1. EU-Bureau of the BMBF PT-DLR Königswinterer Str. 522 53227 Bonn, Germany Tel: +49 (0) 228 / 447-630 Fax: +49 (0) 228 / 447-649 eub@dlr.de www.eubuero.de Outlook on FP7 Kathrin Stratmann Kyiv, Ukraine - 12 December 2005

2. National Contact Points Citizens and Governance Science & Society Research Infrastructures Policy Oriented Research New and Emerging Science & Technologies (NEST) ERA-Nets Legal and administrative questions General Tasks Co-ordination of the NCP network Preparation of the FPs / ERA Horizontal Program Committees Statistics Initial Contact Point European education cooperation Regions of knowledge, Research potential Public relations Integration of Women into EU-Research head: Dr. Andre Schlochtermeier Secretariat: Jutta Albrecht deputy: Kathrin Stratmann +49 228 447-630 Postal address: Visitor’s address: PT-DLR, Heinrich-Konen-Str. 1Königswinterer Str. 522-52453227 Bonn, Germany EU-Bureau of the BMBF

3. Background Philosophy - 1 ERA = European Research Area concept and vision, political initiative by Commissioner Philippe Busquin (January 2000) Objectives: new impetus for Research and Technological Development (RTD) RTD as key factor for European innovation complementarity between Member States (MS) and EU measures (co-ordination of national activities, increased “attractiveness”, strengthening of human resources and mobility)

4. Background: Philosophy - 2 Instrument for implementation of the ERA: European Framework Programme FP1 3.3 Bill. € 1984-1987 FP2 4.4 Bill. € 1987-1991 FP3 6.6 Bill. € 1990-1994 FP4 13.2 Bill. € 1994-1998 FP5 14.9 Bill. € 1998-2002 FP6 17.5 Bill. € 2002-2006

5. Legal basis Treaty of European Community, Art. 166: The Union shall establish a multi-annual “Framework programme” for research…

6. Guiding Principles of the FPs financing of research projects between partners from different European countries cost-sharing between EU and project participants multi-disciplinary projects project selection based on competitive calls and peer review additional evaluation criteria such as training, sustainable development, gender equality

7. FP7 – The Commission‘s proposal 6 April 2005 The European Commission publishes it‘s official proposal for the 7th European Research Framework Programme –continuity –simplification –significant budget raise –to cover seven years (2007-2013) financial perspective

8. Financial Perspective = EU's revenue and expenditure ceilings for the period 2007-2013 One major issue: the Commission has asked for: 1.14% of EU GNI several member states want to 'cap' the EU's expenditures to 1% GNI

9. FP6 (Specific Programmes) Focusing and Integrating / Strengthening the Foundations of ERA Structuring the ERA JRC (non-nuclear) JRC (nuclear) Framework Programme EURATOM

10. FP6 (Specific Programmes) Focusing and Integrating Strengthening the Foundations of ERA Structuring the ERA Coordination of RTD-ActivitiesCoherent Development of RTD-Policy Thematic PrioritiesSpecific Actions 1234567 Policy-oriented Research NEST SMEs International Cooperation Innovation Human Resources Innovation Science and Society

11. Capacities SMEs Cooperation 123456789 Coordination of RTD-ActivitiesCoherent Development of RTD-Policy Thematic Priorities 1234567 Specific Actions Policy-oriented Research NEST SMEs International Cooperation Innovation Human Resources Infrastructures People Marie-Curie Measures Infra- structures Regions of Knowledge Research Potential Science in Society INCO Development of Research Policies Ideas European Research Council (ERC) Science and Society Structure of FP6 Proposed Structure of FP7

12. The Commission‘s proposal Structure (Specific Programmes) Cooperation Collaborative Research Ideas Frontier Research People Human Potential Capacities Research Capacity JRC (non-nuclear) JRC (nuclear) Framework Programme EURATOM

13. Proposal for FP7 Specific Programmes (1-4) CooperationIdeas People Capacities Marie-Curie Measures Initial Training Life- long Training Industry- academia Themes (Topics) Specific actions Inter- national 123456789 Infra- structures SMEs Regions of Knowledge Research Potential Science in Society INCO Development of Research Policies European Research Council (ERC)

15. Proposal for FP7 Specific Programmes (1-4) Cooperation Themes (Topics) 123456789 Ideas People Capacities Marie-Curie Measures Initial Training Life- long Training Industry- academia Specific actions Inter- national Infra- structures SMEs Regions of Knowledge Research Potential Science in Society INCO Development of Research Policies European Research Council (ERC)

16. Cooperation Collaborative Research more than half the total FP7 budget support of cooperation between universities, industry, research centres and public authorities Goal: to gain leadership in key scientific and technology areas

17. Cooperation Nine Themes (Topics) Health 1 Food, Agriculture and Biotechnology 2 Information and Communication Technologies 3 Nanosciences, Nanotechnologies, Materials and new Production Technologies 4 Energy 5 Environment (including Climate Change) 6 Transport (including Aeronautics) 7 Socio-Economic Sciences and the Humanities 8 Security and Space 9

18. FP6: Thematic Priorities FP7: Themes (Topics) Genomics and Biotechnology for Health 1 Information Society Technologies 2 Nanotechnologies, Materials, Production processes and devices 3 Aeronautics and Space 4 Citizens and Governance in a Knowledge Based Society 7 Health 1 Food, Agriculture and Biotechnology 2 Information and Communication Technologies 3 Nanosciences, Nanotechnologies, Materials and new Production Technologies 4 Energy 5 Environment (including Climate Change) 6 Socio-Economic Sciences and the Humanities 8 Transport (including Aeronautics) 7 Security and Space 9 Aeronautics Space Food Quality and Safety 5 Sustainable Development, Global Change and Ecosystems 6 Environment Energy Transport

19. Cooperation - Topic 1 Health Biotechnology, generic tools and technologies for human health Translating research for human health: –Biological data and processes –Brain research –Infectious diseases –Major diseases Optimising the delivery of healthcare to European citizens 1 2 3456789

20. Cooperation - Topic 2 Food, Agriculture and Biotechnology Sustainable production and management of biological resources from land, forest and aquatic environments „Fork to farm“: Food, health and well being Life sciences and biotechnology for sustainable non-food products and processes 1 2 3456789

21. Cooperation – Topic 3 Information and Communication Technologies ICT technology pillars Integration of technologies Applications research Future and emerging technologies 1 2 3456789

22. Cooperation – Topic 4 Nanosciences, Nanotechnologies, Materials and new Production Technologies Nanosciences and nanotechnologies Materials New production Integration of technologies for industrial applications 1 2 3456789

23. Cooperation – Topic 5 Energy Hydrogen and fuel cells Renewable electricity generation Renewable fuel production Renewables for heating and cooling CO2 capture and storage technologies for zero emission power generation Clean coal technologies Smart energy networks Energy efficiency and savings Knowledge for energy policy making 1 2 3456789

24. Cooperation – Topic 6 Environment (incl. Climate Change) Climate change, pollution and risks Sustainable management of resources Environmental technologies Earth observation and assessment tools 1 2 3456789

25. Cooperation – Topic 7 Transport (incl. Aeronautics) Aeronautics and air transport Surface transport (rail, road and waterborne) Support to the European global satellite navigation system (Galileo) 1 2 3456789

26. Cooperation – Topic 8 Socio-Economic Sciences and the Humanities Growth, employment and competitiveness in a knowledge society Combining economic, social and environmental objectives in a European perspective Major trends in society and their implications Europe in the world The citizen in the European Union Socio-economic and scientific indicators Foresight activities 1 2 3456789

27. Cooperation – Topic 9 Security and Space Protection against terrorism and crime Security of infrastructures and utilities Border security Restoring security in case of crisis Security systems integration and interoperability Security and society Security research coordination and structuring Space-based applications at the service of the European Society Exploration of space RTD for strengthening space foundations 1 2 3456789

28. The Commission‘s proposal 9 Themes (Topics): Budget 1 2 34567 89

29. Cooperation Activity Types Collaborative research (Collaborative projects; Networks of Excellence; Coordination/support actions) Joint Technology Initiatives Coordination of non-Community research programmes (ERA-NET; ERA-NET PLUS; Article 169) International Cooperation “Emerging” needs and “Unforeseen policy needs”

30. Cooperation Activity Type: Collaborative Research Objective establishment of excellent research projects and networks in the major fields of advancement of knowledge (incl. active participation of industry) Goal attracting researchers and investments from Europe and the entire world thus - strengthening the EU industrial and technological base - supporting EU policies Funding Schemes –Collaborative Projects (IP/STREP) –Networks of Excellence (NoE) –Coordination / Support Actions (CA/SSA)

31. Integrated Projects (IP) Specific Targeted Research Projects (STREP) Networks of Excellence (NoE) Coordination Actions (CA) Specific Support Actions (SSA) Article 169 Collaborative Projects Networks of Excellence (NoE) Coordination and Support Actions Article 169 Joint Technology Initiatives (JTI) NEW Instruments FP6 FP7

32. Cooperation Activity Type: Joint Technology Initiatives Goal: setting-up of a long-term public private partnership Initiatives –mainly result from the work of European Technology Platforms –cover one or a small number of selected aspects of research in their field –will combine private sector investment and national and European public funding –will be decided on the basis of separate proposals (e.g. on the basis of Art. 171) Criteria for identification include: –added value of European-level intervention; –the degree and clarity of definition of the objective to be pursued; –strength of the financial and resource commitment from industry; –scale of the impact on industrial competitiveness and growth; –importance of the contribution to broader policy objectives; –capacity to attract additional national support and leverage current or future industry funding; –inability of existing instruments to achieve the objective

33. Cooperation Activity Type: Joint Technology Initiatives Identified themes (COM proposal) Hydrogen and Fuel Cells for a Sustainable Energy Future Innovative Medicines for the Citizens of Europe Aeronautics and Air Transport Embedded systems Global Monitoring for Environment and Security Towards new Nanoelectronics Approaches other possible themes to be identified later…

34. Cooperation Activity Type: Coordination of non-Community research programmes ERA-Net Scheme: ERA-Net / ERA-Net PLUS –Providing a framework for actors implementing public research programmes to step up the coordination of their activities. This will include support for new ERA-NETs as well as for the broadening and deepening of the scope of existing ERA-NETs, e.g. by extending their partnership, as well as opening mutually their programmes; –Providing additional EU financial support to those participants that create a common fund for the purpose of joint calls for proposals between their respective national and regional programmes (“ERA-NET PLUS”). Art. 169 –Participation of the Community in national research programmes jointly implemented on the basis of Article 169: European co-operation on a large scale in “variable geometry” between Member States sharing common needs and/or interests.

35. Cooperation Activity Type: International Cooperation International Science and Technology policy with two interdependent objectives: 1.Supporting and promoting European competitiveness through strategic research partnerships with third countries including highly industrialised and emerging economies in science and technology by engaging the best third country scientists to work in and with Europe. 2.Addressing specific problems that third countries face or that have a global character, on the basis of mutual interest and mutual benefit.

36. Cooperation Activity Types: “Emerging” needs and “Unforeseen policy needs” Emerging Needs Through specific support for spontaneous research proposals aiming at identifying or further exploring, in a given field and/or at the intersection of several disciplines, new scientific and technological opportunities, in particular linked with a potential for significant breakthroughs Unforeseen policy needs Providing the possibility to respond in a flexible way to new policy needs that arise during the course of the Framework Programme, such as unforeseen developments or events requiring a quick reaction like, the new epidemics, emerging concerns in food safety or natural disaster response.

37. Proposal for FP7 Specific Programmes (1-4) IdeasCooperation People Capacities Marie-Curie Measures Initial Training Life- long Training Industry- academia Themes (Topics) Specific actions Inter- national 123456789 Infra- structures SMEs Regions of Knowledge Research Potential Science in Society INCO Development of Research Policies European Research Council (ERC)

38. Ideas Frontier Research Setting-up of a European Research Council (ERC) Goal: to stimulate creativity and excellence by funding basic or 'frontier' research by individual teams competing at European level

39. Ideas ERC = European Research Council European Commission  Approval of work programme, as defined by the Scientific Council  Instruction to implement work programme  Approval of annual implementation report  Information to Programme Committee Externalised tasks (under the responsibility of the Commission)  Information and support to applicants  Organisation and execution of evaluation  Selection decision  Scientific and financial follow-up of contracts  Annual implementation report Scientific Council (created by Commission decision)  Preparation of work programme  Oversight of the evaluation procedure  Setting up a pool of reviewers  Nomination of review panels  Annual scientific report

40. Proposal for FP7 Specific Programmes (1-4) People Marie-Curie Measures Initial Training Life- long Training Industry- academia Specific actions Inter- national CooperationIdeas Capacities Themes (Topics) 123456789 Infra- structures SMEs Regions of Knowledge Research Potential Science in Society INCO Development of Research Policies European Research Council (ERC)

41. People Human Potential Support to training, mobility and careers development through reinforced 'Marie Curie actions' Goal: to develop and strengthen the human potential of European research

42. People Initial training of researchers Marie Curie Networks Life-long training and career development Individual fellowships; Co-financing of regional/national/international programmes Industry-academia pathways and partnerships Industry-Academia Scheme International dimension Outgoing International Fellowships; Incoming International Fellowships; International Cooperation Scheme; Reintegration grants Specific actions Excellence awards

43. Proposal for FP7 Specific Programmes (1-4) Capacities Infra- structures SMEs Regions of Knowledge Research Potential Science in Society INCO Development of Research Policies CooperationIdeas People Marie-Curie Measures Initial Training Life- long Training Industry- academia Themes (Topics) Specific actions Inter- national 123456789 European Research Council (ERC)

44. Capacities Research Capacity / Development of Policies Enhancement of the research and innovation capacity throughout Europe through –optimizing the use and development of research infrastructures –strengthening innovative capacities of SMEs and their ability to benefit from research –supporting the development of regional research-driven clusters –Unlocking the research potential in the EU‘s convergence and outermost regions –a closer relationship between science and society –the development of international cooperation –support for the coherent development of research policies

45. Capacities

46. Tentative Roadmap for FP7 2005 6/4Commission – Adoption of FP7 proposals 18/4Council – Exchange of views 7/6Council – Orientation debate 21/9Commission – Proposals on SPs and Rules for participation and dissemination 11/10Council – Exchange of views on SPs and Rules 23/11Commission – Proposals under Articles 169 and/or 171 28-29/11Council – Orientation debate on SPs and Rules 12-15/12EP – 1st reading on EC FP. Opinion on Euratom FP 2006 Feb/MarCouncil – Common position on EC FP EP – 1st reading on EC Rules. Opinion on Euratom Rules AprilCommon position on EC Rules May/JuneEP – 2nd reading on EC FP; Opinion on SPs; 2nd reading on EC Rules (earliest) JuneCouncil – Adoption of FP and Rules (earliest) JulyCouncil and EP – Adoption of FP and Rules JulyCouncil – Adoption of the SPs OctCommission – Adoption of Work programmes and necessary materials NovCommission – Publication of 1st calls

47. Thank you for your attention! Kathrin Stratmann kathrin.stratmann@dlr.de