1. Council for Education Policy, Research and Improvement November 6, 2002 Meeting

2. WELCOME New College of Florida

3. AGENDA II.Approval of Minutes Approval of MinutesApproval of Minutes III. Chairmans Report Chairmans ReportChairmans Report IV.Executive Directors Report Executive Directors ReportExecutive Directors Report V.Centers & Institutes Centers & InstitutesCenters & Institutes VI.University Equity Funding University Equity FundingUniversity Equity Funding VII.Master Plan Master PlanMaster Plan

4. II.Approval of Minutes

5. III. Chairmans Report

6. IV. Executive Directors Report

7. Staff report Staff report Council discussion Council discussion V.Postsecondary Centers and Institutes

8. C&I Common Characteristics C&Is contribute to tripartite mission of modern university: instruction, research and service. C&I research and development products contribute to regional, state and nationwide economic development. C&Is attract faculty and external research dollars that result in scientific discovery and technological development. The entrepreneurial nature of many C&Is places them in a unique position to quickly respond to needs of business and industry. C&Is provide training and educational opportunities for students.

9. Evaluative Core Elements Quantitative Indicators: Amount of external research expenditures, potential for grant leveraging, number of research publications. Qualitative Measures: Development of knowledge and new discoveries; Development of economic growth; Capabilities of investigators; Collaboration efforts with other C&Is; Requests for center assistance in problem solving; Potential for Technology Transfer; Education & training opportunities for students

10. State Governing Boards Only Texas conducts statewide expert peer review of separately budgeted C&Is. Majority of C&Is do not receive state review Established outcome measures include: Intrinsic merit, research performance; Potential contribution to development of knowledge and instruction, economic development, and student progress. New York: Legislative Agency provides competitive state funds to centers based on potential for commercialization.

11. Peer Institutions More disparities than commonalities. Variations in definition, establishment, structure, purpose, funding, reporting, evaluation. None of the universities were required to send an annual performance report for all of their C&Is to a State governing or Legislative Body. Considerably more institutional oversight review and analysis of C&Is than Florida.

12. Analysis of Peer Institutions Three institutions had Legislatively established C&Is. A majority had established policies governing the creation, evaluation, dissolution of C&Is. More than half conduct an institutional-wide review/only two do not require college/dept level review. Criteria for evaluation dependent on mission. Large Research Institutions expect C&Is to become self sufficient after initial state funding.

13. Best Practices/Peer Institutions Clearly defined policies for C&I establishment, closing, evaluation. Regularly scheduled internal and university wide evaluations. Evaluations conducted by university wide faculty committee that reports to Provost or Vice President for Research. C&Is maintain updated web pages with core data elements and information. Universities maintain current C&I data that is easily accessible to government entities.

14. Specific Best Practices: C&I Establishment Institution provides specific establishment criteria. C&I proposal must contain evidence of why the creation of center is necessary to carry out proposed activities. C&I must advance the universitys strategic goals, add value to institutions research environment, and provide for collaborative/interdisciplinary ventures. Proposal reviewed by Research Council comprised of university wide Faculty members. Proposal approved by Department Chair/Dean and Provost or VP for Research.

15. Specific Best Practices: Evaluation All C&Is provide annual report to university- wide Council on Research charged with review/ allocation of funds. Evaluation Criteria: –Evidence of quality of program –Leveraged return on universitys investment –Successful fostering of collaborative relations –Contribution to education & training of students –attainment of or progress toward attainment of C&I goals/objectives

16. Specific Evaluation Criteria Every 3-5 years, each C&I conducts an examination of its activities and achievements geared toward programmatic self-improvement. This internal review is coupled with an external review, or a compilation of outside reviews by major funding sponsors. Review is submitted to Vice President of Research who may put C&I on probation or terminate if goals and objectives not being met.

17. C&I Evaluation in Florida C&Is are required to submit annual reports to Division of Colleges and Universities (DCU). Reports do not provide specific evaluation criteria or outcomes. Reports are not used by universities or DCU to evaluate, fund, continue or dissolve C&Is. Annual reporting to central office is ineffective and does not contribute to evaluation of C&Is.

18. Evaluation of C&Is in Florida C&Is subject to external funding agency reviews. C&Is may be part of university-wide accreditation or DCU programmatic reviews. In general, no systematic, coordinated process for internal institution-wide C&I evaluation in place. C&Is may receive departmental/college wide reviews-usually connected to faculty evaluation. Existing evaluations do not contain core, evaluative elements that can measure objectives. Several universities are developing new policies for establishing and reviewing C&Is.

19. C&I Classification and Evaluation Currently C&Is in Florida are classified as Type 1,2,3 based on mission and funding. As numbers of C&Is have increased this taxonomy has become less meaningful or descriptive of C&I mission, activities, and funding. Type 1 C&Is have statewide missions but not all receive specific legislative appropriations and many type 2s have statewide missions and some receive specific allocations. Type 3 C&Is do not receive a specific legislative or university budget allocation but do use university infrastructure.

20. Centers and Institutes Council Discussion

21. Staff report Staff report Council discussion Council discussion VI. University Equity Funding

22. Results of Survey of Universities

23. How do you define equity in Educational and General funding?

24. Most Had Similar Themes Most Had Similar Themes Equity funding is fair funding within available funds, not equal funding per FTE for each institution. Equity does not mean that institutions receive equal dollars, but rather that a consistent set of principles and funding factors is applied in a uniform and fair way.

25. Reasons to Provide Differential Funding High Cost of Doctoral and Prof. Programs/ Grad Instruction and Research Mission High Cost of Undergraduate Institution High Cost Disciplines Faculty Salaries Relative to Peers Branch Campuses Diseconomy of Small Size Local Costs/Cost of Living Workload From Part-Time Students

26. Proposed Definition Equity in Educational and General funding is the uniform application of a consistent set of principles and funding factors for all state universities, which will allow each university to accomplish its defined mission. (refer to s. 1001.02(2)(w) and (5)(a) and 1001.74(7), F.S., for defining of mission)

27. Do you believe there is an equity funding problem among institutions within the state university system? If yes, why? All 11 universities answered yes.

28. Causes of Inequity among Florida Universities Historical Inequity of High Funding for Older Institutions Historical Inequity of Funding Cuts for Graduate/Rsch. Univ. Using Historical Differences in Funding per FTE Not Using Historical Differences in Funding per FTE Inconsistent Funding Policies, Political Appropriations Attempts to Incr Funding Because Other Univ Were Funded for Specific Mission Assignments Unfunded Mandates Vs Vs Vs

29. Do you believe there is an equity funding problem between your own institution and its peers? Nine universities answered yes.

30. Selection of Peers Variables frequently mentioned were: –Number of degrees awarded by discipline –Level of degrees –Enrollment –External research funding –Annual giving –SAT scores –Graduation rates –Location of institutions

31. Use of Peers Monitoring how we are doing Developing benchmarks for strategic planning

32. Basis for Inequity Compared to Peers Faculty salaries Number of faculty per student FTE Educational and General (E&G) dollars per credit hour….per graduate…..per student FTE Total resources per student FTE

33. Next Steps Compare university funding to peers among state universities across the USCompare university funding to peers among state universities across the US Compare funding between Florida universities Prepare draft report for CEPRIs December meeting

34. Equity Funding Council Discussion

35. VII.Master Plan Committee Reports Committee Reports Teaching Profession Teaching Profession Workforce Development Workforce Development K-20 Structure & Implementation K-20 Structure & Implementation Council Discussion Council Discussion

36. Committee on Workforce Development

37. Master Plan Committee on Workforce Development Roundtable Discussion –Representatives from K-12, postsecondary, and business sectors Invited Speakers Background documents Activities

38. Master Plan Committee on Workforce Development Basic Skills –Competency in reading, writing and mathematics (Relative performance to the nation (NAEP)) Access –Meeting specific occupational needs –Financial aid issues Articulation between sectors Attracting Different Populations –Drop-outs –Middle and high school students –Traditional college-age students –Non-Traditional students Relevance of training to workforce needs, maintaining workforce skills Barriers to Workforce Development

39. Master Plan Committee on Workforce Development The creation of a knowledge-based, high skill economy with a citizenry educated to their maximum potential –To Maximize Human Resources and Potential –To Create Environment Conducive for Attracting and Sustaining High-Skill Business and Industry How do we get there? Vision

40. Master Plan Committee on Workforce Development Goal 1:K-12 students exit secondary education prepared to enter postsecondary education and sustainable employment. Goal 2:Adults and youth with deficiencies in basic skills must be provided with opportunities for attainment of skills necessary for sustainable employment and postsecondary education. Goal 3:Training in high-skill, high-wage occupations with growth potential for the State must receive priority. Goal 4: Business and industry involvement in postsecondary training must be an integral part of the workforce development system. Goals

41. Master Plan Committee on Workforce Development Goal 1 K-12 students exit secondary education prepared to enter postsecondary education and sustainable employment. Objective 1.1 -- The K-12 system must ensure all students have a foundation of basic skills. Objective 1.2 -- The K-12 system must expose all students to applied learning in real world, career-based context. Goals/Objectives

42. Master Plan Committee on Workforce Development Strategy 1.2.1Requirement for the development of education and training plan related to career interests for late middle school and high school students. Strategy 1.2.2Curriculum Requirements at all levels of education related to career introduction, exploration and planning. Strategy 1.2.3State support for Career Academies/School within School/Collegiate High Schools and other opportunities to integrate academic and career education learning into high school. Objectives/Strategies

43. Master Plan Committee on Workforce Development Strategy 1.2.4Provide better awareness of careers to parents and students through Career Prep Ad Campaign. Strategy 1.2.5K-12: Workforce Outcomes Follow-up Report by School that will provide feedback to school districts on proportion of students who do not immediately enter postsecondary training and an assessment of the wages earned locally by those students who do not receive a credential Strategy 1.2.6Utilize mentoring programs that rely on peers and young adults to provide support for secondary students planning their education and careers Objectives/Strategies

44. Master Plan Committee on Workforce Development Strategy 1.2.7 -- Better articulation of high school programs with vocational centers, community colleges and universities Strategy 1.2.8 -- Dropout Prevention efforts Strategy 1.2.9 -- Aptitude test to determine student skills Objectives/Strategies

45. Master Plan Committee on Workforce Development Goal 2 Adults and youth with deficiencies in basic skills must be provided with opportunities for attainment of skills necessary for sustainable employment and postsecondary education. Objective 2.1 -- Address deficiencies in literacy and basic education Goals/Objectives

46. Master Plan Committee on Workforce Development Strategy 2.1.1 -- Adult basic education programs maintained Strategy 2.1.2 -- Family literacy programs Objectives/Strategies

47. Master Plan Committee on Workforce Development Goal 3 Training in high-skill, high-wage occupations with growth potential for the State must receive priority. Objective 3.1 -- State must continue to identify targeted occupations. Objective 3.2 -- Increase production of graduates in high demand/high wage fields Objective 3.3 -- Lifelong learning opportunities must be available for upward mobility. Goals/Objectives

48. Master Plan Committee on Workforce Development Strategy 3.1.1 -- Requires a more dynamic system, not rely on state/local historical trend information – see Tampa Bay Partnerships efforts Strategy 3.2.1 -- Incentive funding for high-skill/high wage training Strategy 3.2.2 -- Financial aid for vocational programs, part-time students Strategy 3.3.1 -- Flexible scheduling, weekend and night classes, short-term programs Strategy 3.3.2 -- Comprehensive distance learning efforts Objectives/Strategies

49. Master Plan Committee on Workforce Development Goal 4 Business and industry involvement in postsecondary training must be an integral part of the workforce development system. Objective 4.1 -- Local education providers and local business leaders must work cooperatively to develop programs that meet industry standards and the local supply of workers. Objective 4.2 - State coordination of workforce development policy must be improved. Goals/Objectives

50. Master Plan Committee on Workforce Development Strategy 4.1.1 -- Corporate college model Strategy 4.1.2 -- Local strategic plans for workforce development Strategy 4.1.3 -- Cooperative arrangement for programs like those utilized in apprenticeship programs Objectives/Strategies

51. Working Lunch

52. VIII. Other Items of Interest

53. Upcoming Meetings: December 11, 2002 Jacksonville January 8, 2002 Tallahassee

54. IX. Adjournment

55. Proposed Peer Identification System Category Definitions Four-Year 1 Institutions awarding at least 100 doctoral degrees that are distributed among at least 10 disciplines with no more than 50 percent in any one category. Four-Year 2 Institutions awarding at least 30 doctoral degrees that are distributed among at least disciplines. Four-Year 3 Institutions awarding at least 100 master's, education specialist, post-master's, or doctoral degrees with master's, education specialist, and post-master's degrees distributed among at least 10 disciplines.

56. Proposed Peer Identification System Four-Year 4 Institutions awarding at least 30 master's, education specialist, post-master's, or doctoral degrees with master's, education specialist, and post-master's degrees distributed among at least 5 CIP categories (2-digit classification). Four-Year 5 Institutions awarding at least 30 master's, education specialist, post-master's or doctoral degrees. Four-Year 6 Institutions awarding less than 30 master's, education specialist, post-master's or doctoral degrees.

57. Classification of Florida Universities Classification of Florida Universities CATEGORYINSTITUTION Four-Year 1Florida State University University of Florida University of South Florida Four-Year 2Florida Atlantic University Florida International University University of Central Florida Four-Year 3Florida Agricultural and Mechanical University University of North Florida University of West Florida Four-Year 5Florida Gulf Coast University Return