Patents VI Infringement & the Doctrine of Equivalents Class 16 Notes Law 507 | Intellectual Property | Spring 2004 Professor Wagner

2/13 Today’s Agenda 1.Literal Infringement 2.The Doctrine of Equivalents

3/13 The Basics of Infringement 1.The patent right: the right to exclude others from... Making Using Selling Offering to sell Importing 2.Categories of Infringement a)Direct Infringement b)Indirect Infringement (direct + assistance)

4/13 The Basics of Infringement (2) 1.Forms of Direct Infringement a)Literal infringement b)Infringement via the Doctrine of Equivalents

5/13 Literal Infringement Basic rules of literal infringement: all elements of the claim must be (identically) present in the accused device; Additional elements in the accused device are (generally) not relevant to infringement; Consider this claim... 1.A writing implement comprising: a)A wooden cylinder with a hollow core b)A cylinder of graphite in said hollow core c)A small cylinder of eraser material attached to one end of the wooden cylinder Which of the following infringes the claim? 1.A typical wooden pencil with a small metal clip for shirt-pocket storage 2.A plastic pencil (body made of plastic) 3.A pencil without an eraser

6/13 Literal Infringement Larami Corp v Amron (Ed Pa 1993) What is the key claim element? (Why?) What does the accused device have instead? Why does the court find no infringement as a matter of law? (Why isn’t this at least a jury question?) How might TTMP have drafted the claim to cover the Supersoaker?

7/13 The Doctrine of Equivalents Recall: the basic rule of literal infringement: all elements of the claim must be (identically) present in the accused device The Doctrine of Equivalents: Allows elements in an accused device to be “substantially equivalent” and still be ‘present’ for purposes of infringement Thus, the basic rule of infringement changes to: oall elements of the claim must be (identically or equivalently) present in the accused device

8/13 The Doctrine of Equivalents Warner-Jenkinson v Hilton Davis (1997) oKey limitation: “a pH of approximately 6.0 to 9.0” oAccused process: pH of 5.0 The court reaffirms the DOE, though it notes an important limit on the doctrine –- prosecution history estoppel Other points: Intent is not an element of infringement Equivalents are not limited to those disclosed in the patent itself The Court leaves it to the Federal Circuit to determine the ‘test’

9/13 The Doctrine of Equivalents Limits on the DOE: 1.Prior art limitations: Equivalents cannot encompass the prior art (Wilson Sporting Goods) 2.Prosecution History Estoppel (PHE) (Festo) 3.Public Dedication: disclosed-but-unclaimed subject matter (Johnson & Johnston) Wilson Sporting Goods: 1.Suggests a ‘hypothetical claim’ analysis. (Why?) (Is this useful?) 2.What if the accused device is obvious in light of the prior art?

10/13 The Doctrine of Equivalents Prosecution History Estoppel Basic rule of PHE: cannot assert infringement by equivalents over subject matter ‘surrendered’ during prosecution. Why have this rule? What is the key analytic problem? Festo Corp. (2002) The Federal Circuit rule: amendment = no equivalents for that element. (Why do you think the court did this? Pros?/Cons?) The Supreme Court: ‘presumption’ that an amendment = no equivalents for that element. Exceptions: oWhere the ‘equivalent’ technology was ‘unforeseeable oThe rationale for the amendment is unrelated to the equivalent in question oOtherwise ‘unreasonable’ to prevent infringement

11/13 The Doctrine of Equivalents Public Dedication Johnson & Johnston Assocs. (2002) (en banc) The claimed invention was a ‘backing’ sheet of aluminum that allowed thin copper sheets to be safely handled for semiconductor manufacturing. The specification notes that various metals other than aluminum (including steel) could be used as the backing material. A jury found that the steel backing material was equivalent to the claimed aluminum

12/13 The Doctrine of Equivalents Public Dedication Johnson & Johnston Assocs. (2002) (en banc) Why does the court find no infringement as a matter of law? Is it correct to say that the patentee has dedicated the disclosed-but-unclaimed material to the public? (Is this always the case?) Doesn’t the court appear to suggest that the patentee seek examination of even equivalents to the claimed invention? Is this consistent with the reasoning behind the DOE? In what ways can a patentee avoid the holding of Johnson & Johnston? Are these beneficial?

13/13 Next Class Patents VII The Subject Matter of Patents