1. Fight On Navigating the University Office of Compliance Dan Shapiro Director, Research Compliance Ben Bell Manager, Research Compliance Office of Compliance

2. Fight On What we do Conflict of Interest in Research - situation where financial or other personal considerations compromise an individual’s professional judgment in proposing, conducting, supervising or reporting research. University policy requires disclosure of any COIs at proposal stage HHS Regulations Require: Training every 4 years: http://ooc.usc.edu/hhs-required-coi-training http://ooc.usc.edu/hhs-required-coi-training Annual disclosure: https://disclose.usc.eduhttps://disclose.usc.edu 2

3. Fight On What we do (cont.) Investigations (Help & Hotline): Confidential hotline for questions or reports (213) 740-2500 Research Misconduct Violations: Investigate allegations of falsification, fabrication or plagiarism in research Export Controls: Restrictions on publication and personnel (mainly on DOD awards) Fiscal Compliance, Assist with Regulatory Committees, and Training and Education 3

4. Fight On Research Compliance is here to help Office of Compliance website: http://ooc.usc.edu Daniel Shapiro (dshapiro@ooc.usc.edu)dshapiro@ooc.usc.edu Benjamin Bell (bbell@ooc.usc.edu) Tel. (213) 740-8258bbell@ooc.usc.edu 4