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PATCOM - THOMSON REUTERS Classification needs and first experiences with CPC IPC WORKSHOP, Geneva 2013 Doina Nanu.

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Presentation on theme: "PATCOM - THOMSON REUTERS Classification needs and first experiences with CPC IPC WORKSHOP, Geneva 2013 Doina Nanu."— Presentation transcript:

1 PATCOM - THOMSON REUTERS Classification needs and first experiences with CPC IPC WORKSHOP, Geneva 2013 Doina Nanu

2 CLASSIFICATION NEEDS AND FIRST EXPERIENCES WITH CPC Introduction – classification systems Is Patent Classification still needed Patent classification uses Classification challenges CPC – threat or opportunity - Conclusions

3 (TOO) MANY PATENT CLASSIFICATION SYSTEMS International Patent Classification – WIPO Cooperative Patent Classification (ECLA)– EPO/USPTO US Patent Classification (until 2015) – USPTO DECLA – German Patent and Trademark Office FI /F-Terms – Japanese Patent Office DWPI Manual Coding system Common Hybrid Classification – Global Patent Classification

4 IS PATENT CLASSIFICATION STILL NEEDED? Increasing global patent activity Classification systems require high maintenance High granularity, often dependent on national, regional technology profile Frequent updating cycles (revisions, reclassifications) Consistent classification rules often reconciled with national patent law The more refined to meet specific requirements, the higher the maintenance and, paradoxically, risk of failing Different classification systems (national, regional) Recent classification developments (CPC, CHC) - substantial projects undertaken by patent offices High interest from patent user community Patent classification has multiple applications and is useful !

5 PATENT CLASSIFICATION USES Search tool : Language independent : overcomes translation variations and terminology alternatives in emerging technologies, as well as spelling errors Suitable for Technology drill down and concept retrieval Document routing tool: In production and editorial departments patent documents are routed to technology experts In product creation : for alerts and patent profiles In Machine Translation developments where the classification is used to associate the correct technical dictionary with the respective technology

6 CLASSIFICATION CHALLENGES Classification features with limited user benefits: –Inconsistency of classification attributes (eg generating office, position, source of classification, etc.) –Insufficient details related to certain classification features, linking codes Missing classification Invalid classification Availability at publication with the rest of bibliographic data

7 MISSING/INVALID IPCs IN NEW PULICATIONS LOADED IN DWPI

8 IPC – SAME INVENTION, DIFFERENT CLASSIFICATION IPCs applied only once within family A23L 1/0522 A23L 1/09 A23L 2/00 A61K 47/14 A61K 47/26 A61K 47/36 A61K 8/97 A61Q 13/00 B01F 17/00 B01F 17/34 B01F 17/36 B01F 3/08 C08B 35/02 C08J 3/02 C08L 3/06

9 CHALLENGE MEANS OPPORTUNITY Missing and invalid IPCs – value add by assigning front end classification Inconsistent classification –DWPI Manual coding –DWPI patent family Confusing Attributes - product enhancement features eg Inventive, non-inventive, generating office, version, etc

10 CPC –THREAT OR OPPORTUNITY? Conclusions (1) Yet another classification system or chance for Integration in IPC or be the backbone for global classification? Granular, but how representative for technology developments in Japan, China, Korea? Applied to a large number of collections but not available at the time of patent document publication (except for US data, EP)

11 CPC –THREAT OR OPPORTUNITY? Conclusions (2) Concordance with IPC good for now but how will the divergence be avoided as CPC evolves If more offices join in, how will the consistency of classification be maintained? –Role of the USPTO in consolidating the success of CPC –Role of WIPO in unifying the very best of the existing systems into a global classification, consistently applied by patent offices worldwide irrespective of their size

12 Classification needs and first experiences with CPC - IPC Quality Issues - Christiane Emmerich PATCOM/FIZ Karlsruhe IPC Workshop, Geneva 2013

13 IPC Quality Issues Invalid IPCs in the DOCDB backfile Missing IPCs of new patent publications 13

14 Invalid IPCs in DOCDB 14 The IPC subgroup C12N 5/06 was transferred to C12N 5/07 plus further subgroups with IPC version 2010.01 IPC Revision 2010.01

15 Invalid IPCs in DOCDB C12N 5/06 became invalid with IPC version 2010.01 15 24.556 records with C12N 5/06 IPC reform codes only* US7.713 JP2.476 WO2.233 EP2.230 AU1.726 CA1.484 DE981 CN877 * 25.115 records in INPADOCDB with C12N 5/06 (IPC8) of which 559 provide the revised code C12N 5/07 (plus further subgroups), search week 06/2013

16 Invalid IPCs in DOCDB 16 AN 59944434 INPADOCDB ED 20091217 EW 200951 UP 20100422 UW 201016 FN 38698386 TI USE OF FXA, FVIIA, TF, OR A COMBINATION THEREOF AS ANTI-APOPTOTIC AGENTS. UTILISATION DE FXA, DE FVIIA, DE TF OU D'UNE COMBINAISON DE CEUX-CI EN TANT QU'AGENTS ANTI-APOPTOTIQUES. IN DAUBIE, VALERY; POCHET, ROLAND INS DAUBIE VALERY, BE; POCHET ROLAND, BE PA UNIVERSITE LIBRE DE BRUXELLES; DAUBIE, VALERY; POCHET, ROLAND PAS UNIV BRUXELLES, BE; DAUBIE VALERY, BE; POCHET ROLAND, BE PI WO 2009146746 A1 20091210 PIT WOA1 INTERNATIONAL APPLICATION PUBLISHED WITH INTERNATIONAL SEARCH REPORT AI WO 2008-EP56994 W 20080605 English AIT WOW International application Number PRAI WO 2008-EP56994 W 20080605 (WOW, 20091217, Y) PRAIT WOW International application Number IPCI C12N0005-06 [I,A] CPC C12N0005-0031; C12N2500-84; C12N2501-70 EPC C12N0005-00M2 ICO M12N0500:84; M12N0501:700 WO2009/146746 has one invalid IPC assigned, no reclassification data are available:

17 New Patent Publications without IPC* in DOCDB from August 2012 17 1.373.086 new publications from August 2012 IPC81.330.822 IPC7, only612** reclassified IPC, only6.899*** no IPC34.763 2,5 % of new publications have no IPC assigned * new INPADOCDB records (new applications) ** BE A3 (251), AR A1 (164), BE A5 (86), EP A1 (63) *** TW (3678), PT (1479), KR (1062), SG (140), EA (101)

18 18 New Patent Publications without IPC in DOCDB from August 2012 publication typeno IPC code*comments design patents10.710US S1 (10.648), CR S, DO S gazette references9.539GB D0 (9.525), IL D0, AP D0 utility models1.580IT U1 (1.179), CN U, FI U1, BR U2 other12.934see next slide total34.763 *number of new records in INPADOCDB without IPC

19 New Patent Publications without IPC in DOCDB from August 2012 19 patent publica- tion type no IPC code*total number of publications IT A1 5222 (99,9%) 5.227 WO A1, A2 2654 (2,8%) 95.201 SG A1 3631 (96,2%) 3.775 CN A 386 (0,1%) 294.327 BR A2 279 (6,9%) 4.002 US A1 209 (0,1%) 170.679 *number of new records in INPADOCDB without IPC

20 New PCT-Publications without IPC in DOCDB from August 2012 20 PCT-Filing OfficeNo of Records* US1048 EP566 KR247 GB173 IB154 DE57 CN53 total2.654 *number of new PCT-records in INPADOCDB without IPC

21 New PCT-Publication without IPC in DOCDB 21 AN 70190717 INPADOCDB ED 20120830 EW 201235 UP 20120906 UW 201236 FN 45280289 TI VERFAHREN ZUM BETREIBEN EINES SOLARBEHEIZTEN ABHITZEDAMPFERZEUGERS SOWIE SOLARTHERMISCHER ABHITZEDAMPFERZEUGER. METHOD FOR OPERATING A SOLAR-HEATED WASTE HEAT STEAM GENERATOR, AND SOLAR-THERMAL WASTE HEAT STEAM GENERATOR. PROCEDE POUR FAIRE FONCTIONNER UN GENERATEUR DE VAPEUR A RECUPERATION DE CHALEUR CHAUFFE A L'ENERGIE SOLAIRE ET GENERATEUR DE VAPEUR A RECUPERATION DE CHALEUR CHAUFFE A L'ENERGIE SOLAIRE. IN BRUECKNER, JAN; FRANKE, JOACHIM; THOMAS, FRANK INS BRUECKNER JAN, DE; FRANKE JOACHIM, DE; THOMAS FRANK, DE PA SIEMENS AKTIENGESELLSCHAFT; BRUECKNER, JAN; FRANKE, JOACHIM; THOMAS,FRANK PAS SIEMENS AG, DE; BRUECKNER JAN, DE; FRANKE JOACHIM, DE; THOMAS FRANK, DE DT Patent PI WO 2012110342 A2 20120823 PIT WOA2 INTERNATIONAL APPLICATION PUBLISHED WITHOUT INTERNATIONAL SEARCH REPORT or INTERNATIONAL APPLICATION PUBLISHED WITH DECLARATION UNDER ARTICLE 17 (2) (A) [FROM 20090101 ONWARDS] AI WO 2012-EP51920 W 20120206 German AIT WOW International application Number PRAI DE 2011-102011004263 A 20110217 (DEA, 20120823, Y) PRAIT DEA Patent application REC 1. THERE IS 1 CITED REFERENCE (0 PATENT, 1 NON PATENT) AVAILABLE FOR THIS RECORD. ALL CITATIONS ARE AVAILABLE IN THE RE FORMAT. WO2012/110342 has no IPC or ECLA/CPC assigned

22 Conclusions Reclassification of the MCD backfile needs to be enhanced to ensure comprehensive retrieval when searching with the current version of the IPC WIPO should encourage smaller patent authorities to assign IPCs more extensively, e.g. IT, SG, AR PCT searching authorities should be encouraged to assign IPCs more timely to PCT documents, so that IPC could be used for monitoring purposes 22


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