1. Tues. Nov. 19

2. discovery

3. scope of discovery

4. attorney-client privilege

5. Restatement (Third) of The Law Governing Lawyers § 68. Attorney–Client Privilege [T]he attorney-client privilege may be invoked as provided in § 86 with respect to: (1) a communication (2) made between privileged persons (3) in confidence (4) for the purpose of obtaining or providing legal assistance for the client.

6. Your client tells you that he was looking the other way when he drove into the plaintiff. Your client receives an interrogatory asking whether he said to you that he was looking the other way when he drove into the plaintiff. Does your client have to answer the interrogatory?

7. If the interrogatory asks whether your client was looking the other way when he drove into the plaintiff does he have to answer? What if your client says he was not looking the other way on the stand?

8. - Your client tells you that he was looking the other way when he drove into the plaintiff. - Subsequently he credibly tells you that when he said he was not actually looking the other way at that moment, he was feeling guilty because he had done so about 20 second before the accident - Your client receives an interrogatory asking whether he said to you that he was looking the other way when he drove into the plaintiff. - Does your client have to answer the interrogatory?

9. Work Product “Privilege”

10. Hickman v. Taylor (U.S. 1947)

11. 26(b)(3)(A) Documents and Tangible Things. Ordinarily, a party may not discover documents and tangible things that are prepared in anticipation of litigation or for trial by or for another party or its representative (including the other party’s attorney, consultant, surety, indemnitor, insurer, or agent). But, subject to Rule 26(b)(4), those materials may be discovered if: (i) they are otherwise discoverable under Rule 26(b)(1); and (ii) the party shows that it has substantial need for the materials to prepare its case and cannot, without undue hardship, obtain their substantial equivalent by other means.

12. 26(b)(3)(B) Protection Against Disclosure. If the court orders discovery of those materials, it must protect against disclosure of the mental impressions, conclusions, opinions, or legal theories of a party’s attorney or other representative concerning the litigation.

13. An interrogatory asks, “Whom have you interviewed in connection with this case and did you make any reports, memos, etc.” May you claim that the information is work-product under 26(b)(3) and/or Hickman?

14. A witness you interviewed said that your client was looking the other way while he drove into plaintiff You write it up in a witness statement. The plaintiff requests the statement in a document request. May you claim that it is work product under 26(b)(3) and/or Hickman? If the interrogatory instead asks your client whether he was looking the other way during the accident, may he refuse to answer on the basis of 26(b)(3) and/or Hickman?

15. The plaintiff serves you with a document request asking for witness statements drafted by a private investigator retained by your client prior to hiring you, when he was worried that he might be sued Work product?

16. Would it matter if the plaintiff served you with an interrogatory asking for the substance of the witness statements?

17. What if the document was instead an unsolicited letter from a witness?

18. You are being sued for negligence in connection with a car accident. The plaintiff serves you with a document request asking for: 1) Witness statements taken by your lawyer a year ago – only a few hours after the accident 2) Your lawyer’s notes on the interviews with the witnesses Does the Work Product Privilege apply?

19. P is going to testify about the extent of his injuries due to D’s negligence. May P request in discovery any surveillance tapes that D may have made of P after the accident?

20. waiver

21. Experts

22. You give an expert you will call as a witness at trial some witness statements to use in determining his opinion. Can the material be obtained by the other side without a showing of substantial need?

23. 26(a)(2) Disclosure of Expert Testimony. (A) In General. In addition to the disclosures required by Rule 26(a)(1), a party must disclose to the other parties the identity of any witness it may use at trial to present evidence under Federal Rule of Evidence 702, 703, or 705. (B) Witnesses Who Must Provide a Written Report. Unless otherwise stipulated or ordered by the court, this disclosure must be accompanied by a written report—prepared and signed by the witness—if the witness is one retained or specially employed to provide expert testimony in the case or one whose duties as the party's employee regularly involve giving expert testimony. The report must contain: (i) a complete statement of all opinions the witness will express and the basis and reasons for them; (ii) the facts or data considered by the witness in forming them; (iii) any exhibits that will be used to summarize or support them; …

24. R 26(b)(4)(B) Trial-Preparation Protection for Draft Reports or Disclosures. Rules 26(b)(3)(A) and (B) protect drafts of any report or disclosure required under Rule 26(a)(2), regardless of the form in which the draft is recorded.

25. R 26(b)(4)(C) Trial-Preparation Protection for Communications Between a Party’s Attorney and Expert Witnesses. Rules 26(b)(3)(A) and (B) protect communications between the party’s attorney and any witness required to provide a report under Rule 26(a)(2)(B), regardless of the form of the communications, except to the extent that the communications: …(ii) identify facts or data that the party’s attorney provided and that the expert considered in forming the opinions to be expressed; or (iii) identify assumptions that the party’s attorney provided and that the expert relied on in forming the opinions to be expressed.

26. 26(b)(4)(D) Expert Employed Only for Trial Preparation. Ordinarily, a party may not, by interrogatories or deposition, discover facts known or opinions held by an expert who has been retained or specially employed by another party in anticipation of litigation or to prepare for trial and who is no1t expected to be called as a witness at trial. But a party may do so only: (i) as provided in Rule 35(b) [physical examination] or (ii) on showing exceptional circumstances under which it is impracticable for the party to obtain facts or opinions on the same subject by other means.

27. D... - did not turn over disclosure materials - made frivolous discovery requests - and illegitimately refused to turn over materials that were within the scope of your discovery requests

28. 26(g) Signing Disclosures and Discovery Requests, Responses, and Objections. (1) Signature Required; Effect of Signature. Every disclosure under Rule 26(a)(1) or (a)(3) and every discovery request, response, or objection must be signed by at least one attorney of record in the attorney’s own name — or by the party personally, if unrepresented — and must state the signer’s address, e-mail address, and telephone number. By signing, an attorney or party certifies that to the best of the person’s knowledge, information, and belief formed after a reasonable inquiry: (A) with respect to a disclosure, it is complete and correct as of the time it is made; and (B) with respect to a discovery request, response, or objection, it is: (i) consistent with these rules and warranted by existing law or by a nonfrivolous argument for extending, modifying, or reversing existing law, or for establishing new law; (ii) not interposed for any improper purpose, such as to harass, cause unnecessary delay, or needlessly increase the cost of litigation; and (iii) neither unreasonable nor unduly burdensome or expensive, considering the needs of the case, prior discovery in the case, the amount in controversy, and the importance of the issues at stake in the action.... (3) Sanction for Improper Certification. If a certification violates this rule without substantial justification, the court, on motion or on its own, must impose an appropriate sanction on the signer, the party on whose behalf the signer was acting, or both. The sanction may include an order to pay the reasonable expenses, including attorney’s fees, caused by the violation.

29. Rule 37. Failure to Make Disclosures or to Cooperate in Discovery; Sanctions (a) Motion for an Order Compelling Disclosure or Discovery. (1) In General. On notice to other parties and all affected persons, a party may move for an order compelling disclosure or discovery. The motion must include a certification that the movant has in good faith conferred or attempted to confer with the person or party failing to make disclosure or discovery in an effort to obtain it without court action.

30. (2) Sanctions in the District Where the Action Is Pending. (A) For Not Obeying a Discovery Order. If a party or a party's officer, director, or managing agent...fails to obey an order to provide or permit discovery, including an order under Rule 26(f), 35, or 37(a), the court where the action is pending may issue further just orders. They may include the following: (i) directing that the matters embraced in the order or other designated facts be taken as established for purposes of the action, as the prevailing party claims; (ii) prohibiting the disobedient party from supporting or opposing designated claims or defenses, or from introducing designated matters in evidence; (iii) striking pleadings in whole or in part; (iv) staying further proceedings until the order is obeyed; (v) dismissing the action or proceeding in whole or in part; (vi) rendering a default judgment against the disobedient party

31. 37(c) Failure to Disclose; to Supplement an Earlier Response, or to Admit. (1) Failure to Disclose or Supplement. If a party fails to provide information or identify a witness as required by Rule 26(a) or 26(e), the party is not allowed to use that information or witness to supply evidence on a motion, at a hearing, or at a trial, unless the failure was substantially justified or is harmless. In addition to or instead of this sanction, the court, on motion and after giving an opportunity to be heard: (A) may order payment of the reasonable expenses, including attorney's fees, caused by the failure; (B) may inform the jury of the party's failure; and (C) may impose other appropriate sanctions, including any of the orders listed in Rule 37(b)(2)(A)(i)-(vi).

32. terminating litigation before trial 32

33. 12(b)(6) failure to state a claim 33

34. 12(c) motion for judgment on the pleadings 34