1. RECORDKEEPING METADATA STANDARDS: THE INTERNATIONAL CONTEXT Barbara Reed, Director, Recordkeeping Innovation

2. Recordkeeping Innovation – Delivering Lasting Results Recordkeeping metadata – a quick overview (1) Began with Dublin Core and information resource discovery ‘rediscovery’ of metadata in the e-transaction, internet space Understanding that the recordkeeping requirements are different SPIRT research project (influential, but research/academic – not implementation) Jurisdictional sets in Australia: NAA (flattened, single entity) NSW (complex, 3 entity) for EDRMS SA (complex, 3 entity) for EDRMS and extended slightly to archival transfer Began with Dublin Core and information resource discovery ‘rediscovery’ of metadata in the e-transaction, internet space Understanding that the recordkeeping requirements are different SPIRT research project (influential, but research/academic – not implementation) Jurisdictional sets in Australia: NAA (flattened, single entity) NSW (complex, 3 entity) for EDRMS SA (complex, 3 entity) for EDRMS and extended slightly to archival transfer

3. Recordkeeping Innovation – Delivering Lasting Results Recordkeeping metadata – a quick overview (2) Not implemented! Was it in advance of what was being asked for? What use is it? EDRMS configuration Compliance with specifications Transfer of records across system boundaries Constructing records in business systems Vendors alleged confusion Claims of compliance via ‘user definable fields’ Lack of xml schemas People’s eyes glaze over! Not implemented! Was it in advance of what was being asked for? What use is it? EDRMS configuration Compliance with specifications Transfer of records across system boundaries Constructing records in business systems Vendors alleged confusion Claims of compliance via ‘user definable fields’ Lack of xml schemas People’s eyes glaze over!

4. Recordkeeping Innovation – Delivering Lasting Results ISO 23081 - family Multiple part standard intended: Principles Implementation issues Compliance checklists Multiple part standard intended: Principles Implementation issues Compliance checklists

5. Recordkeeping Innovation – Delivering Lasting Results ISO 23081-1 Principles Adopts the SPIRT models of multiple entities Based on requirements from ISO 15489 (Records Mgt) Introduce the notion of ‘point of capture’ and ‘process’ metadata Expressed as records management metadata, but actually wider High level statements about the type of metadata required to support recordkeeping characteristics/functions – eg accessibility, security, and entities – eg agents, business, records Published 2006 Adopts the SPIRT models of multiple entities Based on requirements from ISO 15489 (Records Mgt) Introduce the notion of ‘point of capture’ and ‘process’ metadata Expressed as records management metadata, but actually wider High level statements about the type of metadata required to support recordkeeping characteristics/functions – eg accessibility, security, and entities – eg agents, business, records Published 2006

6. Recordkeeping Innovation – Delivering Lasting Results ISO 23081-2 Conceptual and implementation issues Hard work! Long time to develop People involved: Hans Hofman, Netherlands Lew Bellardo, NARA Malcolm Todd, UK TNA Adrian Cunningham, NAA Me Incorporated Australian work happening contemporaneously – model and high level elements To Geneva for publishing December, still not available! Conceptual and implementation issues Hard work! Long time to develop People involved: Hans Hofman, Netherlands Lew Bellardo, NARA Malcolm Todd, UK TNA Adrian Cunningham, NAA Me Incorporated Australian work happening contemporaneously – model and high level elements To Geneva for publishing December, still not available!

7. Recordkeeping Innovation – Delivering Lasting Results Implementation issues Business benefits (eg risk management, business systems, interoperability, long term retention) How much metadata Introduces critical concepts: Aggregation (including a ‘fixed’ layer schema) Inheritance Re-use of metadata values Interdependence of metadata elements Extensibility and modularity Metadata as a record/relationship to record Recordkeeping metadata as dynamic not static Business benefits (eg risk management, business systems, interoperability, long term retention) How much metadata Introduces critical concepts: Aggregation (including a ‘fixed’ layer schema) Inheritance Re-use of metadata values Interdependence of metadata elements Extensibility and modularity Metadata as a record/relationship to record Recordkeeping metadata as dynamic not static

8. Recordkeeping Innovation – Delivering Lasting Results Dynamic model Event History Event Plan PASTFUTURE Current State Identity Description Use Relation

9. Recordkeeping Innovation – Delivering Lasting Results Metadata Model Event History Event Plan Description Use Identity Relation

10. Recordkeeping Innovation – Delivering Lasting Results Metadata areas Identity Description Use Event History Event Plan Relation Identity Description Use Event History Event Plan Relation

11. Recordkeeping Innovation – Delivering Lasting Results Identity metadata Entity type Aggregation Registration identifier Entity type Aggregation Registration identifier

12. Recordkeeping Innovation – Delivering Lasting Results Description metadata Title Classification Abstract Place jurisdiction Title Classification Abstract Place jurisdiction

13. Recordkeeping Innovation – Delivering Lasting Results Entities Records Agents Business Relationships Mandate Records Agents Business Relationships Mandate

14. Recordkeeping Innovation – Delivering Lasting Results How to develop local variations What does writing and documenting a local scheme involve Metadata registries Encoding schemes Defining rules What does writing and documenting a local scheme involve Metadata registries Encoding schemes Defining rules

15. Recordkeeping Innovation – Delivering Lasting Results Implementing issues Storage and management: Centralised/decentralised Metadata repositories Capture - strategies Registration Metadata as control tools Linking metadata Appraisal Transferring records Preservation and storage formats Storage and management: Centralised/decentralised Metadata repositories Capture - strategies Registration Metadata as control tools Linking metadata Appraisal Transferring records Preservation and storage formats

16. Recordkeeping Innovation – Delivering Lasting Results Part 3: a more timebound document which maps recordkeeping metadata requirements to existing metadata standards Collaborative work with Description domain working group of Interpares Devised a MADRAS registry of metadata schemes Analysis worksheets to assess individual sets against requirements of 23081-1 a more timebound document which maps recordkeeping metadata requirements to existing metadata standards Collaborative work with Description domain working group of Interpares Devised a MADRAS registry of metadata schemes Analysis worksheets to assess individual sets against requirements of 23081-1

17. Recordkeeping Innovation – Delivering Lasting Results Part 3 progress Currently paused, Defining intellectual property, ownership and maintenance issues with ISO, Interpares Currently paused, Defining intellectual property, ownership and maintenance issues with ISO, Interpares

18. Recordkeeping Innovation – Delivering Lasting Results Part 4 ? Checklist coming out of Part 2 First draft 64 pages!! Now smaller pieces of work being done Big picture mapping of different types of metadata across communities High level implementation steps (led by NZ) Checklist coming out of Part 2 First draft 64 pages!! Now smaller pieces of work being done Big picture mapping of different types of metadata across communities High level implementation steps (led by NZ)

19. Recordkeeping Innovation – Delivering Lasting Results Other stuff National Archives of Australia work in progress Archives New Zealand metadata standard ….world of web 2.0…… National Archives of Australia work in progress Archives New Zealand metadata standard ….world of web 2.0……