By Nadia Konzali COSCAP-GS Project Coordinator COSCAP-Gulf States Workshop on the Airworthiness Manual (Doc 9760) Kuwait, February 2013 By Nadia Konzali COSCAP-GS Project Coordinator

Flight Plan Airworthiness Manual (Doc 9760) Background Third Edition 2012 States Comments COSCAP-GS Airworthiness Handbook Structure Draft content. Kuwait_February 2013 Airworthiness Manual

Abbreviations/Accronyms AED: Aircraft Engineering Division AED: Aircraft Inspection Division CMA: Continuous Monitoring Approach COSCAP-GS: Cooperative Development of Operational Safety Continuing Airworthiness Program (ICAO program) for Gulf States EASA: European Aviation Safety Agency GASP: Global Aviation Safety Plan GASR: Global Aviation Safety Roadmap MOPM: Maintenance Organisation’s Procedures Manual SMS: Safety Management System SSP: State Safety Program STC: Supplemental type Certificate USOAP: Universal Safety Oversight Audit Program (ICAO program) Kuwait_February 2013 Airworthiness Manual

Reference Airworthiness Manual (Doc 9760) Version 2012 (under progress) COSCAP-GS Airworthiness Handbook (proposed draft) Kuwait_February 2013 Airworthiness Manual

Background _ Airworthiness Manual (Doc 9760) First publication in 2001; Contains a consolidation of airworthiness related information, previously found in other ICAO documents; The first edition replaced: Continuing Airworthiness Manual (9642); Airworthiness Technical Manual (Doc 9051); Manual of Procedures for an airworthiness Organisation (Doc 9389); Version of May 2007, evolved from previous Documents; Third version in 2012, presented by States roles and responsibilities, State of Registry, State of Operator, Design, Manufacturer. Also, describes the interface between different States. Kuwait_February 2013 Airworthiness Manual

Airworthiness Organisation Structure and Responsibilities of States Chapter 1 _ Airworthiness Responsibilities of the States Obligations under the Convention; Discharge of State responsibilities; Airworthiness responsibilities in Annex 6; Continuing airworthiness of aircraft responsibilities in Annex 8. Kuwait_February 2013 Airworthiness Manual

Airworthiness Organisation Structure and Responsibilities of States Chapter 2 _ Primary Aviation Legislation Should contain provisions: to establish a civil aviation administration that proactively supervises and regulates activities; for the approval of safety oversight of air operators, aircraft maintenance organisations, maintenance training organisations for the safe operations of aircraft. The CAA, extent of its authority and empowerment and that of its Director must be reflected in the legislation thereby giving the CAA a solid foundation in a legal document legislated at the highest level of law. Kuwait_February 2013 Airworthiness Manual

Airworthiness Organisation Structure and Responsibilities of States Chapter 3 _ State Regulatory System The Airworthiness regulations developed/adopted/accepted by the State should include provisions for: Mandatory registration of all aircraft; Implementation of the airworthiness provisions meeting the Convention and the Annexes requirements; All aircraft on the State registry to meet relevant airworthiness criteria approved or adopted by the State; Issuance, validation, or acceptance of TC of aircraft intended to be entered on the State’s registry; Issuance of Production Certificates, approvals of Manufacture Organisation. Kuwait_February 2013 Airworthiness Manual

Airworthiness Organisation Structure and Responsibilities of States Chapter 3 _ State Regulatory System Issuance, renewal, validation of C of A; Issuance of export certificates of airworthiness; Issuance or acceptance of AD’s, bulletins and orders; Issuance, amendment, cancellation and suspension of airworthiness approvals, licences and certificates; Authorisation to perform particular tasks in relation to design, manufacture, and maintenance of aircraft, components and parts for the issuance of State approvals, licences and certificates; Authorisation to inspect and test aircraft, aircraft components, standard parts, material or processes and systems for ascertaining whether the processes and activities covered by an approval, licence or certificate have been carried out in a satisfactory manner. Kuwait_February 2013 Airworthiness Manual

Airworthiness Organisation Structure and Responsibilities of States Chapter 4 _ Airworthiness Organisation Structure of the CAA; General functional responsibilities; Regulations, policies and guidance; Surveillance, investigations and enforcement; Staffing and training; Airworthiness Engineering Division (AED) responsibilities; Airworthiness Inspection Division (AID) responsibilities; Airworthiness technical library and records. Kuwait_February 2013 Airworthiness Manual

State of Registry Chapter 1 _ State Airworthiness legislation System and Organisation Structure State of Registry responsibilities. Kuwait_February 2013 Airworthiness Manual

Chapter 2 _ Registration of aircraft STATE OF REGISTRY Chapter 2 _ Registration of aircraft Application for registering aircraft; Certificate of registration; Maintenance of registry; Notification to the State of design. Kuwait_February 2013 Airworthiness Manual

Chapter 3 _ Noise Certification STATE OF REGISTRY Chapter 3 _ Noise Certification Aircraft type noise certification; Noise Certification of an aircraft; Validity and recertification of noise certificate. Kuwait_February 2013 Airworthiness Manual

Chapter 4 _ Certificate of Airworthiness STATE OF REGISTRY Chapter 4 _ Certificate of Airworthiness Application for a C of A; Type Design certification, validation and acceptance; Review of the application for C of A; Continuing validity of the C of A; Validation of a Certificate of Airworthiness; Airworthiness flight test. Kuwait_February 2013 Airworthiness Manual

Chapter 5 _ Approvals of Special flights STATE OF REGISTRY Chapter 5 _ Approvals of Special flights Application for special flight permit; Issuing special flight permit; Appendix A to Part III, Chapter 5, CONTENT OF APPLICATION FORM FOR A SPECIAL FLIGHT PERMIT (Example only) Kuwait_February 2013 Airworthiness Manual

Chapter 6 _ Airworthiness Approval for Export STATE OF REGISTRY Chapter 6 _ Airworthiness Approval for Export Procedure for issue; Exception; Export C of A status; Export certification of a product other than a complete aircraft; Appendix A to Part III, Chapter 6, CONTENT OF APPLICATION FORM FOR AN EXPORT CERTIFICATE OF AIRWORTHINESS (Example only); Appendix B to Part III, Chapter 6, GUIDE FOR PROCESSING AN APPLICATION _ FOR AN EXPORT CERTIFICATE OF AIRWORTHINESS (Example only); Appendix C to Part III, Chapter 6 _ SAMPLE EXPORT C OF A (FOR CLASS1 PRODUCTS); Kuwait_February 2013 Airworthiness Manual

Chapter 7 _ Aircraft Maintenance STATE OF REGISTRY Chapter 7 _ Aircraft Maintenance Operator’s maintenance responsibilities; Operator’s maintenance control manual Maintenance programme; Reliability programme; Structural integrity programme Mass and balance programme; Maintenance arrangement; Maintenance records; Maintenance release; Appendix A to Part III Chapter 6 _ SAMPLE MASS AND BALANCE REPORT _ MASS CONTROL CERTIFICATE Kuwait_February 2013 Airworthiness Manual

Chapter 8 _ Aircraft maintenance-Modifications and Repairs STATE OF REGISTRY Chapter 8 _ Aircraft maintenance-Modifications and Repairs Modifications; Repairs; Repair and modification categories (major/minor); Repair and modification approval – General Repair approval process; Modification approval process Post approval activities; Appendix A to Part III, Chapter 6 _ EXAMPLE OF AN STC Kuwait_February 2013 Airworthiness Manual

Chapter 9 _ Continuing Airworthiness of aircraft STATE OF REGISTRY Chapter 9 _ Continuing Airworthiness of aircraft Introduction to the concept of continuing airworthiness; Exchange and use of continuing airworthiness information; Notification to State of Design; Action by the State of Registry upon receipt of mandatory continuing airworthiness information; Transmission to the State of Design of mandatory continuing airworthiness information issued by State of Registry Transmission of information on faults, malfunctions and defects and other occurrences to the organization responsible for the type design; Information to be reported to the Authority; Service difficulty reporting system; Mandatory continuing airworthiness information – Airworthiness directives Kuwait_February 2013 Airworthiness Manual

Chapter 10 _ Approval of maintenance Organisation STATE OF REGISTRY Chapter 10 _ Approval of maintenance Organisation Issue of approval; Maintenance organization’s procedures manual; Safety management; Maintenance procedures and quality assurance system; Facilities, Personnel, Records; Maintenance release; Kuwait_February 2013 Airworthiness Manual

Chapter 10 _ Approval of maintenance Organisation (Cont’d) STATE OF REGISTRY Chapter 10 _ Approval of maintenance Organisation (Cont’d) Inspection and acceptance of aircraft components and material from external suppliers and contractors; Contracting of maintenance by approved maintenance organizations; Supplier’s evaluation and contractors, control procedure by the approved maintenance organization; Kuwait_February 2013 Airworthiness Manual

Chapter 10 _ Approval of maintenance Organisation (Cont’d) STATE OF REGISTRY Chapter 10 _ Approval of maintenance Organisation (Cont’d) Appendix A to Part III, Chapter 10 _CONTENT OF THE MAINTENANCE ORGANIZATION’S PROCEDURES MANUAL; Appendix B to Part III, Chapter 10 _APPROVED MAINTENANCE ORGANIZATION’S QUALITY ASSURANCE AUDIT PROCEDURES; Appendix C to Part III, Chapter 10 _ CONTENT OF APPLICATION FORM FOR A MAINTENANCE ORGANIZATION APPROVAL (Example only); Appendix D to Part III, Chapter 10 _ GUIDE FOR PROCESSING AN APPLICATION FOR A MAINTENANCE ORGANIZATION APPROVAL (Example only); Appendix E to Part III, Chapter 10 _ EXAMPLE OF A RELEASE CERTIFICATE. Kuwait_February 2013 Airworthiness Manual

STATE OF THE OPERATOR Responsibilities of the State of the Operator. Chapter 1 _ STATE AIRWORTHINESS LEGISLATION SYSTEM AND ORGANIZATION STRUCTURE Responsibilities of the State of the Operator. Kuwait_February 2013 Airworthiness Manual

STATE OF THE OPERATOR Pre-application phase Formal application phase Chapter 2 _ AIR OPERATOR CERTIFICATE - AIRWORTHINESS ASPECTS Pre-application phase Formal application phase Maintenance control demonstration and inspection phase; Certification phase. Kuwait_February 2013 Airworthiness Manual

STATE OF THE OPERATOR Chapter 3 _ AIRCRAFT MAINTENANCE - MODIFICATIONS AND REPAIRS Compatibility of modifications and repairs; Retention of modification and repair data and records. Kuwait_February 2013 Airworthiness Manual

STATE OF THE OPERATOR Chapter 4 _ Continuing airworthiness of aircraft Introduction to the concept of continuing airworthiness; Exchange and use of continuing airworthiness information. Notification to the State of Design; Action by the State of the Operator upon receipt of mandatory continuing airworthiness information; Transmission to the State of Design of mandatory continuing airworthiness information issued by State of the Operator; Transmission of information on faults, malfunctions, defects and other occurrences to the organization responsible for the type design; Kuwait_February 2013 Airworthiness Manual

STATE OF THE OPERATOR Chapter 4 _ CONTINUING AIRWORTHINESS OF AIRCRAFT Information to be reported to the Authority; Service difficulty reporting system; Mandatory continuing airworthiness information – Airworthiness Directives Kuwait_February 2013 Airworthiness Manual

STATE OF THE OPERATOR Chapter 5 _ AIRWORTHINESS REQUIREMENTS FOR EXTENDED DIVERSION TIME OPERATIONS (EDTO) Airworthiness considerations for aeroplanes with more than two turbine engines. Airworthiness considerations for aeroplanes with two turbine engines. Continuing surveillance. Maintenance requirements Requirements for systems performance and reliability assessment ; Kuwait_February 2013 Airworthiness Manual

STATE OF THE OPERATOR Chapter 6 _ INTERNATIONAL LEASING ARRANGEMENTS Acceptance of the type design. Maintenance; Approval for extended diversion time operations (EDTO); Information on faults, malfunctions and defects and other occurrences; Mandatory continuing airworthiness information; Distribution of mandatory continuing airworthiness information; Attachments and appendices; Kuwait_February 2013 Airworthiness Manual

STATE OF THE OPERATOR Chapter 6 _ INTERNATIONAL LEASING ARRANGEMENTS Appendix A to Part IV Chapter 6 _ Maintenance Aspects of Aircraft Transfer; Attachment 1 _ Agreement on Airworthiness Between (Name of first Party) and (Name of second Party); Attachment 2 _ Technical Arrangement on Airworthiness between the Civil Aviation Authority of (Name of first State) and the Civil Aviation Authority of (Name of second State); Kuwait_February 2013 Airworthiness Manual

STATE OF THE OPERATOR Chapter 6 _ INTERNATIONAL LEASING ARRANGEMENTS Attachment 3 _ MEMORANDUM OF UNDERSTANDING ON THE LEASE OF AIRCRAFT BETWEEN THE CIVIL AVIATION AUTHORITY OF (NAME OF FIRST STATE) AND THE CIVIL AVIATION AUTHORITY OF (NAME OF SECOND STATE) (HEREINAFTER REFERRED TO AS “THE AUTHORITIES”) Kuwait_February 2013 Airworthiness Manual

STATE OF DESIGN AND STATE OF MANUFACTURE Chapter 1 _ STATE AIRWORTHINESS LEGISLATION SYSTEM AND ORGANIZATION STRUCTURE Responsibilities of the State of Design and the State of Manufacture; Kuwait_February 2013 Airworthiness Manual

STATE OF DESIGN AND STATE OF MANUFACTURE Chapter 2 _ TYPE CERTIFICATION Application for a Type Certificate; Type Certification activities: State of Design; Type Certification activities: State of Registry; Instructions for continued airworthiness; Certification maintenance requirements and airworthiness limitations; Maintenance review board (MRB). Kuwait_February 2013 Airworthiness Manual

STATE OF DESIGN AND STATE OF MANUFACTURE Chapter 3 _ AIRCRAFT MAINTENANCE – MODIFICATIONS AND REPAIRS  Design changes requiring a new type certificate Kuwait_February 2013 Airworthiness Manual

STATE OF DESIGN AND STATE OF MANUFACTURE Chapter 4 _ T Kuwait_February 2013 Airworthiness Manual

THANK YOU For your cooperation For any Comments/Questions Please, contact: The Project Manager Mrs. Nadia Konzali, nadia.konzali@coscap-icao.org Kuwait_February 2013 Airworthiness Manual