1. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 1 X50-20080331-xxx Common Femto Architecture Alcatel-Lucent Discuss and Adopt. 3GPP2 Super Meeting Montreal, Quebec, Canada March 31 – April 4, 2008

2. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 2 COPYRIGHT STATEMENT: The contributors grant a free, irrevocable license to 3GPP2 and its Organizational Partners to incorporate text or other copyrightable material contained in the contribution and any modifications thereof in the creation of 3GPP2 publications; to copyright and sell in Organizational Partner's name any Organizational Partner's standards publication even though it may include all or portions of this contribution; and at the Organizational Partner's sole discretion to permit others to reproduce in whole or in part such contribution or the resulting Organizational Partner's standards publication. The contributors are also willing to grant licenses under such contributor copyrights to third parties on reasonable, non- discriminatory terms and conditions for purpose of practicing an Organizational Partner’s standard which incorporates this contribution. This document has been prepared by the contributors to assist the development of specifications by 3GPP2. It is proposed to the Committee as a basis for discussion and is not to be construed as a binding proposal on the contributors. The contributors specifically reserves the right to amend or modify the material contained herein and nothing herein shall be construed as conferring or offering licenses or rights with respect to any intellectual property of the contributors other than provided in the copyright statement above.

3. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 3  HRPD Femto Architecture –Highlights and Benefits  1x Femto Architecture –Highlights and Benefits  HRPD Femto Architecture Flows  Flows Using The 1x Femto Architecture –Constraints and Assumptions –Registration –Authentication –Call Setup –Hand-in (Macro to Femto) –Hand-out (Femto to Macro) –Supplementary Services –SMS  Conclusion and Recommendation OUTLINE

4. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 4 HRPD Femto Architecture

5. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 5 HRPD Femto Arch. Highlights and Benefits The HRPD Femto Architecture takes advantage of standard interfaces: –The HRPD radio interface –A10 and A11 to the PDSN –A12 to the AAA for RAN level authentication –A13 and A16 for dormant and active session transfer Benefits: –Reuse of existing core network entities, AAA and PDSN –Standard HRPD Hard Handoff for Femto to/from Macro

6. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 6  HRPD Femto Architecture –Highlights and Benefits  1x Femto Architecture –Highlights and Benefits  HRPD Femto Architecture Flows  Flows Using The 1x Femto Architecture –Constraints and Assumptions –Registration –Authentication –Call Setup –Hand-in (Macro to Femto) –Hand-out (Femto to Macro) –Supplementary Services –SMS  Conclusion and Recommendation OUTLINE

7. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 7 1x Femto Architecture

8. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 8 1x Femto Arch. Highlights and Benefits Uses standard IMS features –P/S-CSCF, HSS/AAA –Telephony Application Server (TAS) MFIF (MAP-Femto Interworking Function) –Resides as an Application Server within IMS –Can access the HLR/AuC and HSS/AAA –Can access the Short Message Service Center (SMSC) Benefits: –Supports 1x Handoff from Femto to Macro (VCC) –Provides a migration to full IMS and all its features –Using existing CDMA infrastructure to support regulatory services (E911).

9. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 9  HRPD Femto Architecture –Highlights and Benefits  1x Femto Architecture –Highlights and Benefits  HRPD Femto Architecture Flows  Flows Using The 1x Femto Architecture –Constraints and Assumptions –Registration –Authentication –Call Setup –Hand-in (Macro to Femto) –Hand-out (Femto to Macro) –Supplementary Services –SMS  Conclusion and Recommendation OUTLINE

10. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 10 HRPD Femto Architecture Flows Given that the HRPD Femto System will appear to the core network as a set of HRPD AN/PCFs, and Given that the HRPD Femto System will support the standard A10/A11/A12/A13/A16 interfaces, then The flows already defined in A.S0008/A.S0009 for registration, authentication, call setup, hard handoff, and supplementary services fully apply.

11. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 11  HRPD Femto Architecture –Highlights and Benefits  1x Femto Architecture –Highlights and Benefits  HRPD Femto Architecture Flows  Flows Using The 1x Femto Architecture –Constraints and Assumptions –Registration –Authentication –Call Setup –Hand-in (Macro to Femto) –Hand-out (Femto to Macro) –Supplementary Services –SMS  Conclusion and Recommendation OUTLINE

12. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 12 Constraints and Assumptions No changes to CDMA handsets. Avoid modifying IMS Core Network and HSS. MFIF (MAP-Femto Interworking Function) acts as VLR MSC from ANSI41 macro cellular network point of view. TAS (Telephony Application Server) provides services. Femto provides CDMA to IMS SIP conversion, thus the IMS UA (one or more) is in the Femto. Each CDMA user is dynamically assigned an IMS UA when it registers on the Femto. The MFIF registers each CDMA user with the HLR and stores associated data for that user including VLR profile, current Femto ID, etc. in MFIF local data referred to as “VLR”. The MFIF provides the conversion between Femto-cell ID and CDMA mobile ID. The 1x global RAND challenges sent over the air in the registration, call origination and call termination system accesses should directly or indirectly be generated by the core network and not the femto for security reasons. A proposal to generate these global RANDs securely is described in the contribution to TSG-S WG4. (See S40-20080218-003.)

13. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 13 Femto Authentication/Registration in IMS S-CSCFP-CSCFMFIFFNG HLR/AuC SIP UA Femto-1234 Femto Cell IPsec Femto-1234 @telco.com HSS DN 630-555-1111 MIN 312-606-1111 2) SIP Register (Femto-1234, IMS Authentication, ….) 1) Femto boot up or re-register due to timer. TAS 3) 3rd Party Register (Femto-1234) MFIF = MAP-Femto Interworking Function TAS = Telephony Application Server

14. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 14 User Authentication/Registration in IMS Todd DN 630-555-1111 MIN 312-606-1111 S-CSCFP-CSCFMFIFFNG HLR/AuC SIP UA Femto 1234 Femto Cell IPsec  1) register  2) SIP MESSAGE (Femto-1234, MS ID, parameters, …) 3) MAP AUTHREQ & REGNOT VLR: DN 630-555-1111 MIN 312-606-1111 Femto-1234 DN 630-555-1111 MIN 312-606-1111 LSP: IMS MFIF MIN 312-606-1111 HSS Femto-1234 @telco.co m  4) SIP MESSAGE (Femto-1234, MS ID, Success, …)

15. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 15 Femto Notified When User Registers Elsewhere Todd S-CSCFP-CSCFFNG Femto Cell IPsec 1) Mobile Registers at new location – either Femto or other MSC 2) SIP MESSAGE (old FEMTO ID, MIN or MDN, New Reg.Indication) HLR/AuC MFIF or 1b) Mobile Registers on a different Femto ID 1c) VLR is removed 1a) REGCAN from HLR 3) The Femto will initiate an IMS deregistration for that IMS UA if appropriate. DN 630-555-1111 MIN 312-606-1111 DN 630-555-1111 MIN 312-606-1111 LSP: IMS MFIF SIP UA Femto 1234 MIN 312-606-1111

16. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 16 CDMA2000 1x Origination Todd DN 630-555-1111 MIN 312-606-1111 S-CSCFP-CSCFFNG Femto Cell IPsec  1) origination 2) SIP INVITE (Femto-1234, MS ID, Parameters) 4) SIP INVITE (Femto-1234, CPN, MS ID, …) HLR/AuC DN 630-555-1111 MIN 312-606-1111 LSP: IMS MFIF 3) MFIF Authenticates CDMA user with HLR/AuC Allow or Cancel call depending on result MFIFTAS SIP UA Femto 1234 MIN 312-606-1111

17. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 17 CDMA2000 1x Termination Todd S-CSCFP-CSCFMFIFFNG DN 630-555-1111 MIN 312-606-1111 LSP: IMS MFIF HLR/AuC Femto BSR IPsec 1) INVITE (TLDN) 4) Page & Auth 0) ROUTEREQ (MIN) MFIFTAS 3b) SIP INVITE (Femto-1234, MS ID, …) 5) SIP 18x (Parameters) 3a) MFIF Authenticates CDMA user with HLR/AuC DN 630-555-1111 MIN 312-606-1111 SIP UA Femto 1234 MIN 312-606-1111 2) SIP INVITE (Femto-1234, MS ID…. ) VLR: DN 630-555-1111 MIN 312-606-1111 Femto-1234

18. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 18 1x Femto Arch. Flows: Hand-out (Femto to Macro) AM 1) BSR-Femto advertises neighbor list 3) makes HO decision based on mobile pilot measurements. IP Network MFIF 5) Reconfiguration of call during HHO MGCF/ MGW ANSI41 3G-1X MSC IVT PSTN 4) ANSI41 Intersystem Hard Handoff Procedures MGCF IVT MGW Original Call Path After HO Call Path MFIF: MAP Femto Interworking Function AM: Application Manager & Registrar IVT: Inter-Vendor Trunk MGCF IVT: MGCF for IVT 2) Mobile monitors pilot strength of neighbor cells and reports to BSR-Femto A-IMS Femto

19. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 19 1x Femto Arch. Flows: Hand-out (Femto to Macro) S-CSCFP-CSCFMFIFFNG HLR/AuC SIP UA Femto-1234 Femto Cell IPsec DN 630-555-1111 MIN 312-606-1111 2) SIP MESSAGE (HO Required information) 6) SIP MESSAGE (HO Command information) 10) BYE 1) Femto determines handoff is needed based upon received pilot strength measurements. 7) HO Direction TAS 3) INVITE (IVT) 3G-1X Cell 3G-1X MSC MGCF 4) ANSI-41 FACDIR2 9) ANSI-41 MSONCH 5) HO Request 8) HO Complete

20. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 20 1x Femto Arch. Flows: Hand-in (Macro to Femto) Femto AM 1) Macro cell advertises neighbor list 3) makes HO decision based on mobile pilot measurements. IP Network MFIF MGCF/ MGW ANSI41 3G-1X MSC IVT PSTN 4) ANSI41 Intersystem Hard Handoff Procedures MGCF IVT MGW Original Call Path After HO Call Path MFIF: MAP Femto Interworking Function AM: Application Manager & Registrar IVT: Inter-Vendor Trunk MGCF IVT: MGCF for IVT 2) Mobile monitors pilot strength of neighbor cells and reports to Macro cell A-IMS

21. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 21 1x Femto Arch. Flows: Hand-in (Macro to Femto) S-CSCFP-CSCFMFIFFNG HLR/AuC SIP UA Femto-1234 Femto Cell IPsec DN 630-555-1111 MIN 312-606-1111 4) SIP INVITE to setup call path 5) SIP MESSAGE (HO Request information) 6) SIP MESSAGE (HO Complete information) 1) 3G-1X determines handoff is needed 8) HO Direction TAS 3G-1X Cell 3G-1X MSC MGCF 3) ANSI-41 FACDIR2 9) ANSI-41 MSONCH 2) HO Required 7) HO Command

22. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 22 CDMA2000 1x SMS Origination Todd S-CSCFP-CSCFFNG Femto Cell IPsec  1) SMS origination 2) SIP MESSAGE (CdPN, MS ID SMS Body, …) 4) SMDPP (SMS) HLR/AuC DN 630-555-1111 MIN 312-606-1111 LSP: IMS MFIF 3) MFIF Authenticates CDMA user with HLR/AuC MFIFSMS-C 5) SIP MESSAGE (Femto-1234, MS ID, SMS ACK) DN 630-555-1111 MIN 312-606-1111 SIP UA Femto 1234 MIN 312-606-1111  6) SMS Ack

23. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 23 CDMA2000 1x SMS Termination Todd S-CSCFP-CSCFFNG HLR/AuC IPsec  4) Unique Challenge 1) SMDPP (MIN) MFIF  5) SIP MESSAGE (AUTHU) 2) AUTHREQ (unique challenge) SMS-C  3) SIP MESSAGE (Unique Challenge)  6) SIP MESSAGE (SMS)  8) SIP MESSAGE (SMS ACK) 7) SMS & ACK 9) SMDPP (ACK) Femto Cell SIP UA Femto 1234 MIN 312-606-1111 VLR: DN 630-555-1111 MIN 312-606-1111 Femto-1234 DN 630-555-1111 MIN 312-606-1111 LSP: IMS MFIF DN 630-555-1111 MIN 312-606-1111

24. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 24 1x Femto Arch. Flows: Supplementary Services -- Flash to Initiate 3 Way Call Todd S-CSCFP-CSCFMGCFFNG DN 630-555-1111 MIN 312-606-1111 LSP: IMS MFIF HLR/AuC Femto BSR IPsec 2) re-INVITE (put far party on hold) MFIFTAS DN 630-555-1111 MIN 312-606-1111 SIP UA Femto 1234 MIN 312-606-1111 1) SIP INFO (Flash Information )

25. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 25  HRPD Femto Architecture –Highlights and Benefits  1x Femto Architecture –Highlights and Benefits  HRPD Femto Architecture Flows  Flows Using The 1x Femto Architecture –Constraints and Assumptions –Registration –Authentication –Call Setup –Hand-in (Macro to Femto) –Hand-out (Femto to Macro) –Supplementary Services –SMS  Conclusion and Recommendation OUTLINE

26. Copyright © Alcatel-Lucent 2008 - All Rights Reserved 26 Conclusion  The HRPD Femto Architecture can take advantage of existing interfaces, and reduces the introduction of new network elements (PDSNs) into the operator’s network.  The 1x Femto Architecture proposed here provides a clean path to use of full IMS capabilities. Recommendation: Review and Adopt these as 1x and HRPD Femto Architectures.