Fiduciary Checklist 1.Do you have a documented investment policy statement? YesNo 2.Have you reviewed your plan’s investment choices in the last twelve months? YesNo 3.Are there periodic reports which compare investment performance against an appropriate index, peer group and IPS objectives? YesNo 4.Does your investment portfolio provide a diversified set of options suitable for a broad range of participant demographics? YesNo 5.Do you know the cost of the plan’s investments to the plan participants? YesNo 6.Does your plan have on hand a central due diligence file where all procedures, decisions and manuals are kept? YesNo

Fiduciary Answers 1.Do you have a documented investment policy statement? - ERISA established that plan sponsors are to have a means to achieve the plan’s objectives. Part of the responsibility of being a plan’s fiduciary is to ensure the plan has a documented set of procedures to assist in selection, monitoring and replacing the plan’s investment options. Retirement plan Consultants LLC will help in this process by providing the plan sponsor with an already established Investment Policy Statement. In addition, we will monitor your funds quarterly to ensure they are meeting a predefined set of fiduciary mandates. 2.Have you reviewed your plan’s investment choices in the last twelve months? - As a plan fiduciary, the law clearly spells out the need for investment selection review. A commonly applied best practice within the industry is to annually track and review the investment choices with the plan. Retirement Plan Consultants LLC will track and monitor your plans’ investment selection quarterly keeping you fully informed of where your investment selection stands. 3.Are there periodic reports which compare investment performance against an appropriate index, peer group and IPS objectives? - With Retirement Plan Consultants LLC, you will receive quarterly mandate monitoring reports outlining your investment performance compared to specific predetermined mandates. This report will alert the plan sponsor of any non-passing scores when tested based upon the predetermined mandates. 4.Does your investment portfolio provide a diversified set of options suitable for a broad range of participant demographics? - It is part of the responsibility as a plan fiduciary to offer an investment selection that is appropriate for the plan’s participants. Retirement Plan Consultants LLC provides three separate platforms that each allow for a variety of asset class coverage options and investment selections. 5.Do you know the cost of the plan’s investments to the plan participants? - With Retirement Plan Consultants LLC, we will provide full fee disclosure, easy to understand fees and a 100% no-commission investment approach as part of our responsibility as a fiduciary within the plan. 6.Does your plan have on hand a central due diligence file where all procedures, decisions and manuals are kept? - Retirement Plan Consultants LLC will provide a Fiduciary Audit File binder equipped with all signed documents pertaining to the retirement plan. The binder also includes a section for the plan sponsor giving them all the necessary tools available to meet their fiduciary responsibilities.