Aptus Heli-FX Overview

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Aptus Heli-FX Overview Physician Slide Deck Developed by Aptus Endosystems, Inc. MMA02281401

EVAR 1 Trial Shows Higher 2nd Interventions in EVAR One of most important recent papers to date on long term outcomes of EVAR: authors conclude: EVAR has significantly more complications and secondary interventions than open repair, and this worsens over time Despite 2nd interventions, EVAR experienced late ruptures. None with surgery Endoleaks w/sac expansion, migration, kinking are strong predictors for rupture EVAR is significantly more expensive overall Due to associated long term follow-up and secondary interventions Open Surgery EVAR $ 18, 586 $ 23,153 Greenhalgh RM et al. N Engl J Med 2010 May 20;362(20):1863-71 2

‘DREAM’ Study on LT Outcomes Support EVAR 1 The DREAM Study evaluated LT survival of Open vs. EVAR Aneurysm Repair in The Netherlands In EVAR group, significantly more 2nd interventions to prevent ruptures (p=0.03) Surgical 2nd interventions primarily incision hernia (not life critical) EVAR 2nd interventions primarily endoleak and migration (life critical) 2.Trend of 2nd interventions in EVAR worsens over time “ The cluster of re-interventions that appear in the fifth year after endovascular repair is particularly troubling and casts doubt on the durability of endovascular devices.” De Bruin et al. N Engl J Med 2010;362:1881-9 3

ACE Trial Confirms EVAR Late Durability Limitations The ACE Trial evaluated mid/long term outcomes of EVAR vs. Open Surgical (OSR) patients (n=299) in France EVAR 2nd Interventions = 16% Open surgery = 2.4% at median f/u of 3 years The EVAR group had significantly more 2nd interventions, and open surgery remains a ‘more durable option’ Death free survival or freedom from 2nd intervention Becquemin JP et al. J Vasc Surg 2011;53(5):1163-73. 4

Achilles Heel of EVAR Remains Late Failure 19.9% of pts require an average of 1.9 secondary interventions within 5 years of EVAR1 Patients requiring any EVAR-related re-intervention have 8.6-fold higher post-placement costs than those not requiring re-intervention ($31,696 vs. $3,668, p<0.05) 19.9% of patients account for 92.5% of post-placement costs1 EVAR in difficult anatomy increases the need for secondary intervention2,3 37.3% of interventions are associated with endograft- related endoleaks and/or migration Costs average $8,722 – $21,382 to address endograft-related endoleak or migration1 EndoAnchor fixation may provide a definitive improvement, notably in challenging anatomy Noll et al. JVS 2007;46(1):9-15. Abbruzzese et al. JVS 2008;48(1):19-28. Houbballah et al. JVS 2010;52(4):878-83 5

Proximal Seal Stability Remains Key Rates of 2nd interventions in EVAR are high and not improving adequately Average re-intervention rate of 3.7%/yr from recent registry data1 IDE trial data demonstrate average rate of 4.1%/yr2 Complicated anatomy results in more Type I endoleaks & higher re-intervention risk Short neck length (<15mm)3,4 Neck angulation (>40º)5 More complicated patients are being treated as EVAR devices improve There is acceptance that current standard follow-up imaging… Carries risk (radiation, contrast media)1,6 Is expensive1,6 Confers suboptimal benefit (<10% of re-interventions are triggered by routine follow-up imaging findings)6 No other solutions exist for ‘radial fixation’ to break the cycle of this dilating disease Re-intervention-free survival1 1 yr 89.9% 2 yr 86.9% 5 yr 81.5% Increased odds of type I endoleak and need for re-intervention Risk Factor OR (95% CI) Neck Length < 15 mm 2.2 (1.4-3.5)3,† 6.2 (2.9-13)4,† 4.3 (2.1-8.7)4,‡ Neck angulation > 40° 5.9 (1.3-27.6)5,* † OR for Type I endoleak ‡ OR for combined acute and late re-intervention OR for re-intervention includes endovascular procedures as well as non-acute conversion to open repair Nordon IM et al. Eur J Vasc Endovasc Surg 2010;39(5):547-54. Lifeline Registry data report. J Vasc Surg 2005;42(1):1-10. Leurs LJ et al. J Endovasc Ther 2006;13(5):640-8. Aburahma AF et al. J Vasc Surg 2009;50(4):738-48. Sternbergh WC et al. J Vasc Surg 2002;35(3):482-6. Dias NV et al. Eur J Vasc Endovasc Surg 2009;37(4):425-30. Nordon IM et al. Eur J Vasc Endovasc Surg 2010;39(5):547-54 Lifeline Registry data report. J Vasc Surg 2005;42(1):1-10 Leurs LJ et al. J Endovasc Ther 2006;13(5):640-8 Aburahma AF et al. J Vasc Surg 2009;50(4):738-48 Sternbergh WC et al. J Vasc Surg 2002;35(3):482-6 Dias NV et al. Eur J Vasc Endovasc Surg 2009;37(4):425-30 6

Hostile Necks Continue to Challenge Durability Meta-Analysis of 7 major studies in EVAR by Antoniou et al1 comparing outcomes in hostile vs. friendly neck anatomies Study Sample Size Major Grafts Torsello et al, 2011 177 Endurant AbuRahma et al, 2010 238 AneuRx, Excluder, Zenith, Talent Hoshina et al, 2010 129 Excluder, Zenith Abbruzzese et al, 2008 565 AneuRx, Excluder, Zenith Choke et al, 2006 147 Talent, Zenith, Excluder, AneuRx Fulton et al, 2006 84 AneuRx Fairman et al, 2004 219 Talent Total sample size: N=1559 patients 1Antoniou GA et al. J Vasc Surg. 2013;57(2):527-38. 7

Hostile Necks Continue to Challenge Durability Major findings: Adjunctive procedures more frequent in challenging proximal necks Type I endoleaks 4.5x more likely at 1-year after endograft implantation in hostile proximal aortic neck anatomy (P = .010) Aneurysm-related mortality risk 9x greater in hostile neck anatomy (P= .013) Antoniou GA et al. J Vasc Surg. 2013;57(2):527-38. 8

Multiple recent studies confirm neck dilatation in EVAR remains REAL Neck Dilatation: A Cause for 2nd Intervention Multiple recent studies confirm neck dilatation in EVAR remains REAL Author Follow-Up Grafts studied Proximal Neck Dilatation Rate Outcomes in dilated necks Oberhuber et al.1 39 mos average Zenith (N=29), Talent (N=35), Excluder (N=39) 22% (defined as >2mm diam increase) 31% re-interventions Pintoux et al.2 57 mos average Talent (N=33), Aneurx (N=25) 24% (defined as >3mm diam increase) 5% late type Ia endoleak 16% migration Bastos Gonçalves et al.3 5 yrs median Excluder (N=144) 37% overall, 66% in pts >7 yrs f/u Increased odds of migration (≥5mm) 5.5x 1Oberhuber A et al. J Vasc Surg 2012 April;55(4): 929-34 2Pintoux D et al. Ann Vasc Surg. 2011 Nov;25(8):1012-9 3Bastos Goncalves F et al. J Vasc Surg. 2012 Oct;56(4):920-8 9

Strategies for Treating Type I Endoleaks Current solutions do not offer consistent effectiveness Byrne et al reported: Persistent type Ia endoleak in 8.6% (14/162) pts at the end of primary procedure1 Can preclude future re-interventions, e.g. FEVAR, EndoAnchors Palmaz effectiveness is limited Jim J et al. reported: 12% (18/151) re-developed Type I/III Endoleaks at 43 mos average f/u post Zenith Renu placement2 Mixed results with Cuffs Require precise ID of leak paths: non-target embolization risk3 Time consuming4 Onyx could create CT artifacts precluding identification of endoleaks in F/U4 Limitations with Coils and Onyx None of these resist further neck dilatation Frequently multiple devices needed, adding time & cost Palmaz, coils, Onyx not indicated for Tx of Type I Endoleak 1Byrne J et al. Ann Vasc Surg. 2013 May;27(4):401-11. 2Jim J et al. J Vasc Surg. 2011 Aug;54(2):307-315. 3Peynircioğlu B et al. Diagn Interv Radiol. 2008 Jun;14(2):111-5. 4Chun JY et al. Eur J Vasc Endovasc Surg. 2013 Feb;45(2):141-4. 10

The Concept of EndoAnchors Bringing the stability of surgical anastomosis to EVAR Surgical Anastomosis EndoAnchoring Case images courtesy of John Aruny MD, Bart Edward Muhs, MD, PhD and and Burkhart Zipfel, MD. 11

Long-Term Vision of EndoAnchors in EVAR Replicate surgical anastomosis, arrest neck dilatation Prevent late term seal complications in primary setting Treat seal complications & prevent recurrence in revision setting Mitigate reinterventions, expand candidates for EVAR Reduce follow-up by preventing type I leaks and sac growth 12

Published Initial Experiences with EndoAnchors Melas et al J Vasc Surg. 2012;55(6):1726-1733 Gomero-Cure et al J Vasc Surg. 2012;55:1S Feasibility in replicating surgical anastomosis and arresting neck dilatation Perdikides et al J Endovasc Ther. 2012;19. Experience in Primary EVAR Hogendoorn W et al. Ann Vasc Surg 2013; doi: 10.1016/j.avsg.2013.07.028 Avci et al J Cardiovasc Surg. 2012; 53:419-26. de Vries et al J Vasc Surg. 2011;54:1792-1794. EVAR Revision Kasprzak et al. J Endovasc Ther. 2013 Aug;20(4). TEVAR experience 13

Indications for Use (FDA and CE Mark) The Heli-FX EndoAnchor System is intended to provide fixation and augment sealing between endovascular aortic grafts and the aorta The Heli-FX EndoAnchor System is indicated for use in patients whose endovascular grafts have exhibited migration or endoleak, or are at risk of such complications The Aptus EndoAnchor and Heli-FX have been evaluated and determined to be compatible with the following endografts: Medtronic Endurant® Gore Excluder® Cook Zenith® Medtronic Talent® Medtronic AneuRx® 14

equivalent to 10 years in vivo Heli-FX™ for Managing Late Seal Complications No late Type 1 endoleak in 4-5 year f/u STAPLE-1 & 2 IDE study High success in treating late Type I Endoleaks >90% success in revision cases per ANCHOR registry1 Demonstrated safety in >2,000 pts treated In >10,000 implanted EndoAnchors to-date, no reported late Anchor Dislocations, Fractures, Graft Damage or Fistula2 400MM cycles fatigue testing2 No damage post 400M cycles, equivalent to 10 years in vivo 1Based on article: ANCHOR registry demonstrates safety and technical success of utilizing endoanchors in primary and revision EVAR Vascular News 11 Oct 2013 2Based on commercial and study on file at Aptus Images courtesy of Aptus Endosystems, Inc. 15

ANCHOR Registry capturing real-world usage Registry Principal Investigators Europe: Dr. Jean-Paul de Vries – Chief of Vascular Surgery, St. Antonius Hospital US: Dr. William Jordan – Chief of Vascular Surgery/Endovascular Therapy, Univ. of Alabama Registry Design Prospective, observational, international, multi-center, dual-arm Registry Treatment Arms “Primary” – Up to 1000 pts, Prophylactic “Revision” – Up to 1000 pts, Therapeutic Duration 5 Years Follow-up Per Standard of Care at each center & discretion of Investigator Over 350 Patients enrolled as of Feb 2014 16

Heli-FX System: Applier + Guide + 10 EndoAnchors Cross Bar 3 mm 1.0 mm 3.5 mm Images courtesy of Aptus Endosystems, Inc. 17

Aptus Heli-FX Product Offerings Aptus™ Heli-FX™ Thoracic EndoAnchor ™System 18Fr OD, 90cm working length Aptus™ Heli-FX™ EndoAnchor™ System 16Fr OD, 62cm working length Images courtesy of National Institute of Health and Aptus Endosystems, Inc. 18

EndoAnchor Deployment Animation 19

EndoAnchors: Which Patients Can Benefit? PROPHYLAXIS TREATMENT Hostile Anatomy Overcoming concerns for implant stability Challenging neck anatomies (e.g. wide, short, conical, angulated) Difficult landing (e.g. birdbeaking, close to branched vessels) Normal Anatomy Mitigating risk of re-interventions Severe comorbidities that preclude safe re-intervention Patients potentially lost during F/U Long remaining life expectancy (young pts) Resolve proximal seal failures Acute type I endoleaks during primary procedure Late-term type I endoleaks Augmenting stability in migrated grafts 20

Case Example – EndoAnchors in Primary EVAR Short, reverse taper proximal neck Intraoperative Type I post-implantation of Cook Zenith 6 EndoAnchors implanted - Type I endoleak resolved Image s from article: Gandi RT and Katzen BT, Treating a Type Ia Endoleak Using EndoAnchors, Endovascular Today, March 2012 21

Case Example – EndoAnchors in EVAR Revision 3 year F/U showed migrated Talent with type Ia endoleak Endurant cuff and EndoAnchors implanted - endoleak resolved Images from article: de Vries JP et al, Use of Endostaples to Secure Migrated Endografts and Proximal Cuffs after Failed Endovascular Abdominal Aortic Aneurysm Repair, J Vasc Surg 2011; 54:1792-4. 22

Conclusions Major EVAR studies highlight late durability limitations e.g. ‘EVAR 1,’ ‘ACE,’ ‘DREAM’ Proximal seal stability remains key EndoAnchors designed to bring long-term stability of surgical anastomosis to EVAR High safety and efficacy Demonstrated safety profile High success in type I endoleak Tx per ANCHOR registry More definitive data for prevention in-process 23