district

283 goal-oriented

284 clear understanding of the roles of the board and the superintendent

285 ability to speak for the board and run a business-like board meeting

286 The prevailing theme within much of research is that board chair candidates should be experienced leaders that have, if available, previous experience leading a board or organized group.

287 Research strongly focuses on the need for leadership experience. Boards utilize a variety of rules regarding chair selection and tenure. “Boards should be encouraged to forget about seniority or automatic succession, not every board member is suited for the board presidency.”

288 McAdams, Donald R. What School Boards Can Do, Reform Governance for Urban School Boards. New York: Teachers College Press, 2006.

289 Chair should have at least one or two years of board experience which enables the chairperson to be familiar with the current board, its culture and processes.

290 The Gwinnett board rotates its chair every year with no problems. However, the Gwinnett superintendent said that not all board members are cut out to be a board chair. The Gwinnett superintendent preferred chair candidate skills leading a group, handling problem board members, and the ability to provide a strong vision for the system.

291 Gwinnett Board Member and Superintendent Interview. July 24, 2008. – The Superintendent

292 A key task of the board is to hire, oversee, support and evaluate the work of the superintendent, who in turn recommends policy and oversees personnel matters, budget, and financial matters, with accountability to the board for implementation. Experts made specific suggestions about board authorization of the superintendent’s role. Boards should recognize the authority of the superintendent to implement a district-wide organizational structure that empowers staff to meet the needs of all students. Boards should also recognize and support the authority of the superintendent to implement a district accountability plan to evaluate community and school progress toward accomplishing the vision, and reports on the results to the public. It is widely held that high turnover of in the superintendent position is a strong indicator of problematic board behavior or low board performance and a predictor of low system performance. Boards should recognize and preserve the executive, administrative and leadership authority of the administrative head of the system.

293 Goodman, Richard H. and William G. Zimmerman. УThinking Differently: Recommendations for 21st Century School Board/Superintendent Leadership, Governance and Teamwork for High School Achievement.Ф Arlington, VA. Educational Research Service and New England School Development Council, 2000.

294

295 AdvancED. УAccreditation Standards for Quality School Systems.Ф AdvancED, April 2007.

296 The board maintains a close relationship of trust with the superintendent and strives to facilitate his or her success. Boards view all children achieving at high levels as their primary objective and act accordingly.

297 McAdams, Donald R. У20 Indicators of Effective School Boards,Ф The Center for Reform of School Boards, 2006.

298 An important issue identified in the research is the operational overlap of the board’s role with the role of the superintendent. A primary cause of board ineffectiveness is the micromanaging by the board in relationship to the superintendent role. Boards are drawn into a myriad of operational and administrative issues taking them away from their role as policy leaders. Management of the school district is clearly the responsibility of the superintendent in the role of chief administrative officer. When the board oversteps its role, not only is the superintendent’s effectiveness undermined, but the critical strategic and policy work of the board is often left undone. Some suggest that the roles are clear but that there is no accountability for performance of the appropriate role by the board. In addition to clarifying the board roles and responsibilities, faculty and staff roles also need to be clarified.

299 McAdams, Donald R. What School Boards Can Do, Reform Governance for Urban School Boards. New York: Teachers College Press, 2006.

300 Georgia School Boards Association, УStandards for Local School Boards of Education: Check List.Ф Georgia School Boards Association, 2008.

301 Advisory Committee Meeting, June 26, 2008.

302 Responsibilities of the board and the superintendent roles are outlined by GSBA as defined by Georgia law. A key caveat relative to these duties is offered by AdvancED Accreditation Standards for Quality School Systems:

303 Georgia School Boards Association. УA Guide to Effective Boardsmanship.Ф Georgia School Boards Association, 2006. – “A great deal of time is spent trying to identify the line between the responsibilities of the school board and those of the superintendent. … while it is important for everyone to understand what their responsibilities are, it is of even greater importance for the school board and their superintendent to form a cohesive leadership team.” » Georgia School Boards Association. УA Guide to Effective Boardsmanship.Ф Georgia School Boards Association, 2006.

304 The most important relationships for the board must be the relationship that board members have with one another and with the superintendent. Exceptional boards govern in constructive partnership with the chief executive, recognizing that the effectiveness of the board and chief executive are interdependent. They build a partnership through trust, candor, respect and honest communications. The board and the superintendent work together as a team:

305 BoardSource. УThe Source: Twelve Principles of Governance That Power Exceptional Boards.Ф BoardSource, Washington, DC. 2005.

306 to assess strengths and improvements needed in the school district.

307 to consider compelling problems and emerging issues.

308 to reflect their educational and leadership philosophy and performance.

309 to study and explore trends, opportunities and anticipated challenges.

310 The three key governance roles that must be well-understood and followed for effective system functioning are the role of the board, the role of the superintendent and the joint role of the board/superintendent leadership team.

311 A variety of experts explore these critical roles. BoardSource offers twelve principles for non-profit boards to use in guiding exceptional performance.

312 The board/superintendent leadership team becomes the community’s leading advocate for children. Boards approve budget allocations based on student achievement priorities. Boards ensure that the public understands how aligning curriculum and instruction and implementing standards leads to improved student achievement.

313 УThe Key Work of School Boards,Ф National School Board Association.

314 The Lighthouse study characterizes the culture a local board should create and sustain. Board members should create a positive culture by expressing a high level of confidence in staff. Board members should express their belief that changes could happen with existing people, including students, staff and community. Board members should describe specific ways board actions and goals were communicated to staff, such as a post-board meeting for teachers and administrators. Boards must ensure training and communication for staff members so that they are able to identify clear district-wide goals and expectations for improvements in student achievement. In successful districts, staff members could link their goals to school goals for student learning and describe how those goals were having an impact in their classroom and other classrooms in the building. – Superintendent Recruitment

315 A 1992 constitutional amendment was adopted requiring that Georgia superintendents be appointed by the local board. Current guidelines give boards the latitude to “determine the characteristics and qualifications for the individual it wants and needs as its superintendent” based upon an analysis of “the system’s weaknesses,” a formulation of “goals for improvement” and a determination of “what skills are necessary to accomplish these tasks.” Additionally, boards may decide to “involve staff or community members in any phase of the selection process.”

316 Georgia School Boards Association. УA Guide to Effective Boardsmanship.Ф Georgia School Boards Association, 2006.

317 McAdams, Donald R. УPlanning for Your Own Succession.Ф The School Administrator. (January 2007).

318 Such guidelines do not clearly define the core competencies and the related experience necessary to be a successful school administrator and allows for a wide range of variability in the recruitment and hiring process. Boards should not be pressured by political considerations to appoint superintendents but instead should develop an objective assessment of leadership capabilities based upon past training and experience. In addition to strong qualifications, superintendents must maintain, communicate and model high expectations of student achievement.

319 Page, Deb. УPreparing for a Perfect Storm: Meeting Georgias Need for Quality School Leaders.Ф Georgia Public Policy Foundation, December 15, 2006.

320 Iowa Association of School Boards. УThe Lighthouse Inquiry.Ф Iowa Association of School Boards, October 2000.

321 The role of school superintendent is critical to the effective administration and management of the school district and should be filled by a strong, capable leader. They must balance this role of CEO of a multi-million dollar enterprise with that of an educational leader that their staff and community respect to fulfill the district mission. The superintendent role is considered the key driver of district-wide initiatives to meet student needs and to improve student achievement. With the support of the board, the superintendent should operate as the chief executive officer with the full authority to administer district affairs.

322 Advisory Committee Meeting, June 26, 2008.

323 Georgia School Boards Association, УStandards for Local School Boards of Education: Check List.Ф Georgia School Boards Association, 2008.

324 In the coming years, there are forecasts that a large number of education leaders will be leaving the workforce, requiring a stronger focus on recruitment efforts. Boards must improve the effectiveness of recruitment and selection efforts to hire superintendents with professional training and experience in leadership and management. The approach to superintendent hiring should be expanded to include all appropriate means for recruitment, e.g., search services, nation-wide access, consistency of access, etc.

325 AdvancED. УAccreditation Standards for Quality School Systems.Ф AdvancED, April 2007. – Succession Planning

326 Experts, including Don McAdams, Paul Hill and Rick Hess, suggest that leadership changes, while perhaps needed at times, can create significant problems if not planned in advance.

327 Boards should have a superintendent succession plan in place to ensure leadership continuity. Paul Hill and colleagues (1998) and Rick Hess (1999) have documented the impact of departing urban superintendents on promising reform initiatives and the resulting policy churn that disrupts progress.

328 McAdams, Donald R. УPlanning for Your Own Succession.Ф The School Administrator. (January 2007).

329 McAdams, Donald R. What School Boards Can Do, Reform Governance for Urban School Boards. New York: Teachers College Press, 2006.

330 Although the succession of authority within the system is best left to the superintendent, the board must maintain the integrity of the initial three elements.

331 Board’s relationship with those it is accountable to, the public.

332 Board speaks with one voice, not individually.

333 Board instructs and evaluates one person, the superintendent.

334 Carver, John. УRemaking Governance.Ф American School Board Journal (March 2000).

335 Succession planning is important because the superintendent is honor-bound to act in the best interest of the school district, and it is in the district’s best interest to be spared the lost momentum of a temporary office-holder or an abrupt change of direction.

336 McAdams, Donald R. УPlanning for Your Own Succession.Ф The School Administrator. (January 2007).

337 For school systems’ boards, a degree of exceptional boards energize themselves through planned turnover, thoughtful recruitment, and inclusiveness. Seeing the correlation between mission, strategy, and board composition, they understand the importance of fresh perspectives and the risks of closed groups. They revitalize themselves through diversity of experience and through continuous recruitment.

338 BoardSource. УThe Source: Twelve Principles of Governance That Power Exceptional Boards.Ф BoardSource, Washington, DC. 2005.

339 Compared to private boards, public boards tend to have more frequent turnover and are smaller. Careful attention to board turnover and size—as one of the ongoing aspects of the work of the board— distinguishes high-performing boards from others.

340 Tierney, William G. and Adrianna Kezar. УAssessing Public Board Performance.Ф Center for Higher Education Policy Analysis, University of Southern California, 2004. – Vision for Continuous Improvement

341 Board members’ core beliefs about what can be accomplished by the school system have a considerable impact on their leadership effectiveness. In higher achieving districts, board members consistently expressed the belief that all children can learn and gave specific examples of how learning had improved as a result of district initiatives. Factors like poverty and lack of parental involvement were described as challenges to be overcome and not as excuses.

342 Iowa Association of School Boards. УThe Lighthouse Inquiry.Ф Iowa Association of School Boards, October 2000.

343 Boards must take an active role in leading continuous improvement efforts for the school district and for the board. The board’s role in leading continuous improvement lies in four key areas:

344 Articulating the vision and purpose that the system is pursuing (Vision).

345 Maintaining a comprehensive tracking of students’ performance, of system effectiveness and of the community demographics (Profile).

346 Employing goals and interventions to improve student performance (Plan).

347 Documenting and using results for future improvement efforts (Results).

348 To continually improve the system, boards must use the three levers available to them: policy leadership, superintendent selection, and “the bully pulpit.” Boards publicly support and communicate the value of continuous improvement to the community and engage important stakeholders in the process.

349 Georgia School Boards Association. УA Guide to Effective Boardsmanship.Ф Georgia School Boards Association, 2006.

350 2b.State-wide school performance standards

351 Define state-wide student and system performance standards and tracking metrics for school system performance, and establish a process of tracking, reporting and publication of student and system performance results through varied channels to the public by building on and expanding beyond the current web-based reporting tools of GDOE and GOSA. Consider student safety and civil rights as additional key metrics reporting.

352 ii.Require boards to develop and to maintain a strategic plan and a process of ongoing, timely review of student and financial performance results and outcomes compared to plan, and timely reporting of results to the community. Strategic planning training for boards should be provided to ensure the validity and value of the plans developed. Leverage current initiatives by GSBA and GOSA regarding strategic planning and reporting.

353 Any strategic planning toolset developed to assist boards should include core components: vision, high- level goals, objectives tied to goals, community engagement, internal and external communication, and ongoing tracking and periodic adjustment.

354 iii.Require boards to have a plan for regular community communications and stakeholder input for the purpose of presenting and discussing student and system planning, goals and performance. Research Review

355 The “State-wide System Performance Standards” category of recommendations addresses monitoring and maintaining system standards for academic and operational performance through the assessment, reporting and communication of state-wide standards. The Commission believes that the leadership team (board and superintendent) and the school system should be held accountable for performance through standardized evaluation, development and maintenance of a strategic plan, and performance data collection processes the result of which are reported to the GDOE, SBOE, and the community. – Standards that Set High Student Achievement

356 The core tenet underlying most, if not all, research is that the primary focus of the school board is to ensure education achievement for every student. A Gwinnett school board member stated that it was critical in the beginning of their improvement effort that every member buy in to the concept that all students can benefit from public education and every student can learn. In the Lighthouse Study, members of successful Georgia boards expressed, “Board members had high expectations for all students.”

357 Iowa Association of School Boards. УThe Lighthouse Inquiry.Ф Iowa Association of School Boards, October 2000.

358 In order to increase and maintain high expectations for student achievement, standards must be developed and implemented consistently across the district to enable students, teachers and school leadership to measure their performance against a uniform and appropriate academic standard.

359 AdvancED standards require boards to “[e]stablish and implement a comprehensive assessment system, aligned with the system’s expectations for student learning, that yields information which is reliable, valid, and free of bias and ensure that student assessment data are used to make decisions for continuous improvement of teaching and learning.” The board demonstrates verifiable growth in student performance that is supported by multiple sources of evidence.

360 AdvancED Accreditation Standards for Quality School Systems. 2007.

361 Other requirements from the National School Boards Association that focus on and work to ensure student achievement are as follows:

362 Boards should approve standards for student learning. Boards should ensure that curriculum, instruction and assessment are aligned with student achievement standards set by the board and consistent with the state. Boards should participate in periodic work sessions to review student standards and the district’s initiatives to help all students achieve. Boards should provide resources needed to increase the number of students meeting standards. Boards should ensure that instructional programs are evaluated for effectiveness in helping students meet standards.

363 УThe Key Work of School Boards,Ф National School Board Association. – Accountability

364 Effective accountability systems have numerous but focused metrics, robust and reliable information management systems, transparency, personnel management policies and systems that link job security and compensation to performance, and continuous feedback to drive continuous improvement. In order for accountability to exist, there must be consistent standards set as well as a measurement and reporting system to provide visibility to performance. McAdams states that it is essential that district performance should be reported to the board and to the public at least annually using comprehensive performance metrics.

365 McAdams, Donald R. What School Boards Can Do, Reform Governance for Urban School Boards. New York: Teachers College Press, 2006.

366 The board and the superintendent must therefore be held accountable for district performance. The board is accountable to the public and the superintendent is accountable to the board. The requirement of accountability is essential to ensuring consistency of school system performance and to maintaining a focus on improvement. It is the superintendent’s role to manage and run the system, and to be held accountable by the board for the performance of the school system. “Consequently, board expectations of the system (ends and limits on means) are the only criteria on which a superintendent should be assessed.”

367 Carver, John. УRemaking Governance.Ф American School Board Journal (March 2000). – Board Self Performance Evaluation

368 Other experts, like Goodman and Zimmerman, believe that board self-evaluation is advantageous. Five standards – vision, structure, accountability, advocacy, and unity – should be used as criteria for continuous development and self- evaluation of a team’s leadership and governance performance. Second, in addition to continuous education and renewal, Goodman recommends that team evaluation and development workshops be held in a private setting four times each year – led by an experienced facilitator whenever possible.

369 Goodman, Richard H. and William G. Zimmerman. УThinking Differently: Recommendations for 21st Century School Board/Superintendent Leadership, Governance and Teamwork for High School Achievement.Ф Arlington, VA. Educational Research Service and New England School Development Council, 2000.

370 Exceptional boards embrace the qualities of a continuous learning organization, evaluating their own performance and assessing the value they add to the organization. They embed learning opportunities into routine governance work and in activities outside of the boardroom.

371 BoardSource. УThe Source: Twelve Principles of Governance That Power Exceptional Boards.Ф BoardSource, Washington, DC. 2005.

372 The school board is then accountable to the constituents (the public) that elected them. “The board's primary relationship is with those to whom it is accountable – the general public, the shareholders of public education.” – Areas of Measurement

373 The district’s performance report should be comprehensive, weighted heavily to student achievement but also include financial, facilities, human resources, customer satisfaction and other measures of district performance. School boards should have an evaluation that can respond to a superintendent who cuts ethical corners or abuses subordinates.

374 The board monitors progress toward the vision periodically. Boards assure periodic assessment of school climate throughout the district including:

375 Attendance data

376 Discipline data

377 Surveys of students, staff, and parents

378 Enrollment in higher-level classes

379 Staff turnover

380 Student demographics and enrollment trends

381 District performance should be reported to the board and to the public at least annually using comprehensive performance metrics.

382 Exceptional boards are results- oriented. They measure the organization’s progress towards mission and evaluate the performance of major programs and services. They gauge efficiency, effectiveness and impact, while simultaneously assessing the quality of service delivery, integrating benchmarks against peers, and calculating return on investment.

383 BoardSource. УThe Source: Twelve Principles of Governance That Power Exceptional Boards.Ф BoardSource, Washington, DC. 2005. – Assessment Systems

384 The National School Boards Association encourages boards to approve and periodically review an assessment system for all students. Without a comprehensive assessment system based on state- wide standards, boards are unable to determine student achievement within their districts and compared against other districts in the state.

385 AdvancED utilizes a comprehensive, integrated, and proven assessment system that focuses on various key areas that are critical to the performance of a school or school system.

386

387 This assessment system allows the leadership team to understand their performance in core school system standards. These standards also allow a comparison with like systems within the state. – Reporting

388 The board must receive standard timely reports focusing on the performance of the school system on key student achievement measures as a whole. “Exceptional boards link bold visions and ambitious plans to financial support, expertise, and networks of influence.”

389 The reports are used by the board and the superintendent to “conduct a systematic analysis of instructional and organizational effectiveness, including support systems, and uses the results to improve student and system performance” AdvancED requires boards to “use comparison and trend data from comparable school systems to evaluate student performance and system effectiveness.” The board and the leadership team have visibility to the performance of their school system and the tools with which to address any weaknesses and to complement achievement.

390 AdvancED Accreditation Standards for Quality School Systems. 2007.

391 Currently, Georgia’s GOSA maintains an exhaustive data set of student and school performance that is collected from every system in the state. The data is based on CRCT, AYP, ACT, SAT, AP, graduation, attendance, among a number of other annual measures. The data is summarized on the GDOE and GOSA websites in primarily a graphical chart format. Most of the data is school or district specific. Recently, GOSA has summarized the data by school to be compared to the school’s district in aggregate, by district to be compared to the state in aggregate, and by state to be compared to the southeast and the nation in aggregate. The websites, however, do not provide a ranked listing of all districts by measure or a comparison of like districts by measure. By providing a comparison view or a ranked listing view by measure (See Appendix: ‘Example Reports for District Comparison’, p. 34), the electorate of Georgia can see how their own district or school is doing and possibly demand more out their school boards and district leadership if their schools are not doing well. – Community Engagement and Transparency

392 Most if not all research in the area of board/stakeholder communication emphasizes the importance of clear, consistent, two-way communication processes.

393 The National School Boards Association provides specific direction in the communication method and content that should be undertaken by a high performing board.

394 Board members are accountable to the public, therefore, it is critical that the board work to communicate with and educate the district public on its school system and its performance. “Board members must continually reach out to community groups and individuals to build personal relationships and educate, educate, and educate.”

395 McAdams, Donald R. What School Boards Can Do, Reform Governance for Urban School Boards. New York: Teachers College Press, 2006.

396 Gwinnett County School System has instituted separate, unique “state of the state” meetings within each board member’s district to provide time to address district- specific issues and get input. “Many board meetings are not meetings in the usual sense at all, but take place in community settings where certain segments of the public can be heard.”

397 Carver, John. УRemaking Governance.Ф American School Board Journal (March 2000).

398 To address constituent complaints, issues or calls, the board could fund a constituent service representative or process that can take ownership of constituent calls to board members and forward the request to the appropriate person. This practice provides consistency of service, keeps the board members out of school operations, and provides valuable issue tracking information that can be collected and reviewed.

399 Gwinnett Board member and Superintendent Interview. July 24, 2008.

400 The Lighthouse Study by the Iowa School Boards Association provides a leading perspective on how successful boards in Georgia approached public transparency. “Board members expressed pride in their community and in their efforts to involve parents. Board members could describe structures that existed to support connections and communications within the district. For example, board members could describe teaching teams, faculty committees and how they related to school improvement initiatives. Board members could name specific ways the district was involving parents and community and all indicated a desire for more involvement.”

401 Iowa Association of School Boards. УThe Lighthouse Inquiry.Ф Iowa Association of School Boards, October 2000.

402 Other sources espouse the transparency concept: Exceptional boards promote an ethos [culture] of transparency by ensuring that donors, stakeholders, and interested members of the public have access to appropriate and accurate information regarding finances, operations, and results. They also extend transparency internally, ensuring that every board member has equal access to relevant materials when making decisions.

403 BoardSource. УThe Source: Twelve Principles of Governance That Power Exceptional Boards.Ф BoardSource, Washington, DC. 2005. – Strategic Plan

404 Strategic planning for a school board is a long-term, evolving process which establishes the vision of the system, comprises key objectives and significant initiatives over multiple years, involves the community and the superintendent, and tracks progress.

405 Exceptional boards shape the mission, articulate a compelling vision, and ensure the congruence between decisions and core values. They treat questions of mission, vision, and core values not as exercises to be done once, but as statements of crucial importance to be drilled down and folded into deliberations.

406 AdvancED advises that the board should review its vision and purpose systematically and revise as appropriate. The superintendent and board established district goals based on student needs. School goals were expected to be linked to the district goals. The district goals should also be based on the overall goals of the State Board of Education and GDOE. Utilizing standard measures, the linkage from the State Board level down through the district to each individual school is critical to aligning State requirements to each individual school. This standardization and linkage also provides like-system comparison enabling systems to benchmark against similar systems and schools.

407 AdvancED encourages boards to “establish a vision for the system in collaboration with its stakeholders. It “communicates the system’s vision and purpose to build stakeholder understanding and support and identifies system-wide goals and purpose to build stakeholder understanding and support.”

408 AdvancED. УAccreditation Standards for Quality School Systems.Ф AdvancED, April 2007. – Stakeholder Communication and Engagement

409 The Lighthouse Study provides characteristics of high performing boards in Georgia such as “board members could describe specific ways board actions and goals were communicated to staff, such as a post-board meeting for teachers and administrators. Board members could describe structures that existed to support connections and communications within the district. Board members could also describe teaching teams, faculty committees and how they related to school improvement initiatives.”

410 Iowa Association of School Boards. УThe Lighthouse Inquiry.Ф Iowa Association of School Boards, October 2000.

411 AdvancED, like NSBA requires a strong process to communicate valid school system information to stakeholders. The board “provides a system of communication which uses a variety of methods to report student performance and system effectiveness to all stakeholders; uses system-wide strategies to listen to and communicate with stakeholders; communicates the expectations for student learning and goals for improvement to all stakeholders; and solicits the knowledge and skills of stakeholders to enhance the work of the system.”

412 A major study performed by the Annenberg Institute for School Reform at Brown University reveals the importance of community involvement in successful school systems. All stakeholders approved of and worked diligently to solicit and organize the participation of the local community in appropriate system initiatives. “Officials, school administrators, and teachers in every site reported that community organizing influenced policy and resource decisions to increase equity and build capacity, particularly in historically low performing schools.”

413 Kavitha Mediratta, S. S. (2008). Organized Communities, Stronger Schools; A Preview of Research Findings. Providence: Annenberg Institute for School Reform at Brown University.

414 2c.Comprehensive board member education and proficiency development

415 i.Provided the new definitions of roles and responsibilities and new state-wide school system performance standards are established as above, the task force shall also develop a recommended proficiency curriculum for board members to include:

416 1.School board fundamentals. Consider classroom and web-based training, mentoring and coaching, and whole-board training in fundamental processes of school systems, and in school system metrics focused on student achievement. Consider other local, state and federal law and policy requirements including financial topics.

417 2. Consider the training GSBA currently provides on strategic planning; build this into the curriculum.

418 3.The number of hours and sequence of training for new and experienced board members.

419 4.A training certification and disclosure guideline for board members who run for re-election.

420 5.A statement that all current board members would be expected to comply with ongoing education requirements.

421 ii.Provide a school board orientation workshop (similar to the GPEE and GSBA workshops currently offered) coordinated by the SBOE, and encourage board candidates to attend. Research Review – Curriculum

422 When considering curriculum for board training, research findings exist for both formal instructor-led training, in a range of subjects and facilitation of whole board team- building and strategic planning.

423 The topics for instruction should be tied directly to the key responsibilities of the school board and the board/superintendent leadership team and to student needs.

424 Goodman, Richard H. and Zimmerman, William G. Thinking Differently: Recommendations for 21st Century School Board/Superintendent Leadership, Governance and Teamwork for High Student Achievement, 2000.

425 Boards need to understand alignment of system components to student achievement to include:

426 Commission Meeting, July, 8, 2008.

427 Staffing and Personnel Evaluations

428 Facilities

429 Funding

430 Curriculum and Instruction

431 Assessment, and Technology

432 Texas conducts a board member training assessment and identifies needed training. Texas also requires the board president to publish those members who do not complete the mandated training prior to re-election.

433 Survey: УMandated Training for Local School Board MembersФ National School Boards Association, April 2004.

434 Due to the breadth of training topics necessary for ongoing board development, many different vendors may be required. Further, each vendor’s curriculum should be qualified as appropriate from a content accuracy/completeness standpoint.

435 This necessitates an extensive series of relationships and contracts with training vendors. Further, specific board needs may not be met by existing offerings, and special purpose curricula may be required to optimize board effectiveness. The work involved in identifying, engaging, maintaining, and monitoring board training may require a level of resources and management that is not currently available in Georgia. Self disclosure may be adequate as a first step.

436 Advisory Committee, July 31, 2008.

437 Georgia requires new board members must have 12 hours of training including six hours of training in school finance in the first twelve months after being elected. After that, they must have six hours of training each year. Like Georgia currently, many states require training, but there is little sanction if the training mandate is not met. Some states do not require training but only encourage members to receive the training. Examples include:

438 National School Boards Association. УState Requirements for Local School Board Service.Ф National School Boards Association, September 2007.

439 Eight-hour orientation on school issues to be provided by the state school boards association. There are no penalties for failure to complete the training. (Massachusetts)

440 Board members are required to have 12 clock hours of training annually; however, there is no penalty for failure to get the training. (North Carolina)

441 Attend a seminar for new school board members within the first year of serving on the board. Beyond that, there are no additional requirements. (North Dakota)

442 Once elected, board members are mandated by law to attend a two- day orientation plus one seven hour module in their first year of service. Veteran board members are required to attend one seven-hour module annually. (Tennessee)

443 Each school board must require its members to participate annually in high quality professional development activities at the state, local or national levels on governance, including, but not limited to personnel, curriculum, and current issues in education as part of their service on the local board. (Virginia)

444 States include a variety of subject areas in their board training curriculum. Examples include:

445 Each member of a city and parish school board shall receive a minimum of six hours of training and instruction in the school laws of this state, in the laws governing the powers, duties, and responsibilities of city and parish school boards, and in educational trends, research, and policy. (Louisiana)

446 Board Governance & Operations; School Law; School Finance; Student Achievement; Board Relations; Goal Setting (Missouri)

447 Delaware Performance Appraisal System (Delaware)

448 The School Ethics Act; Superintendent Evaluation (New Jersey)

449 School Leadership; Financial Management; Innovations in School Management; The Role of the Board; School Leadership; Human Relations; Student Issues; Crisis Management (Mississippi)

450 Minnesota Statute provides: "A member shall receive training in school finance and management developed in consultation with the Minnesota School Boards Association and consistent with section 127A.19."(Minnesota) – Governance Leadership Team Training

451 Higher-performing board members in the state of Georgia “described evidence of regularly learning together as a board. They talked about studying an issue together before making a decision.” Researchers studying school boards and governance are consistent in their opinion that it is critical that the leadership team of the board and the superintendent must be able to work together effectively and be able to support each other. Goodman and Zimmerman place leadership team training as a key strategy to ensure effective governance and focus on student achievement. They espouse a new approach to preparing and training school boards and superintendents that will support their coming together as unified leadership teams.

452 Iowa Association of School Boards. УThe Lighthouse Inquiry.Ф Iowa Association of School Boards, October 2000..

453 Goodman, Richard H. and Zimmerman, William G. Thinking Differently: Recommendations for 21st Century School Board/Superintendent Leadership, Governance and Teamwork for High Student Achievement, 2000.

454 An example of the importance of whole board or leadership team training is from the Gwinnett County School Board. The Gwinnett board places a high value in whole board and superintendent retreats to develop teamwork, familiarity, and alignment of individual priorities.

455 The National School Boards Association encourages boards to participate in work sessions together to better understand needed changes in curriculum and instruction based on related data. Full board development is viewed as an ongoing need of all standing boards.

456 УKey Work of School BoardsФ, National School Boards Association, 2000.

457 Advisory Committee, July 31, 2008. – Pre-Qualifications

458 Pre-qualification training should be considered as additional qualifications for election. Knowledge and awareness of future board responsibilities are desirable.

459 Members of the Advisory Committee cited significant concern that many candidates running for office as school board members are not aware of the knowledge and experience the role demands, the time investment, decision authority, or ethical considerations, including conflict of interest policies. For example, an individual may believe they can influence staff hiring or vendor selection decisions that are not, in fact, within the decision-making purview of the board. Further, they may not be aware of constraints presented by conflict of interest policies. The GSBA and GPEE currently provide candidate training and Advisory Committee members recognized this training as valuable to candidates. Ensuring all candidates are aware of the requirements of the role prior to their qualification as a candidate is recommended.

460 Suggested options may include:

461 Training that must be taken by a newly-elected board member prior to assuming his/her board seat.

462 Training experiences a candidate has undertaken in the past that they present as evidence of their preparedness for the role.

463 Training/Education required/mandated prior to their qualification as a candidate for election.

464 The 2006 NSBA Survey on State Mandated Training found that most states who responded required an orientation or specific new board member training for the first year on the board. West Virginia and New Jersey require orientation be completed prior to taking office.

465 National School Boards Association, УSurvey of State Mandated Training for School Boards.Ф National School Boards Association, 2004.

466 Along with mandating training curriculum and training hour requirements, several states mandate the source/type of training for their boards. Many states have specific provisions for training cost coverage/reimbursement.

467 Goodman, Richard H. and Zimmerman, William G. Thinking Differently: Recommendations for 21st Century School Board/Superintendent Leadership, Governance and Teamwork for High Student Achievement, 2000. – Board Training Accountability

468 Less than half of states mandating training also have an enforcement provision built into the law. Where they exist, sanctions include:

469 Removal from office (West Virginia – not yet tested in court)

470 At call for election, board chair publishes those who have/have not met training requirement

471 Commission of Education may withhold funds from the school system

472 Revocation of the ability to run for re-election

473 Seat can be declared vacant

474 School report card shows school board members not meeting minimum requirements

475 Removal by state school ethics commission.

476 Recommendation Category 3: Board Candidacy and Elections

477 Legislation shall be enacted to strengthen the election process and school board candidacy requirements.

478 3a.Establish into law the size of a Georgia public school board as a minimum of five and maximum of seven members, pursuant to best practices. Develop a process for existing larger boards to move to this smaller size.

479 3b.Establish new election guidelines to provide for 4-year staggered terms of office, running in non-partisan elections held on a general election cycle, e.g., November of even-numbered years. Encourage local citizens to have greater participation in the school board election process.

480 3c.Establish additional statutory qualifications for school board candidacy to include requirements for self-disclosure, adherence to the state-wide code of conduct and conflict of interest guidelines and to submit to background checks and drug screening by the GBI. While a “grandfathering” of board members without the following requirements is expected, enhanced requirements for board candidacy include:

481 U.S. Citizen and registered voter

482 HS diploma or GED

483 Sign statewide conflict of interest and code of ethics affidavit

484 Cannot be a “relative” of another sitting board member (already defined in Title 20 of the Georgia Code)

485 Cannot be a district employee

486 Cannot be judged mentally incompetent

487 Must submit to and pass drug screening (Note: this was held unconstitutional for members of the Georgia General Assembly; see Chandler v. Miller, 520 US 305, 1997.)

488 Must disclose compliance with required training, ethics and conflict of interest policies.

489 21 or older (in current law)

490 Resident of the school system district for at least 12 months (in current law)

491 No felony convictions (in current law)

492 Cannot be employed by a public or private K-12 school or school system (current law prohibits employment or service on the board of a private educational institution)

493 3d. Require board member disclosure during election cycle of adherence to ethics and conflict of interest guidelines and training compliance. Research review

494 The “Candidacy and Elections” category of recommendations addresses the terms and conditions of school board eligibility, the process by which school board members are elected and the desired characteristics for board candidates. The Commission believes that these requirements for candidacy should be strengthened and that board size should be defined. – Board Size

495 The ideal number of board members is five, with the maximum number being seven, as preferred by the Advisory Committee and the Commission. This size provides for enough diversity of thought and perspective without creating increased management problems. Higher number allows for higher probability of turf battles and division.

496 УGwinnett Board Member and Superintendent Interview Notes.Ф Atlanta, GA, July 24, 2008.

497 The report “School Boards at the Dawn of the 21st Century” provides insight into how boards across the country are structured. More than 80 percent of the respondents’ school boards have between five and eight members. While odd-numbered boards are more common than even-numbered boards, respondents also report some six- and eight-member boards. Another 14.3 percent of boards have nine members, while less than 5 percent of boards have fewer than five members or more than nine. (Survey sample of 2000 school districts across the country with 820 responding.)

498 Hess, Frederick M. УSchool Boards at the Dawn of the 21st Century, Conditions and Challenges of District Governance.Ф School of Education, Department of Government, University of Virginia, 2002.

499 In Georgia, there is a converse relationship with board size and district size - some of the smaller school systems have some of the larger boards and some of the larger school systems have some of the smaller boards. There is no evidence to support the argument that larger districts need larger boards to succeed.

500 Anecdotal evidence leads to the conclusion that large boards will eventually factionalize creating difficult decision-making to outright dysfunction as the following example illustrates. “When the D.C. Board of Education goes before the control board Wednesday, members will talk about the school system's accomplishments. But if the two disparate factions of the board can agree on some of those successes, it will be a rare moment. The rift in the 11-member school board has been a dominant factor in the board's decisions.”

501 Ferrechio, Susan. УFight to Survive May Show Size of School Board Split.Ф Washington Times, August 1996. – Conditions for Candidacy

502 Experts recommend rigorous background checks to ensure accurate self-disclosure, compliance with necessary residency and citizenship status, and a lack of criminal history for candidates. Experts recommend candidates be required to disclose their educational background, employment status, potential conflict of interest, any criminal history, and past board experience. Returning candidates must demonstrate past compliance with previous board training requirements and meeting attendance policies. Candidates must be prepared to sign documentation certifying that they have read and understand the school board’s code of ethics and conflict of interest policies and agreeing to comply with them.

503 Advisory Committee Meeting, June 26, 2008.

504 More districts across the country today are finding the key to a strong board is to identify potential candidates early. They are utilizing numerous sources such as their own contacts and the local chamber of commerce in order to identify and recommend strong, student- focused candidates from local government among many others.

505 Experts agree that candidates must be committed to the following core beliefs:

506 All children can perform at grade level and graduate from high school; the elimination of the achievement gap exists.

507 Kezar, Adrianna; James T. Minor; and William G. Tierney. УSelection and Appointment of Trustees to Public College and University Boards.Ф Center for Higher Education Policy Analysis, University of Southern California, 2004.

508 The school boards can have a significant effect on student achievement and school districts can become high-performing organizations.

509 Boards, individually and collectively, must be clear about their core beliefs and commitments to student achievement in order to take effective action regarding policy.

510 McAdams, Donald R., What School Boards Can Do: Reform Governance for Urban Schools, Teachers College Press, NY, NY, 2006. – Ethics and Code of Conduct

511 Experts recommend the development of a statutory code of code and conflict of interest guidelines for school boards, which contain among other things anti- nepotism policies that define prohibited relationships to other board members, school systems, employees of the school system, vendors to the school system and students within the school system. The first step is establishing a code of conduct and conflict of interest guidelines, sometimes called operating principles. The establishment of operating principles provides a cornerstone for building a positive climate and a healthy structure for participation by everyone in the district. After a school board develops its operating principles, it will be easier to encourage the involvement of everyone in the district to develop a district-wide code of conduct and conflict of interest policy.

512 Advisory Committee Meeting, June 26, 2008

513 Since school board members are a mix of both elected officials and non-profit board of directors, a specific “conflicts” policy may have to be drafted to address the nuances of the mixed roles and authority. The Commission recommends simple, state-wide ethics and conflict of interest policy that all board members should adopt and allow individual systems to be more expansive in their restrictions if they choose to be. – Elections Process

514 In general, school board members in Georgia are selected in one of two ways: at-large (city/district- wide) elections, or within sub- district elections. Because school boards are regarded as a fundamental democratic institution, a frequent argument for at-large and sub-district elections is that they give the public a voice in public education.

515 Land, Deborah, Johns Hopkins University. УLocal School Boards Under Review: Their Role and Effectiveness in Relation to Students Academic AchievementФ, Center for Research on the Education of Students Placed at Risk (CRESPAR), U.S. Department of Education, 2002.

516 Critics counter that there are too few good candidates willing to run and that voter turn-out is typically very low (from 5% to 15% of voters), undermining the argument that the public truly values a voice in education policy-making. Land concludes that there is “only limited research… on the selection of school board members and the relation of selection procedures to effective governance and, more narrowly, students’ academic achievement.”

517 Georgia School Boards Association

518 Of interest to the work of the Commission is one clear distinction drawn from the research. Namely, “[I]ndividuals elected at-large, compared to those elected within sub-districts, may be more able to work together as a body and to concentrate on policy rather than administration, and be less susceptible to special interest groups.” The research indicates that sub-district elections result in more contentious and fractured school boards…but draw a more heterogeneous board.

519 Land, Deborah, Johns Hopkins University. УLocal School Boards Under Review: Their Role and Effectiveness in Relation to Students Academic Achievement,Ф Center for Research on the Education of Students Placed at Risk (CRESPAR), U.S. Department of Education, 2002.

520 Experts are not in consensus on recommendations regarding term of office. Term recommendations vary between two terms of two years each to an unlimited number of terms. Considerations of the Advisory Committee for these perspectives include a desire for board stability (unlimited terms) and a desire to limit the impact of ineffective board members (term limits). Other states’ comments regarding term limits include:

521 National School Boards Association. УNational State Survey on School Board Member Term Limits.Ф National School Boards Association, 2006.

522 Advantage of no term limits is that it allows experienced members to keep serving during a time when the average tenure of board members is declining.

523 Term limits would provide for new blood on school boards. But, boards lose the institutional knowledge with the turnover of positions.

524 “I really do not see any advantages for term limits. Experience is important in boardsmanship, and to artificially terminate board service is overall detrimental. On occasion, term limits will eliminate a poor board member, but the disadvantages outweigh the advantages.

525 In a 2006 survey from the National School Boards Association, out of 34 states responding, two imposed term limits, and 32 did not.

526

527

528

529 School System Structure

530 Governance is only relevant when considering the nature of the operating entity being governed. This final section on school board governance includes two areas related to operating school systems as the organizational entity fulfilling teaching and learning delivery to students.

531 Because of size, scale, population demographics, poverty rate or financial capacity of the community, each school system will produce some different solutions. One size does not fit all. That is the foundation of the public school system in Georgia. An excellent governance process constantly aligns itself with the local needs of the community to deliver educated citizens to that community. But the forces of state and federal standards and global competition are constantly at work to raise the bar for educational expectations. A vital role of the school system leadership and the board governance process is to balance and align itself for student success.

532 Successful school district operation assumes good governance is intentional and part of the trustee obligation to the community being served. In July, 2008, Governor Perdue chartered another task force to act on the research work of Dr. Charles Knapp, former President of the University of Georgia, called “Tough Choices or Tough Times”. Its charter is to determine whether there should be pilot programs in school systems where this innovative work can be tested. The commission submits the following observations on school system structures to that task force for further review and consideration.

533 Knapp, Charles, УTough Choices or Tough Times: The Report of New Commission on The Skills of The American Workforce.Ф National Center on Education and The Economy, John Wiley & Sons, Inc., San Francisco, CA., 2007. School System Size

534 School systems exist to teach and educate our children. Public school systems are required by our democratic system to provide quality public education to all students in each state or school system subdivision. While federal and state education programs often mandate standards, it is the local community and the community’s citizens through their school board that bear the burden of accountability and fulfillment of those standards.

535 Georgia has 185 independent school systems. Most systems are chartered at the county level, with some by city and a handful of state or charter systems. With 185 unique systems for delivering teaching and learning programs, there will be both redundancy in functions, and the opportunity to fail to meet the core requirements of teaching and learning. Since each of these school systems is a sub-division of Georgia government, the probability of consolidation is unlikely and constitutionally challenging.

536 Nevertheless, the Commission wanted to understand the operating model of school systems, and to gain insight into the effectiveness and efficiency of size and scale. Interestingly, there is little research into “small” school systems. Most research and focus has been on large school systems and their issues, with large systems generally defined as over 100,000 students. To date, Georgia only has three systems this large: Gwinnett, Cobb, and DeKalb Counties.

537 On the small end of the scale, one industry expert suggested that the minimum size of a school system should be about 2,500 students, or “enough to have one good high school in the system.” Smaller sizes result in program constraints, and limit the system’s ability to support itself and to maintain reasonable costs.

538 McAdams, Donald R. УResponding to Board Member Requests for Information.Ф The School Administrator (March 2008).

539 Size appears to be a benefit in affluent districts, but the benefit of size seems to decline as the poverty level of the district increases. Interestingly, the likelihood of reporting “a great deal” of progress increases with the size of the district. Of the 185 school systems, 60 Georgia systems have less than the 2,500 size target and there are five districts with student populations less than 500. Metro Atlanta, however, is a very different story. The six largest school systems in Georgia are there, each having greater than 50,000 students. The smallest districts -- enrollments between 300 and 2,500 -- are the least likely to report high levels of progress in any reform elements.

540 Small school system size also prevents population sub-groups from reaching minimum thresholds for reporting purposes. Exclusion of these special groups from reporting tends to lower overall “averages” thus affecting district- wide results. As an example, a measure like AYP (Adequate Yearly Progress) may be met for the school district as a whole, except for a recognized group. But without scale in the group the data is blurred in reporting and may drop the whole district below the benchmark.

541 Equally important for small systems is that threshold funding for some programs may not be attainable. Again, without reaching a threshold headcount attained for some sub-groups, the system misses revenue sources available to larger districts. Funding Formulas for School Systems

542 This Commission has reaffirmed the importance of public schools in our state, and the role they play in combining democracy and education. It will not enter the debate on whether vouchers are an appropriate means to educational solutions.

543 Instead, the Commission noticed a complex and often contradictory approach to funding public schools. Some funds are allocated through cost formulas, some through headcount formulas, and others through program or sub-group methods. We noted that local, state and federal money is received and required in all the state school systems. Unfortunately, these moneys are also only applicable for a short term, often a school year, and subject to any number of funding availability or formula changes.

544 No matter what the method, money is allocated “on the margin” that is to say incrementally, to a system to fulfill a specific approach. If one were to analyze the effect, it would produce a marginal contribution graph like the following. Incrementally more money applied produces program benefits greater than the previous dollars. In economic terms, there are increasing marginal benefits.

545

546 If vouchers were to be given based on an “average” spend per student, there are progressive dis-economies to the school system and its remaining students for each student receiving a voucher. Not only would headcount formulas get reduced by one unit for each student, but the lost marginal program dollars hurt incrementally harder on the remaining student population. It becomes a “double dip” effect against the systems’ ability to support the remainder of the students. More research is required to understand and quantify the impact of this affect on funding alternatives.

547

548

549

550

551 Bibliography

552 Bibliography (cont’d)

553 Citations

554 George Lucas Educational Foundation, (. (2005). Five characteristics of an effective school board. The Center for Public Education; practical information and analysis about public education.

555 Hardy, L. (2008). Taking Risks for Reform. American School, The Source for School Leaders.

556 Kavitha Mediratta, S. S. (2008). Organized Communities, Stronger Schools; A Preview of Research Findings. Providence: Annenberg Institute for School Reform at Brown University.

557 McAdams, D. R. (September 2006). Link Your Evaluation to District Performance. The School Administrator.

558 McAdams, D. R. (May 2004). Whose Job Is It to Lead Reform? The School Administrator.

559 The Center for Public Education. (2006). The Role of School Boards. The Center for Public Education; practical information and analysis about public education.

560 Appendix

561 Table of Contents

562

563

564 Commission Members

565 Advisory Committee Members

566 Working Group Members

567

568

569

570 Renay Blumenthal

571 Senior Vice President, Public Policy

572 Metro Atlanta Chamber of Commerce

573

574 Brad Bryant

575 Board Member

576 Georgia State Board of Education

577

578 Steve Dolinger

579 President

580 Georgia Partnership for Excellence in Education

581

582 Mark Elgart

583 Chief Executive Officer

584 AdvancED

585

586 Erin Hames

587 Joy Hawkins

588 Vice President of Regional Education

589 Metro Atlanta Chamber of Commerce

590 Buck Hilliard

591 Executive Director of State Board of Education

592

593 Phil Jacobs

594 President of AT&T Southeast Business Communications (retired)

595 AT&T

596

597

598

599 Helene Lollis

600 President

601 Pathbuilders

602

603 Jennifer Oliver

604 Vice President of Communications

605 AdvancED

606

607 Esther Campi

608 Senior Vice President, Communications

609 Metro Atlanta Chamber of Commerce

610

611 Ryan Mahoney

612 Director of Government Affairs

613 Georgia Chamber of Commerce

614

615 Bill Maddox

616 Director of Communications

617 Georgia Partnership for Excellence in Education

618

619 Chanta Waller

620 Communications Coordinator

621 Metro Atlanta Chamber of Commerce

622 Timeline

623 Report BibliographyCitations

624

625 George Lucas Educational Foundation, (2005). Five Characteristics of an Effective School Board. The Center for Public Education; practical information and analysis about public education.

626 Hardy, L. (2008). Taking Risks for Reform. American School, The Source for School Leaders.

627 Kavitha Mediratta, S. S. (2008). Organized Communities, Stronger Schools; A Preview of Research Findings. Providence: Annenberg Institute for School Reform at Brown University.

628 McAdams, D. R. (September 2006). Link Your Evaluation to District Performance. The School Administrator.

629 McAdams, D. R. (May 2004). Whose Job Is It to Lead Reform? The School Administrator.

630 The Center for Public Education. (2006). The Role of School Boards. The Center for Public Education; practical information and analysis about public education.

631 Fact Reference Research Arcement, B. (2007). The Catalyst. American School Board Journal. The Source for School Leaders. ABSTRACT: As school board members, your performance sets the tone and, ultimately, the public's perception of your district.

632 Black, S. (2008). A Guide to Excellence in the Boardroom. American School Board Journal. The Source for School Leaders. ABSTRACT: Board members should never accept excuses for poor performance and disparities in achievement. Members should become "informed activists" by studying tests and assessments, sorting and classifying student data, updating district goals, and supporting reforms to improve teaching and learning. Excellence in the boardroom is the first step to excellent achievement in your schools.

633 Black, S. (2008). The Keys to Board Excellence. American School Board Journal. The Source for School Leaders. ABSTRACT: Board members should never accept excuses for poor performance and disparities in achievement. Members should become "informed activists" by studying tests and assessments, sorting and classifying student data, updating district goals, and supporting reforms to improve teaching and learning. Excellence in the boardroom is the first step to excellent achievement in your schools.

634 Black, S. (2008). The Takeover Threat. American School Board Journal. The Source for School Leaders. ABSTRACT: The threat of mayoral and state takeovers is real. Today, takeovers are permitted by statute in about half the states, and they’re allowed by some city charters. The question is: Do takeovers work? Despite political criticism, posturing, and rhetoric from public school opponents, research on the financial or academic impact of takeovers remains sparse.

635 Board, S. (2006). Shared Values, Shared Success. American School Board Journal. The Source for School Leaders. ABSTRACT: Your board must work as a team. A first step is establishing a code of conduct and operational guidelines, sometimes called operating principles. This foundation piece is a cornerstone for building a positive climate and a healthy learning community for everyone in the district. Once the school board develops its principles, it’s easier to encourage the involvement of everyone in the district to develop districtwide principles.

636 Bovich, R. (2006). Lessons from a Scandal. American School Board Journal. The Source for School Leaders. ABSTRACT: Public schools constitute one of America’s largest industries, with nearly 15,000 districts handling more than 47 million students and annual budgets that total in the hundreds of billions of dollars. School board members must display the highest level of honor and integrity when using this money to educate students served within their communities. As the district's watchdogs, they have one of the most important jobs in the community.

637 Canada, B. O. (2007). Gathering Intelligence. American School Board Journal. The Source for School Leaders. ABSTRACT: New board members and administrators must have the right information and know how to use it.

638 Carr, N. (2006). From Transparency to Trust. American School Board Journal. The Source for School Leaders. ABSTRACT: If only 2 percent of Americans rank CEOs as very trustworthy, can school leaders expect much more? Restoring trust demands a radical new approach to conducting the public’s business. In a tell-all society, telling it like it is may be the only way to build credibility with key groups. That’s why transparency—making sure processes are visible, accessible, open to participation, and accountable—is gaining momentum in school communications.

639 Carr, N. (2005). Process Meets Progress. American School Board Journal. The Source for School Leaders. ABSTRACT: When it comes to complexity, a large urban school system is every bit as complicated as a Fortune 500 company. Both must manage large bureaucracies, set goals and prioritize, and respond to a constantly changing business or educational environment. But unless each of these institutions is strong and focused at the top, those who are in the trenches cannot do their job.

640 Carr, N. (2007). The Art of Spokesmanship. American School Board Journal. The Source for School Leaders. ABSTRACT: In today’s media-saturated world, school districts need to speak in one clear voice, and the person doing the speaking could be you. If school leaders want to reclaim their rightful roles as the face and voice of public education, they have to spend more time honing their ability to communicate wisely and well.

641 Carr, N. (2007). Winning School Finance Elections. American School Board Journal. The Source for School Leaders. ABSTRACT: The old tried-and-true strategies aren't working like they once did, but you can sway skittish voters with sound strategy and creative engagement.

642 Carr, N. (2006). Working Together. American School Board Journal. The Source for School Leaders. ABSTRACT: School boards still fail to invest adequately in school communications. Some fear alienating taxpayers and teachers. Others feel constrained by dwindling funds. A few don't think communicating with employees, parents, and the public is all that important. Given today's pressure-cooker demands on public schools, spending more on communications pays important dividends.

643 Castallo, R., & Natale, J. (2005). A Climate of Understanding. American School Board Journal. The Source for School Leaders. ABSTRACT: Great support for teachers. A real attempt at community outreach. And a school board that lacked vision and purpose and went in different directions at different times. That was the situation in the 4,700- student Warwick Valley (N.Y.) Schools less than three years ago, when the district decided to rethink its philosophy of governance. How one district's board and superintendent put aside their differences and learned to work together as a team.

644 Colgan, C. (2005). The New Look of School Safety. American School Board Journal. The Source for School Leaders. ABSTRACT: The school safety field has evolved rapidly over the past decade. Theories deemed cutting edge five years ago have been replaced by new programs and approaches designed to combat fighting, bullying, and behavioral issues that arise in schools every day. For administrators and board members, keeping up with these rapid changes in the field of school safety remains a constant challenge—one that is complicated by budget. But some news shows that these school safety efforts are working.

645 Cook, G. (2006). Comings and Goings. American School Board Journal. The Source for School Leaders. ABSTRACT: Superintendent transitions, even under the best circumstances, bring uncertainty to organizations that require stability to thrive. Handled successfully, superintendent transitions can improve achievement. Handled poorly, they can put your district into a spin cycle that disrupts morale, creates tension, and causes problems in schools for years to come.

646 Cook, G. (2006). Squeeze Play. American School Board Journal. The Source for School Leaders. ABSTRACT: From politicians to parents to advocacy groups, school boards are being pressured on all sides. Over the past two-plus decades, the tradition of local control has been shaken to its core, beset by state and federal mandates, battles over consolidation and choice, and the growth of well-funded national organizations that put schools at the center of the political and culture wars. Parents, chafed by loss of control, are taking out their frustrations on board members.

647 Cronin, J. M., Goodman, R. H., & Zimmerman Jr., W. G. (2004). Finding the Best. American School Board Journal. The Source for School Leaders. ABSTRACT: Improving student achievement is the desire of parents and teachers, and it is the foundation on which the No Child Left Behind Act is based. But what is the magic that results in some districts having a strong board-superintendent leadership team that focuses on doing just that? How to attract and retain outstanding school board members.

648 Eadie, D. (2007). A Precious But Fragile Bond. American School Board Journal. The Source for School Leaders. ABSTRACT: What is at the very top of the list of factors that influence the educational and administrative performance of every school district? The answer is simple. It’s the most precious but always-fragile professional marriage between the school board and its chief executive officer, the superintendent. When this precious bond is allowed to become badly frayed, your school system is in for real trouble. The cost of a ruptured board- superintendent partnership can be awesome.

649 Eadie, D. (2008). Becoming a Champion for Change. American School Board Journal. The Source for School Leaders. ABSTRACT: Every school board and superintendent have a clear choice in determining your "governing design"—the board's role, structure and processes. You can inherit the board of the past, taking the path of least resistance and minimum pain—or you can take the initiative in developing your board's governing capacity.

650 Eadie, D. (2003). High-Impact Governing. American School Board Journal. The Source for School Leaders. ABSTRACT: No school board can go it alone in accomplishing its complex and demanding governing work. The indispensable foundation for high-impact governing is a working partnership between the board and the superintendent that is close, positive, productive, and solid. One key to keeping the relationship healthy is for your school board to play an active role in overseeing the performance of the superintendent as your district’s chief executive officer (CEO).

651 Eadie, D. (2007). Hiring a Board Savvy Superintendent. American School Board Journal. The Source for School Leaders. ABSTRACT: When deciding who to pick for the top job, board members should look for several telling characteristics among the candidates.

652 Eadie, D. (2008). Implementing Board Committees. American School Board Journal. The Source for School Leaders. ABSTRACT: If organized and run properly, committees are a proven tool for high-impact governing. Getting these powerful "governing engines" up and running takes two major steps -- a set of detailed guidelines to govern the operations and a staff support structure and process.

653 Eadie, D. (2007). Life in the Governance Sphere. American School Board Journal. The Source for School Leaders.

654 Eadie, D. (2007). Taking One for the Team. American School Board Journal. The Source for School Leaders. ABSTRACT: To develop good relations among board members, you must pay more than lip service to the notion of working together

655 Eadie, D. (2008). The Board- Superintendent Rx. American School Board Journal. The Source for School Leaders.

656 Edmonds School District No. 15. (1993). School Board Policy Index: 1800 - Evaluation of School Board Operational Procedures. Lynnwood: Edmonds School District.

657 Fitzpatrick, J. (2005). According to Plan. American School Board Journal. The Source for School Leaders. ABSTRACT: “Nail down what the board expects from you in the first year—and get it in writing.” That was the advice I was given when I became superintendent. But what the board said it wanted had little to do with the strategic plan that had been in place for six years. The solution was to transform the plan into a practical document that reflected both short-term goals and our vision for the future. Here’s the story of how we did it.

658 Folly, L. C. (2007). Marking High School Reform Work. American School Board Journal. The Source for School Leaders. ABSTRACT: Any plan to reshape high schools needs time, resources, and purpose to be successful.

659 Glass, T. E. (2005). Management Matters. American School Board Journal. The Source for School Leaders. ABSTRACT: What is the superintendent's primary role? Ask school board members, and most will say it is leadership. Few will cite management as the primary responsibility. We want our superintendents to be visionary leaders, but chances for reform are slim if they're not good managers, too.

660 Glass, T. E. (2005). The Big Paycheck. American School Board Journal. The Source for School Leaders. ABSTRACT: The Executive Educator's Guide to superintendent salaries and compensation. Imagine this scenario: Your board is looking to hire a dynamic, accomplished superintendent to lead your district. But in trying to balance the demands of the marketplace with the expectations of your staff and community, you know it will be tough to meet the superintendent’s salary and compensation demands. Does this sound familiar? The answer is probably yes.

661 Goens, G. A. (2008). The Promise of Living. American School Board Journal. The Source for School Leaders, 1-4. ABSTRACT: By George Goens. All education comes from relationships.

662 Goens, G. (2003). Winging It. American School Board Journal. The Source for School Leaders. ABSTRACT: Ask school boards what they want in a superintendent, and they’ll inevitably say they’re looking for someone who is good at planning. Our firm helps many school boards in their search for a school leader, and we often hear board members say, “We want a superintendent who can implement our strategic plans and get results.” We seldom hear anyone say, “We want a person who can improvise.” And that’s too bad. Like jazz musicians, the best school leaders can improvise with skill.

663 Guthrie, J. W. (2002). Who Holds the Purse Strings. American School Board Journal. The Source for School Leaders. ABSTRACT: School finance was once the clear and protected domain of board members and superintendents. Schools received money from state and federal governments. With few limitations, and most of those on federal funds, the school board then decided how the money should be spent. State authority, however, is now eclipsing local authority in school finance matters. If the trend toward state centralized financial power continues, school boards could see themselves edged out of their roles as citizen overseers of their schools.

664 Hardy, L. (2008). The Risk Paradox. American School Board Journal. The Source for School Leaders. ABSTRACT: When ASBJ asked education consultant Deborah Meier to name some failed and successful school reforms of the past three decades, she e-mailed back this short reply: "In fact, the successes have also been the failures." Let's take a look at what has worked, what hasn't, and why.

665 Hardy, L. (2007). The Value of Collaboration. American School Board Journal. The Source for School Leaders. ABSTRACT: To avoid takeovers, school districts must learn to collaborate with city leaders

666 Harmon, H. L., & Dickens, B. H. (2004). Reaching Out in Rural Districts. American School Board Journal. The Source for School Leaders. ABSTRACT: When it comes to parent and community involvement in schools, there's no such thing as too much. Reams of research and anecdotal evidence show that the most effective school districts have a strong partnership amongh the schools, the community, and the home. In small communities, partnerships with parents and the public are keys to school success.

667 Haycock, K., & Chenoweth, K. (2005). Choosing to Make a Difference. American School Board Journal. The Source for School Leaders. ABSTRACT: No decision you make as a school board member is more important than the decision you make about the effects of poverty and social problems on your students. There are some things, of course, about which you don’t have much choice—including the fact that, in many districts, a significant number of children arrive at your doors behind. If we just give these students education of exactly the same quality as other students, chances are they will leave behind as well.

668 Hess, F. M. (2003). The Voice of the People. American School Board Journal. The Source for School Leaders. ABSTRACT: Even as the nation struggles to advance democracy abroad, there is growing sentiment that school improvement is hampered by an excess of democracy at home. Appalled by our inability to significantly improve urban schools, prominent professors and policy makers have suggested that—at least in urban districts—we replace locally elected school boards with boards appointed by state officials or the mayor.

669 Holmes, C. S. (2007). Putting Students First. American School Board Journal. The Source for School Leaders. ABSTRACT: Putting students first spurred three school boards to create the programs taking top honors in this year's Magna Awards. Though radically different in size and geography, the three grand-prize-winning school districts share a vision for public education that succeeds because of community cooperation.

670 Howell, W. G. (2005). School Boards Surrounded. American School Board Journal. The Source for School Leaders. ABSTRACT: Almost every week another judge, legislator, or bureaucrat dreams up another rule or regulation that intends to fix some perceived educational problem. And, in the process, each further constricts the freedom of local education institutions that historically have assumed primary responsibility for governing public schools. Would-be reformers are coming from nearly every direction, and they are coming all the time.

671 Johnson, J. H., & Armistead, L. (2007). Win-Win Partnerships. American School Board Journal. The Source for School Leaders. ABSTRACT: Across the nation, school board members and administrators are seeing how their districts benefit when corporations, universities, and local businesses come together in partnerships. Partnerships range from providing mentors for students, to offering leadership training for principals and other administrators, to recognition programs for teachers, students, and others. These partnerships can be critical for districts that are time strapped and cash squeezed.

672 Judson, E., Schwartz, P., Allen, K., & Miel, T. (2008). Rescuing Distressed Schools. American School Board Journal. The Source for School Leaders. ABSTRACT: NCLB has affected state departments of education as much as any other type of institution. Looming in the legislation was the knowledge that any school that repeatedly failed to meet academic standards could be subject to state intervention. This was a new direction for the Arizona Department of Education. We were just as nervous about the concept of state intervention as the schools.

673 Kinsella, M., & Richards, P. (2004). Supporting School Leaders. American School Board Journal. The Source for School Leaders. ABSTRACT: We hear a great deal these days about the high rate of teacher turnover. Less well publicized is the anticipated shortage of school administrators. Recruiting, hiring, and—most important—retaining the best leaders seem to be constant tasks for school boards. Providing mentoring for new administrators can make the difference. Mentor programs for novice administrators help school leaders do a better job—and stay in their positions longer.

674 Land, D. (2002). Local School Boards Under Review; Their Role and Effectiveness in Relation to Students' Academic Achievement. Johns Hopkins University: Center for Research on the Education of Students Placed At Risk (CRESPAR). ABSTRACT: This report provides a review of literature published in the past two decades on the role and effectiveness of school boards. Though school boards are but one component of school district leadership—the superintendent and other district administrators and staff constituting the other main components—school boards are the focus of this review because they have a distinct role and have been understudied. The report is organized into five major sections. First, a brief history of school boards is presented, and then their current state is described. The charge that school boards are outmoded and should be eliminated cannot be addressed adequately without an understanding of how they have evolved and currently function. Next, school boards and educational governance reforms are examined in order to describe the larger context in which school boards operate and to explore how school boards have been, and might be, reformed in the future. In a separate section, characteristics of effective school boards that have been identified by school board experts are described. Because qualitative and quantitative research on school boards is limited, the final section is devoted to discussion of research limitations and future directions.

675 Larson, D., & Rader, R. (2006). Working Together. American School Board Journal. The Source for School Leaders. ABSTRACT: It goes without saying that a good working relationship between the school board and the superintendent is key to a school district’s success. But does your district or state have policies that outline how to achieve that, and have you taken the steps to make those policies work? Connecticut’s board-superintendent governance statement provides a road map for success.

676 Maloney, R. (2006). Who's in Charge. American School Board Journal. The Source for School Leaders. ABSTRACT: Washington Post columnist William Raspberry recently aimed his pen at an urban school board that hired a new superintendent as the first step in district reform. Decrying the seemingly never-ending cycle of such searches, he compared superintendent turnover with replacing bus drivers on a vehicle whose brakes are shot, gauges are rusty, and steering is loose. Raspberry’s preferred solution: Fix the bus. What’s wrong with the bus? And—whose driving it?

677 Manley, R. J. (2005). A Tune-up Toolkit for Boards. American School Board Journal. The Source for School Leaders. ABSTRACT: Are your board meetings the best theatrical performance in town? Or maybe your board has it all together. Chances are, your board falls somewhere between these two extremes, and you probably have a fairly good idea of where that is. Assessing where you stand is good, but do you have a detailed plan for improvement?

678 Mass Insight Education and Research Institute, I. (April-May, 2008). Urban districts continue to target underperforming schools. Urban Advocate, A membership benefit of NSBA National Affiliates, 5.

679 McAdams, D. R. (2002). Strengthening Urban Boards. American School Board Journal. The Source for School Leaders. ABSTRACT: School districts are the buckle in the American system of public education. They hold together communities and schools and translate state policy into effective action. They provide schools with resources, personnel, standards, operating policies, support services, and management systems. Clearly, however, not all school districts—or school boards—are as effective as they should be.

680 Mendrick, R., Reed, D., & Wischnowski, M. (2007). Unspoken Rules. American School Board Journal. The Source for School Leaders. ABSTRACT: Make your board's implicit rules explicit through a customs manual.

681 Nugent, P. (2008). Moving on Up. American School Board Journal. The Source for School Leaders. ABSTRACT: Due to the leadership shortage school districts are facing, succession planning is more critical than ever. It involves a proactive process of systematically identifying, developing, retaining, and promoting people with high potential to ensure leadership continuity in key positions. "Growing your own" can save considerable time and money in the long run.

682 Peretz, J. (2007). All the Right Moves. American School Board Journal. The Source for School Leaders. ABSTRACT: Five Wisconsin school districts develop a planning system that saves money and streamlines business practices.

683 Petrides, L., & Nodine, T. (2006). Crunching the Numbers. American School Board Journal. The Source for School Leaders. ABSTRACT: Districts are collecting more data than ever, but are they using it to improve performance? With so much public attention devoted to accountability in education, many districts are gathering more data than ever before—from student test scores to departmental performance indicators. However, capturing data is only the first step. By asking timely questions, you school board can build a culture of inquiry that uses school data to improve instruction and other functions.

684 Pierce, M. (2003). Canada's Crossroads. American School Board Journal. The Source for School Leaders. ABSTRACT: School boards in the United States have come under increased scrutiny over the past decade, but the pace of change is nothing compared to what has taken place in Canada, where the number of school boards has been radically reduced over the past seven years. This has left Canada’s school governance with many challenges and left the future of our country’s school boards at a crossroads.

685 Popham, W. J. (2002). Right Task, Wrong Tool. American School Board Journal. The Source for School Leaders. ABSTRACT: Most Americans, and that includes school board members, believe the best way to evaluate a school is to see how well its students perform on a standardized achievement test. Despite the pervasiveness of this belief, however, it is quite wrong.

686 Quinn, T. (2005). Plan to Succeed. American School Board Journal. The Source for School Leaders. ABSTRACT: A poll conducted by the Principals Center at the Harvard Graduate School of Education in 2001 sought to determine the most common approaches districts use to address the school leader shortage. “Nothing” led the list with 30 percent. When your superintendent leaves, will your board face a leadership vacuum or will you have a succession plan in place?

687 Sack-Min, J. (2007). Building the Perfect School. American School Board Journal. The Source for School Leaders. ABSTRACT: As school design moves into the 21st century, architects and planners look at trends that are taking hold.

688 Saltzman, M. (2005). Communications from the Inside Out. American School Board Journal. The Source for School Leaders. ABSTRACT: It happens more often than you think. Your district spends time and money on publications and speaking engagements to persuade voters to pass a bond issue, only to learn that an elementary school custodian has sabotaged your best efforts by telling his neighbors how the district wastes money. In school public relations, employees often are the forgotten audience.

689 Schmoker, M. (2007). A Chance for Change. American School Board Journal. The Source for School Leaders. ABSTRACT: The great irony of our time is that the brutal reality of poor instruction is seldom addressed or even mentioned at school board meetings. It isn’t written about in the education section of newspapers or honestly discussed at faculty or central office meetings. It works silently to cripple every well-meant improvement initiative. There is a fairly simple way out. We can turn the tide immediately by instituting the most effective, widely recognized structure for guaranteeing effective teaching and coherent curriculum: professional learning communities.

690 Spanneut, G. (2008). Growing Their Own. American School Board Journal. The Source for School Leaders. ABSTRACT: Once they realized that the best way to find and keep qualified building-level administrators was to grow them themselves, the Wayne-Finger Lakes BOCES created their Leadership Institute with four goals in mind: identify entry-level school leaders from educators within their schools and region; give candidates a chance to learn about educational leadership; offer them incentives to pursue graduate programs for administration certification; and provide them with paid internships.

691 Stover, D. (2002). Looking for Leaders. American School Board Journal. The Source for School Leaders. ABSTRACT: It’s getting harder and harder to find a top-quality urban school superintendent. Urban districts find that the pool of qualified superintendents is shrinking. Perhaps the strongest evidence that the shortage is making itself felt is seen in the market price of superintendents. It hardly takes an expert in the law of supply and demand to recognize the implications of rising superintendent pay.

692 Stover, D. (July-August, 2007). Putting a Stop to Policy Churn. Urban Advocate, A membership benefit of NSBA National Affiliates, 1, 6-7.

693 Stover, D. (2001-2002). Superintendent Tenure. Alexandria: National School Boards Association’s Council of Urban Boards of Education.

694 Stover, D. (2007). Take It to the Limit. American School Board Journal. The Source for School Leaders. ABSTRACT: As large-city mayors continue efforts to gain control of schools, the track record for takeovers remains mixed.

695 Tambucci, S. (2006). The Promise of Arts Education. American School Board Journal. The Source for School Leaders. ABSTRACT: More frequently than most of us can imagine, arts educators are functioning as change agents in the school improvement process. But for that to happen takes vision, creativity, and administrative support. The arts make classroom learning relevant, engage active learning, and provide a way for students to discover and learn to embrace the value and duties of citizenship. Far from being a 'frill,' arts education provides opportunities for renewal and reform.

696 The Education Policy and Leadership Center. (2004). Strengthening the Work of School Boards in Pennsylvania, K-12 Governance Project. EPLC Reports and Publications.

697 Thiel, W. B. (2008). Building for the Future. American School Board Journal. The Source for School Leaders. ABSTRACT: Futurists would have us believe there will be no school buildings within the next 50 years. Facilities planners are talking about wireless schools and schools without books, paper, or even walls. That might not be the case, but there's no question that student learning methods are shaping design trends.

698 Trainor, C. K. (2006). Sharp-Eyed Oversight. American School Board Journal. The Source for School Leaders. ABSTRACT: How can school leaders prevent fraud or carelessness in the finance office? The attitude at the top is critical. The school board must have policies and procedures in place that send a clear message to all employees that honesty and integrity are essential. Just as important, guidelines need to be in place for addressing noncompliance.

699 Usdan, M. D. (2005). A Story of School Governance. American School Board Journal. The Source for School Leaders. ABSTRACT: When Alan Bersin steps down as superintendent of the San Diego City Schools this June—a year before his contract is due to expire—it will mark the end of a creative but tumultuous experiment in urban education. How governance issues played out between Bersin and the five-member elected school board has important implications for other school districts, especially urban ones.

700 Vail, K. (2002). Urban Success Stories. American School Board Journal. The Source for School Leaders. ABSTRACT: Cynics have said that urban schools are beyond redemption, too crushed by the poverty and social ills of their students and communities to change. But people who work in and attend city schools know these cynics are wrong. Here are seven urban districts that, through different means and different philosophies, have proven that urban school reform can be accomplished. And they all started with a plan.

701 Vaugh, V. (2007). The Search for Character. American School Board Journal. The Source for School Leaders. ABSTRACT: What are you looking for in a superintendent? Your ultimate action can sometimes uncover your motives.

702 Wadsworth, D., Nathan, J., Hess, F. M., Dragseth, K. A., Sokoloff, H., Reeves, D. B., et al. (2003). Conversations Along the Road. American School Board Journal. The Source for School Leaders. ABSTRACT: There was a time when the public schools were a vital part of the fabric of community life—when to be a teacher was a noble calling, when to serve on the school board was a badge of civic pride, when citizens believed in the power of public education to uplift and improve society. In some lucky communities, this is all still true. But in many others, the pace and pressure and complexity of modern life have chipped away at much of what was best about public education.

703 Walsh, R. (2008). Developing Board Leadership. American School Board Journal. National School Boards Journal. ABSTRACT: Elk Mound Area School District, Elk Mound, Wis.

704 Ward, M. (2007). Practitioners and Practice. American School Board Journal. The Source for School Leaders. ABSTRACT: Comedian Paul Reiser has a routine in which he explores Americans’ inordinate faith in "them" and what "they" say. There is an ill-founded assumption in public schools that some people somewhere else— "they"—are sorting out the big issues while the administrators and practitioners tend to the daily business of running schools. Yet, the absence of strategic thinking is hindering the breakthrough solutions and innovations that are necessary for public schools to remain viable.

705 Wilson, B. A. (2004). School board-superintendent relations: Impact of new board member orientation on effective school governance. Purdue University. ABSTRACT: This study examined the impact that school board-member orientation had on effective school governance. Smoley's (1999) Model for School Board Effectiveness provided the theoretical foundation for the research. School-board orientation programs consisted of five categories: no participation at any level, locally-developed programs, Indiana School Boards Association (ISBA)- developed programs, a combination of local and ISBA-developed programs, and other training. The board assessment portion of the survey was organized into six areas of board operations: making decisions, group functioning, exercising authority, community connections, board improvement, and acting strategically. This study also examined the perceptions of board effectiveness reported by school superintendents and school board presidents. Research data were collected with a survey instrument designed to measure school board effectiveness as it pertained to the board-member orientation program utilized by each participant's school corporation. The sample population was every public school superintendent and school board president in the state of Indiana. A total of 586 surveys were distributed for the study. Superintendents returned a total of 169 surveys while board presidents returned a total of 114 surveys. The data were analyzed using a two-way factorial analysis of variance (ANOVA) procedure followed by Tukey's post hoc procedure. School corporations that offered a combination of local and ISBA orientation methods had more effective school boards when compared to school corporations that did not offer any type of board member orientation. When offered separately, school- board member participation in local or ISBA orientation programs did not have an impact on board effectiveness. Participation of school board members in an orientation program that combined both local and ISBA training methods produced more effective school boards in all six areas of board operations. Analyses conducted on the perceptions of effectiveness discovered that school board presidents believed that their boards of education were more effective when a combination of local and ISBA orientation programs was utilized to train new board members. A positive trend in the perceptions of board effectiveness between superintendents and school board presidents was discovered in the operational areas of community connections, board improvement, and acting strategically when additional training efforts were offered to new board members.

706 Zorn, R. L. (2008). Educating New Board Members. American School Board Journal. The Source for School Leaders. ABSTRACT: With the average board member serving either one or two terms, periodic turnover is inevitable, as is the need for training those joining your board. But who should conduct the training? And how do you ensure new board members are getting the training they need?

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708 eBoard Reference Index

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710 Reference Abstracts


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