1. Text Operations J. H. Wang Feb. 21, 2008

2. The Retrieval Process User Interface Text Operations Query Operations Indexing Searching Ranking Index Text quer y user need user feedback ranked docs retrieved docs logical view inverted file DB Manager Module 4, 10 6, 7 58 2 8 Text Database Text

3. Outline Document Preprocessing (7.1-7.2) Text Compression (7.4-7.5): skipped Automatic Indexing (Chap. 9, Salton) –Term Selection

4. Document Preprocessing Lexical analysis –Letters, digits, punctuation marks, … Stopword removal –“the”, “of”, … Stemming –Prefix, suffix Index term selection –Noun Construction of term categorization structure –Thesaurus

5. Logical view of the documents structure Accents, spacing stopwords Noun groups stemming Manual indexing Docs structureFull textIndex terms

6. Lexical Analysis Converting a stream of characters into a stream of words –Recognition of words –Digits: usually not good index terms Ex.: The number of deaths due to car accidents between 1910 and 1989, “510B.C.”, credit card numbers, … –Hyphens Ex: state-of-the-art, gilt-edge, B-49, … –Punctuation marks: normally removed entirely Ex: 510B.C., program codes: x.id vs. xid, … –The case of letters: usually not important Ex: Bank vs. bank, Unix-like operating systems, …

7. Elimination of Stopwords Stopwords : words which are too frequent among the documents in the collection are not good discriminators –Articles, prepositions, conjunctions, … –Some verbs, adverbs, and adjectives To reduce the size of the indexing structure Stopword removal might reduce recall –Ex: “to be or not to be”

8. Stemming The substitution of the words by their respective stems –Ex: plurals, gerund forms, past tense suffixes, … A stem is the portion of a word which is left after the removal of its affixes (i.e., prefixes and suffixes) –Ex: connect, connected, connecting, connection, connections Controversy about the benefits –Useful for improving retrieval performance –Reducing the size of the indexing structure

9. Stemming Four types of stemming strategies –Affix removal, table lookup, successor variety, and n-grams (or term clustering) Suffix removal –Port’s algorithm (available in the Appendix) Simplicity and elegance

10. Index Term Selection Manually or automatically Identification of noun groups –Most of the semantics is carried by the noun words –Systematic elimination of verbs, adjectives, adverbs, connectives, articles, and pronouns –A noun group is a set of nouns whose syntactic distance in the text does not exceed a predefined threshold

11. Thesauri Thesaurus: a reference to a treasury of words –A precompiled list of important words in a given domain of knowledge –For each word in this list, a set of related words Ex: synonyms, … –It also involves normalization of vocabulary, and a structure

12. Example Entry in Peter Roget’s Thesaurus Cowardly adjective Ignobly lacking in courage: cowardly turncoats. Syns : chicken (slang), chicken-hearted, craven, dastardly, faint-hearted, gutless, lily-livered, pusillanimous, unmanly, yellow (slang), yellow-bellied (slang).

13. Main Purposes of a Thesaurus To provide a standard vocabulary for indexing and searching To assist users with locating terms for proper query formulation To provide classified hierarchies that allow the broadening and narrowing of the current query request according to the user needs

14. Motivation for Building a Thesaurus Using a controlled vocabulary for the indexing and searching –Normalization of indexing concepts –Reduction of noise –Identification of indexing terms with a clear semantic meaning –Retrieval based on concepts rather than on words Ex: term classification hierarchy in Yahoo!

15. Main Components of a Thesaurus Index terms: individual words, group of words, phrases –Concept Ex: “missiles, ballistic” –Definition or explanation Ex: seal (marine animals), seal (documents) Relationships among the terms –BT (broader), NT (narrower) –RT (related): much difficult A layout design for these term relationships –A list or bi-dimensional display

16. Automatic Indexing (Term Selection)

17. Automatic Indexing Indexing –assign identifiers (index terms) to text documents Identifiers –single-term vs. term phrase –controlled vs. uncontrolled vocabularies instruction manuals, terminological schedules, … –objective vs. nonobjective text identifiers cataloging rules control, e.g., author names, publisher names, dates of publications, …

18. Two Issues Issue 1: indexing exhaustivity –exhaustive: assign a large number of terms –Nonexhaustive: only main aspects of subject content Issue 2: term specificity –broad terms (generic) cannot distinguish relevant from nonrelevant documents –narrow terms (specific) retrieve relatively fewer documents, but most of them are relevant

19. All docs Recall vs. Precision Recall (R) = Number of relevant documents retrieved / total number of relevant documents in collection –The proportion of relevant items retrieved Precision (P) = Number of relevant documents retrieved / total number of documents retrieved –The proportion of items retrieved that are relevant Example: for a query, e.g. Taipei Retrieved docs Relevant docs

20. More on Recall/Precision Simultaneously optimizing both recall and precision is not normally achievable –Narrow and specific terms: precision is favored –Broad and nonspecific terms: recall is favored When a choice must be made between term specificity and term breadth, the former is generally preferable –High-recall, low-precision documents will burden the user –Lack of precision is more easily remedied than lack of recall

21. Term-Frequency Consideration Function words –for example, "and", "of", "or", "but", … –the frequencies of these words are high in all texts Content words –words that actually relate to document content –varying frequencies in the different texts of a collection –indicate term importance for content

22. A Frequency-Based Indexing Method Eliminate common function words from the document texts by consulting a special dictionary, or stop list, containing a list of high frequency function words Compute the term frequency tf ij for all remaining terms T j in each document D i, specifying the number of occurrences of T j in D i Choose a threshold frequency T, and assign to each document D i all term T j for which tf ij > T

23. More on Term Frequency High-frequency term –Recall Ex: “Apple” –But only if its occurrence frequency is not equally high in other documents Low-frequency term –Precision Ex: “Huntington’s disease” –Able to distinguish the few documents in which they occur from the many from which they are absent

24. How to Compute Weight w ij ? Inverse document frequency, idf j – tf ij *idf j (TFxIDF) Term discrimination value, dv j – tf ij *dv j Probabilistic term weighting tr j – tf ij *tr j Global properties of terms in a document collection

25. Inverse Document Frequency Inverse Document Frequency (IDF) for term T j where df j (document frequency of term T j ) is the number of documents in which T j occurs. –fulfil both the recall and the precision –occur frequently in individual documents but rarely in the remainder of the collection

26. TFxIDF Weight w ij of a term T j in a document d i Eliminating common function words Computing the value of w ij for each term T j in each document D i Assigning to the documents of a collection all terms with sufficiently high ( tf x idf ) weights

27. Term-discrimination Value Useful index terms –Distinguish the documents of a collection from each other Document Space –Each point represents a particular document of a collection –The distance between two points is inversely proportional to the similarity between the respective term assignments When two documents are assigned very similar term sets, the corresponding points in document configuration appear close together

28. Original State After Assignment of good discriminator After Assignment of poor discriminator A Virtual Document Space

29. Good Term Assignment When a term is assigned to the documents of a collection, the few document s to which the term is assigned will be distinguished from the rest of the collection This should increase the average distance between the documents in the collection and hence produce a document space less dense than before

30. Poor Term Assignment A high frequency term is assigned that does not discriminate between the objects of a collection Its assignment will render the document more similar This is reflected in an increase in document space density

31. Term Discrimination Value Definition dv j = Q - Q j where Q and Q j are space densities before and after the assignment of term T j The average pairwise similarity between all pairs of distinct terms: dv j >0, T j is a good term; dv j <0, T j is a poor term.

32. Document Frequency Low frequency dv j =0 Medium frequency dv j >0 High frequency dv j <0 N Variations of Term-Discrimination Value with Document Frequency

33. TF ij x dv j w ij = tf ij x dv j compared with – : decreases steadily with increasing document frequency – dv j : increases from zero to positive as the document frequency of the term increases, decreases shapely as the document frequency becomes still larger Issue: efficiency problem to compute N(N-1) pairwise similarities

34. Document Centroid Document centroid C = ( c 1, c 2, c 3,..., c t ) where w ij is the j -th term in document I –A “dummy” average document located in the center of the document space Space density

35. Probabilistic Term Weighting Goal Explicit distinctions between occurrences of terms in relevant and nonrelevant documents of a collection Definition Given a user query q, and the ideal answer set of the relevant documents From decision theory, the best ranking algorithm for a document D

36. Probabilistic Term Weighting Pr( rel ), Pr( nonrel ): document’s a priori probabilities of relevance and nonrelevance Pr( D | rel ), Pr( D | nonrel ): occurrence probabilities of document D in the relevant and nonrelevant document sets

37. Assumptions Terms occur independently in documents

38. Derivation Process

39. Given a document D=( d 1, d 2, …, d t ) Assume d i is either 0 (absent) or 1 (present) Pr(x i =1|rel) = p i Pr(x i =0|rel) = 1-p i Pr(x i =1|nonrel) = q i Pr(x i =0|nonrel) = 1-q i For a specific document D

41. Term Relevance Weight

42. Issue How to compute p j and q j ? p j = r j / R q j = ( df j - r j )/( N - R ) –r j : the number of relevant documents that contains term T j –R: the total number of relevant documents –N: the total number of documents

43. Estimation of Term-Relevance The occurrence probability of a term in the nonrelevant documents q j is approximated by the occurrence probability of the term in the entire document collection q j = df j / N –Large majority of documents will be nonrelevant to the average query The occurrence probabilities of the terms in the small number of relevant documents is assumed to be equal by using a constant value p j = 0.5 for all j

44. When N is sufficiently large, N-df j  N,  = idf j Comparison