Institute of Internal Auditors New Zealand IIA NZ Global and Local Happenings

IIA NZ New Branding JUNE 2013 Global Member Association for the Internal Audit Profession 100+ Institutes 190 Countries 149K+ Certifications Issued Globally 120K Certified Internal Auditors (CIA’s) Globally 180K+ Members Worldwide 1 Set of Global Standards

GLOBALLY CBOK (Common Body of Knowledge) Conference 5 – 8 July 2015 Vancouver Canada QIAL (Qualification in Internal Audit Leadership) IPPF (International Professional Practices Framework) IIA NZ New Branding

Z New Brandingad Goal 1 – Advocacy Outcome: Internal audit is recognised as fundamental to good governance and strong, effective management Goal 2 - Education Outcome: Internal auditors consistently demonstrate professional competency and high standards of operation Goal 3 - Membership Outcome: IIA NZ is a strong and participative profession which supports its members and the profession to achieve potential IIA NZ Strategic Objectives 2014

IIA NZ New Branding Engagement with IoD, OAG, CANZ’s, Central Agencies, ISACA, RiskNZ Advocate the profession Articles/ research Collaborate with Universities Work with other IIA’s/ best practice Advocacy

IIA NZ New Branding Learning Pathways Training Calendar Education

Inspiring Leading Performing Emerging CRMA CIA Degree CCSA CFSACGAP Internal Audit Learning Pathway Competency Framework IIA Standards Technical Skills Interpersonal Skills Knowledge Areas Body of Evidence

Technical Skills Interpersonal Skills Knowledge Areas Financial and Management Accounting Regulatory, Legal and Economics Quality and control Ethics and fraud Information technology Governance, Risk and Control Delivered Through Networking Forums Special Interest Groups Formal Training Education Days Self directed learning Recommended: 1.Tools & Techniques 2.Report Writing 1.Communication Skills 2.Professional skepticism Optional: 1.Indicators of Fraud Level 1: Emerging Aimed at: Kick starting careers

Technical Skills Interpersonal Skills Knowledge Areas Financial and Management Accounting Regulatory, Legal and Economics Quality and control Ethics and fraud Information technology Governance, Risk and Control Level 2: Performing Aimed at: Practicing/proficient Internal Auditors: Propelling careers Recommended: 1.Tools & Techniques 2.COSO based auditing 3.IT Auditing 4.Report Writing 2 1.Communication Skills 2 2.Leading people 1 3.Problem Solving Optional: 1.Control Self Assessment 2.ERM including Compliance 3.Project Auditing 4.Data Analysis, including Model Reviews and Spreadsheets Delivered Through Networking Forums Special Interest Groups Formal Training Education Days Self directed learning Optional:

Level 3: Leading Aimed at: Supervisory, managerial staff: Developing careers Technical Skills Interpersonal Skills Knowledge Areas Financial and Management Accounting Regulatory, Legal and Economics Quality and control Ethics and fraud Information technology Governance, Risk and Control Delivered Through Recommended 1.IA Frameworks and Strategies 2.Governance 3.Ethics 4.IT Auditing 1.Leading Teams 1 2.Communication Skills 2 3.Impact 4.Negotiation Skills 5.Conflict Resolution Optional 1.Fraud Prevention, Detection and Response 2.Probity Auditing 3.Treasury 4.Business Continuity Planning 5.Quality Assurance Reviews Networking Forums Special Interest Groups Formal Training Education Days Self directed learning National Conference

Level 4: Inspiring Aimed at: Internal audit leaders: Inspiring careers Technical Skills Interpersonal Skills Knowledge Areas Financial and Management Accounting Regulatory, Legal and Economics Quality and control Ethics and fraud Information technology Governance, Risk and Control Delivered Through Recommended 1.CAE Forum Optional 1.Opportunistic endorsement of other courses Networking Forums Special Interest Groups Formal Training Education Days Self directed learning National Conference

IIA NZ New Branding Delivered by: Formal Training Education Days Networking Forums Special Interest Groups Conference Self Directed Learning Heads of Audit Symposiums Training

Training Calendar Published on website CourseJanFebMarAprilMayJuneJulyAugSeptOctNov Report Writing (L1) AK WN CH AK Documenting Process (L1) WN AK CH Interviewing Skills (L1) AK WN CH AK IT Auditing(L2) AK WN Report Writing (L2) WN AK Leading People(L3) AK WN Education Day AKWN Conference AK

IIA NZ New Branding Current Providers – supportive and valued Developing courses - seeking additional providers Call for expression of interest from membership for course delivery Contact us Training Providers

NZ New Brandingad Upgrade of IIA NZ office systems Employment of additional resource Upgrade Web Site Regular communications Promote membership Organisational membership Membership

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