IS THERE A FUTURE FOR AN INTEGRATED LIBRARY MANAGEMENT SYSTEM? Marshall Breeding Director for Innovative Technology and Research Vanderbilt University.

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Presentation transcript:

IS THERE A FUTURE FOR AN INTEGRATED LIBRARY MANAGEMENT SYSTEM? Marshall Breeding Director for Innovative Technology and Research Vanderbilt University Library Founder and Publisher, Library Technology Guides University of Tasmania 18 February 2010 Melbourne

Current state of the Library Automation Industry

Library Technology Guides

Dynamics of the ILS market

ILS market in Australia – Academic

Perceptions 2009  Third annual survey  Survey results were gathered November 4, January 11, 201  2,098 responses  109 Australia + New Zealand  Published only through Library Technology Guides

How satisfied is the library with your current Integrated Library System (ILS)?

How likely is it that this library would consider implementing an open source ILS?

Perceptions observations  Products and companies focusing on smaller libraries and narrower niches generally receive higher perception scores  Companies supporting proprietary ILS products receive generally higher satisfaction scores than companies involved with open source ILS.  Except for the libraries already using an open source ILS, the survey reflected low levels of interest, even when the company rates their satisfaction with their current proprietary ILS and its company as poor.

Library Journal Automation Marketplace  Published annually in April 1 issue  Based on data provided by each vendor  Focused primarily on North America  Context of global library automation market

Annual Industry report published in Library Journal:  2010: ???  2009: Investing in the Future  2008: Opportunity out of turmoil  2007: An industry redefined  2006: Reshuffling the deck  2005: Gradual evolution  2004: Migration down, innovation up  2003: The competition heats up  2002: Capturing the migrating customer LJ Automation Marketplace

Key Context: Libraries in Transition  Shift from Print > Electronic  Increasing emphasis on subscribed content, especially articles and databases  Strong emphasis on digitizing local collections  Demands for enterprise integration and interoperability

Key Context: Library Users in Transition  New generations of library users:  Millennial generation Self sufficient – reluctant to seek assistance Perceive themselves as competent to use information tools without help  Web savvy / Digital natives  Pervasive Web 2.0 concepts /  Inherently collaborative work styles

Key Context: Technologies in transition  XML / Web services / Service-oriented Architecture  Beyond Web 2.0 Integration of social computing into core infrastructure  Local computing shifting to cloud platforms SaaS / private cloud / public cloud  Full spectrum of devices full-scale / net book / tablet / mobile Mobile the current focus, but is only one example of device and interface cycles

ILS: a legacy concept?  ILS = Integrated Library System (Cataloging + Circulation + OPAC + Serials + Acquisitions)  Focused on print and physical inventory  Electronic content at the Journal Title or collection level  Emerged in the 1960’s – 1970’s  Functionality has evolved and expanded, but basic concepts and modules remain intact  Note: Some companies work toward evolving the ILS to competently handle both print and digital content (e.g. Innovative Interfaces)

Rethinking library automation  Fundamental assumption: Print + Digital = Hybrid libraries  Traditional ILS model not adequate for hybrid libraries  Libraries currently moving toward surrounding core ILS with additional modules to handle electronic content  New discovery layer interfaces replacing or supplementing ILS OPACS  Working toward a new model of library automation  Monolithic legacy architectures replaced by fabric of SOA applications  Comprehensive Resource Management “It's Time to Break the Mold of the Original ILS” Computers in Libraries Nov/Dec 2007

ILS: ever diminishing role  Many libraries putting much less emphasis on ILS  Just an inventory system for physical materials  Investments in electronic content increasing  Management of e-content handled outside of the ILS  Yet: libraries need comprehensive business automation more than ever. Mandate for more efficient operations. Do more with less.

Dis-integration of Library Automation Functionality  ILS -- Print and Physical inventory  OpenURL Link resolver  Federated Search  Electronic Resource Management Module  Discovery layer interface

Is non-integrated automation sustainable?  Major burden on library personnel  Serial procurement / installation / configuration / maintenance cycles take many years to result in a comprehensive environment  Inefficient data models  Disjointed interfaces for library users  Very long cycle to gain comprehensive automation

Discovery / Library Business Automation  Now viewed as separate problem  Many interdependencies  Current model of feeding discovery systems from many underlying repositories  ILS / e-journal collections / collections of digital objects  Will models of resource management change to consolidate the repositories?  Realign Discovery and management?

Moving toward a new Generation of Library Automation  Are Legacy ILS concepts sustainable?  New automation environment based on current library realities and modern technology platforms  Equal footing for digital and print  Service oriented architecture

Breaking down the modules  Traditional ILS  Cataloging  Circulation  Online Catalog  Acquisitions  Serials control  Reporting  Modern approach: SOA

Legacy ILS + e-content modules Federated Search Circulation Acquisitions Cataloging Serials OpenURL Linking Electronic Resource Mgmt System Staff Interfaces: End User Interfaces: Data Stores: Functional modules:

Service Oriented Architecture

SOA model for business automation  Underlying data repositories  Local or Global  Reusable business services  Composite business applications

SOA for library workflow processes Data Stores: Reusable Business Services Composite Applications Granular tasks:

Comprehensive Resource Management  Broad conceptual approach that proposes a library automation environment that spans all types of content that comprise library collections.  Traditional ILS vendors: Under development but no public announcements  Open Source projects in early phases  Projection: 2-3 years until we begin see library automation systems that follow this approach. 5-7 years for wider adoption.

ILS Reinvention projects  OLE Project  Funded by the Research in Information Technology program of the Andrew W. Mellon Foundation  1-year project to produce the requirements for a new approach to library automation  Will embrace the service-oriented architecture  Business process modeling based on library workflows unconstrained from existing legacy software  Possible follow-on project to build and open source reference implementation  Ex Libris URM  Mentioned publically but not formally announced  Working toward new platform that better integrates print and electronic content Probably will be based on some existing products

Large-scale centralized environments  Large-scale resource databases that provide discovery, local library automation, and cross- institutional borrowing  COBISS – Slovenia and other Balkan countries  Serves national, university, and public libraries  Increasing interest in state-wide systems in the US  Based on Open source and proprietary software  WorldCat: Global discovery system (and more)

Competing Models of Library Automation  Traditional Proprietary Commercial ILS  Millennium, Symphony, Polaris  Traditional Open Source ILS  Evergreen, Koha  Clean slate automation framework (SOA, enterprise-ready)  Ex Libris URM, OLE Project  Cloud-based automation system  WorldCat Local (+circ, acq, license management)

Dynamics of the Library Automation Scene  Evolutionary ILS  Revolutionary ILS  Open source and Licensed alternatives

Evolutionary path  Gradual enhancement of long-standing ILS platforms  Wrap legacy code in APIs and Web services  SirsiDynix  Unicorn (+Horizon functionality) > Symphony  Innovative  INNOVAQ > INNOPAC > Millennium > Encore  Civica  Urica > Spydus (Urica Integrated Systems, Amalgamated Wireless Australia, McDonnell Douglas Information Systems, Sanderson)

Evolution vs. Revolution  The library automation market has a long-standing preference of evolved systems  Very difficult and lengthy process to build a new library automation system from scratch  Legacy systems bring forward both rich functionality as well as concepts tied to the past

Revolutionary Path  Ex Libris URM  Kuali OLE  WorldCat Management System

 Traditional Proprietary Commercial ILS  Millennium, Symphony, Polaris  Traditional Open Source ILS  Evergreen, Koha  Clean slate automation framework (SOA, enterprise-ready)  Ex Libris URM, OLE Project  Cloud-based automation system  WorldCat Local (+circ, acq, license management) Competing Models of Library Automation

Ex Libris URM  “integrates back-office processes across all library materials, regardless of type, format, and acquisition method”  “reduces effort and lowers costs associated with metadata management”  “a flexible environment for libraries to join forces …”  “service-oriented architecture and fully-documented Web services”

Kuali OLE  Mellon funded project to create new enterprise level automation platform for research libraries  1-year planning project led by Duke University  Manage resources of all formats  More than an ILS / Less than an ILS  Community Source / Open Source

OLE Project: Phase I  Planning and Design Phase  Develop Vision + Blueprint  Work with consultants with expertise in SOA and BPM  Instill community ownership of OLE  Recruit partners for Phase II

OLE Project: Phase II  2-year build project led by Indiana University  $2.38 million from Mellon matched by capital and in-kind contributions by development partners  Community source reference implementation  Create software based on OLE blueprint from current project  Early software in months  High level of investment and commitment to implementation

OCLC Management System  "the first Web-scale, cooperative library management service”  New highly scaleable platform for WorldCat  Cataloging  Interlibrary loan  Discovery (WorldCat Local)  Circulation  Acquisitions  License Management In Challenge to ILS Industry, OCLC Extends WorldCat Local To Launch New Library System Marshall Breeding, Library Journal 4/23/

Open Source Library Automation  Koha  Evergreen  Kuali OLE

 US: LibLime, Equinox, MediaFlex  Australia/NZ: Katipo, CALYX information essentials, Strategic Data, Catalyst  Building support  Concept of open source  Promotion of specific products  Struggling to meet expectations  Satisfaction lower than many companies offering proprietary products  Some companies offering proprietary products score much lower than open source Open Source Companies

What does it mean to be Open?

Open source version of legacy models? Or New opportunities to support modern libraries? Is Open Source ILS transformative

Opening up Library Systems through Web Services and SOA: Hype or Reality? This report aims to assess the current slate of major library automation systems in regard to their ability to provide openness through APIs, Web services, and the adoption of SOA. Library Technology Reports Nov/Dec Issue 2009 by Marshall Breeding

Opening up Library Systems through Web Services and SOA: Hype or Reality? “We also note that the two open source systems lag behind proprietary systems in terms of customer-facing APIs that result in tangible activities which extend functionality or enable interoperability.” Library Technology Reports Nov/Dec Issue 2009 by Marshall Breeding

Opening up Library Systems through Web Services and SOA: Hype or Reality? “The APIs available to library programmers continue to be quirky and less than comprehensive, even from the vendors with the strongest offerings in this area.” Library Technology Reports Nov/Dec Issue 2009 by Marshall Breeding

Closed Systems Circulation Acquisitions Cataloging Staff Interfaces: End User Interfaces: Data Stores: Functional modules: No programmable Access to the system. Captive to the user Interfaces supplied by the developer Programmer access:

Standard RDBM Systems Circulation Acquisitions Cataloging Staff Interfaces: End User Interfaces: Data Stores: Functional modules: Database administrators can access data stores involved with the system: Read-only? Read/write? Developer shares database schema Programmer access:

Open Source Model Circulation Acquisitions Cataloging Staff Interfaces: End User Interfaces: Data Stores: Functional modules: All aspects of the system available to inspection and modification. Programmer access:

Open API Model Circulation Acquisitions Cataloging Staff Interfaces: End User Interfaces: Data Stores: Functional modules: Core application closed. Third party developers code against the published APIs or RDBMS tables. Programmer access: Published APIs

Open Source / Open API Model Circulation Acquisitions Cataloging Staff Interfaces: End User Interfaces: Data Stores: Functional modules: Core application closed. Third party developers code against the published APIs or RDBMS tables. Programmer access: Published APIs

Visualizing the API

Application with API abstraction layer Core Functionality / Business Logic Application Programming Interfaces Public Interface Staff Interface Reports Module Delivered Interfaces API abstraction layer Core Software Data stores RDMS API

Application API exposed to External Applications Core Functionality / Business Logic Application Programming Interfaces Public Interface Staff Interface Reports Module Delivered Interfaces API abstraction layer Core Software Data stores RDMS API External applications

Application API exposed to External Applications Core Functionality / Business Logic Application Programming Interfaces Public Interface Staff Interface Reports Module Delivered Interfaces use proprietary programming Core Software Data stores RDMS API External applications

Conclusion: many opportunities  Open source vs proprietary software  New models of library automation that better integrate physical and electronic content  New discovery interfaces to improve end-user experiences  Large-scale systems that enable broad based resource sharing

From local discovery to Web-scale discovery New models of Library Collection Discovery

Evolution of library collection discovery tools  Bound handwritten catalogs  Card Catalogs  Library online catalogs – OPACs  Discovery interfaces  Web-scale discovery services

Disjointed approach to information and service delivery  Silos Prevail  Books: Library OPAC (ILS module)  Articles: Aggregated content products, e-journal collections  OpenURL linking services  E-journal finding aids (Often managed by link resolver)  Local digital collections ETDs, photos, rich media collections  Metasearch engines  All searched separately

A simple vision  A single point of entry to all the content and services offered by the library  …but with precision, nuanced sophistication, and multiple dimensions Search:

Modernized Interface  Single search box  Query tools  Did you mean  Type-ahead  Relevance ranked results  Faceted navigation  Enhanced visual displays  Cover art  Summaries, reviews,  Recommendation services

Online Catalog vs. Discovery Layer  Online Catalog  Interface conventions from an earlier Web era  Scope: Tied to the ILS and its content domain  Discovery Layer  Modern interface elements  Scope: aims to address broad range of components that constitute library collections

Discovery Products

Social discovery  Tags, user-supplied ratings and reviews  Leverage social networking interactions to assist readers in identifying interesting materials: BiblioCommons  Leverage use data for a recommendation service of scholarly content based on link resolver data: Ex Libris bX service

Deep indexing  Metadata can no longer serve as the only basis for discovery  Increasing opportunities to search the full contents  Google Library Print, Google Publisher, Open Content Alliance, government publications, etc.  High-quality metadata will improve search precision  Commercial search providers already offer “search inside the book” and searching across the full text of large book collections  Important transition to full-text book search beginning in library projects  HathiTrust indexing 6 million volumes  Must become a routine component of library discovery  Deep search highly improved by high-quality metadata

Discovery product Trend  Initial products focused on technology  AquaBrowser, Endeca, Primo, Encore, VUfind  Mostly locally-installed software  Current phase focused on pre-populated indexes that aim to deliver Web-scale discovery  Summon (Serials Solutions)  WorldCat Local (OCLC)  EBSCO Discovery Service (EBSCO)  Primo Central  Encore with Article Integration

Federated Search Search: Digital Collections ProQuest EBSCOhost … MLA Bibliography ABC-CLIO Search Results Real-time query and responses ILS Data

Discovery Interface Search: Digital Collections ProQuest EBSCOhost … MLA Bibliography ABC-CLIO Search Results Real-time query and responses ILS Data Local Index MetaSearch Engine

Web-scale Search Search: Digital Collections ProQuest EBSCOhost … MLA Bibliography ABC-CLIO Search Results Pre-built harvesting and indexing Consolidated Index ILS Data

Web-scale Search + Federated Search Search: Digital Collections ProQuest … MLA Bibliography ABC-CLIO Search Results Pre-built harvesting and indexing Consolidated Index ILS Data Fed Search Non- harvestable Resources Non- harvestable Resources

Beyond local discovery interfaces  Pre-populated indexes  Web-scale  Exploits the full depth and breadth of library collections  Beyond the bounds of the local library’s collection  Targets the universe of objective, vetted library content  Includes full-text indexing to the fullest extent possible

Pre-populated discovery services  New-generation interface  Harvested local content  ILS metadata  Institutional repositories, ETDs, Digital Collection platforms  Vendor-supplied indexes of library content  E-journals, databases, e-books Full-text and metadata corresponding to e-content subscriptions  Book collections beyond local library collections

Mobile access to library content and services  New opportunity to retain and attract library users  Mobile web and apps  Working toward a unified Mobile library presence  Unify disjointed mobile silos the same ambitions as we have for our the Web

Questions and discussion