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Dose Response Analysis in Clinical Trials Boston Chapter ASA April 10 th, 2006 Jim MacDougall Bristol-Myers Squibb Medical Imaging Division Billerica MA.

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Presentation on theme: "Dose Response Analysis in Clinical Trials Boston Chapter ASA April 10 th, 2006 Jim MacDougall Bristol-Myers Squibb Medical Imaging Division Billerica MA."— Presentation transcript:

1 Dose Response Analysis in Clinical Trials Boston Chapter ASA April 10 th, 2006 Jim MacDougall Bristol-Myers Squibb Medical Imaging Division Billerica MA

2 Talk Outline Review Concepts of Dose Response Analysis in Clinical Trials Review Dose Response Tests Multiplicity Issues Dose Response Models Hybrid Approach

3 Dose Response Analysis in Clinical Trials: ICH E4 & E9 Assessment of the dose response should an integral part of establishing the safety and efficacy of the drug. When available, dose concentration data are useful and should be incorporated into the dose–response analysis. Regulatory agencies and sponsors should be open to new approaches and receptive to reasoned exploratory data analysis in analyzing and describing dose– response data. A well-controlled dose–response study is also a study that can serve as primary evidence of effectiveness. Depending on the objective, the use of confidence intervals and graphical methods may be as important as the use of statistical tests. –The PtC on Multiplicity in Clinical Trials provides useful detailed information

4 New Regulatory Document from EMeA CHMP Reflection Paper on Methodological Issues in Confirmatory Clinical Trials with Flexible Design and Analysis Plan –Released for consultation 31Mar06.

5 Objectives in Dose-Response Analysis Practical Consideration: –The analysis of the data should be driven by the Design and Objectives of the study. Understanding the dose-response type questions: –Is there any drug effect? –What is the:Maximum Tolerated Dose (MTD) Maximum Effective Dose (MaxED) Minimum Effective Dose (MinED)? –What is the nature of the dose response relationship? –What is the optimal dose? Practical question: –Is the p-value for the comparison of placebo versus the move-forward dose < 0.05.

6 Question: Is There Any Drug Effect? Linear Trend Tests Regression methods to determine if there is a linear dose response. Overall F-test In an ANOVA or linear modeling setting, testing that all means are equal. Bartholomews test: an order restricted modification to F-test. Highest vs. Control The estimate of the highest group mean is compared to the control group. Contrasts In an ANOVA or linear modeling setting, using linear contrasts can provide additional power to detect dose response Jonckheeres Test Rank based method utilizing an ordered alternative comparing the number of times an obs. from a higher dose-group is larger than an obs. from a lower dose-group.

7 Three Dose Response Scenarios 1) Sigmoid Doses at: 0, 10, 25, 50 and 100

8 Three Dose Response Scenarios 2) Step Doses at: 0, 10, 25, 50 and 100

9 Three Dose Response Scenarios 3) Quadratic Doses at: 0, 10, 25, 50 and 100

10 Is there a Drug Effect? Compare Methods Relative to 3 Different Dose Responses LinearF-testH v. CJonck 96%88%86%92% 98% 86%98% 30%75%33%60% Sigmoid Step Quad n = 20/group Max. effect size ( / ) =1 N=10,000 simulations

11 Tests for MinED/ NOSTASOT NOSTASOT dose: No Statistical Significance of Trend dose. –The maximal dose which is not significantly different from control –Generally NOSTASOT higher than the true no-effect dose (due to lack of power).

12 Three Tests for MED/ NOSTASOT Tukeys Trend Test 1.Test global H 0 : 0 = 1 = … = g at (if reject continue) 2.Test H 0 : 0 = 1 = … = g-1 at (if reject continue) 3.Continue in this manner –Last dose where H 0 test is rejected is NOSTASOT dose Williams MinED Test –Similar to Tukeys trend test in the three steps, but different in that Uses t-type test statistics If the doses are not ordered monotonically from control, those results are pooled (e.g. if y 0 > y 1 ) then use (y 0 + y 1) )/2 as the estimate for both 0 and 1 –There is a SAS macro out there for this. _ _ _ _

13 Three Tests for MED/ NOSTASOT Rom, Costello, and Connell Test –Based on applying the Closure Principle to Tukeys trend test. –Provides additional testing beyond NOSTATSOT dose, (e.g. is highest dose statistically higher than others) –SAS macro makes use straight-forward.

14 Multiplicity Issues in Clinical Trials Dose Response Analysis Testing multiple doses versus placebo inherently raises the issue of multiplicity It is anticipated by regulatory agencies that any aspects of multiplicity in a confirmatory trial will be addressed and documented (ICH-E9). One method of addressing multiplicity is the use of multiple comparison procedures which control the family-wise error rate at a predefined level (e.g. 0.05)

15 Multiplicity Issues: Strong vs. Weak Control of the FWE Strong versus Weak control of the family-wise error rate –Weak Control protects the FWE under the complete null –Strong Control protects under any Null/Alternative configuration. In many situations only strong control is considered controlling the family-wise error rate Further on multiplicity discussion of closed procedures.

16 Weak Control of the FWE: Fishers LSD Fishers LSD method: –Overall F-test –If overall F-test is rejected, test individual doses vs. control at Example: 4 active doses vs. control ( = 0.05): –Assume the highest dose works so well that the overall F- test is almost surely rejected. Assume the other 3 lower doses are not effective. –This leads to the probability of falsely rejecting at least one of the three lower doses ~12% (>0.05).

17 MCPs Common in Active vs. Control Bonferroni Standard adjustment tests each of k hypotheses at level / k. Fishers LSD Performs first an overall test first (e.g. F-test) followed by tests of individual doses versus placebo. Bonferroni-Holm Sequential Procedure A step-down sequential version of the Bonferroni method. P-values are tested from smallest to largest. Hochbergs Sequential Procedure A step-up procedure. P-values tested from largest to smallest. Dunnetts Test An MCP testing multiple treatments versus a control incorporating the correlation structure. Can be a step-down or step-up procedure Fixed Sequential Test Predefined sequence of hypothesis tests all tested at level.

18 MCP Comparisons Relative 3 Different Dose Responses; 4 Active Doses vs. Placebo LSDHolmHochDunnFixed 85% (1.3) 75% (1.0) 75% (1.0) 77% (1.1) 88% (1.3) 96% (1.8) 86% (1.5) 87% (1.5) 88% (1.6) 88% (1.7) 74% (1.7) 77% (1.5) 78% (1.6) 79% (1.6) 35% (1.1) Sigmoid Step Quad Probability of Rejecting at Least 1 of the 4 Active Doses vs. Placebo (Ave #) N=10,000 simulations n = 20/group Max. effect size =1 ( / )

19 MCP: Dunnetts Method Dunnetts Step-Down Method Takes into account: 1.Testing multiple treatments against a control 2.The distribution/correlation structure (multivariate t) 3.Incorporates advantages of stepwise testing Note: From a statistical point of view, when using Dunnetts test, placing a higher proportion of patients in the Control group is beneficial in that increases power.

20 Dose-Response Analysis Modeling A model-based approach to dose-response assumes a functional relationship between the response and the dose following a pre-specified parametric model. A fitted model is used to test if a dose-response relationship is present and estimate other parameters of interest (MinED, MaxED, MTD). Modeling the dose-response relationship generally requires additional assumptions as opposed to using Multiple Comparison Procedures (MCPs) but can provide additional information. There are many different models used to characterize a dose-response: linear, quadratic, orthogonal polynomials, exponential, linear in log-dose, E MAX.

21 E MAX Model Introduction The E MAX model: Where: R = Response D = Dose E 0 = Baseline Response E MAX = Maximum effect attributable to the drug. ED 50 = Dose which produces half of E MAX. N = Slope factor (Hill Factor) R = E 0 + D N E MAX D N + ED 50 N 4 Parameters

22 E MAX Model Illustration ED 50 N (Slope) E 0 + E MAX E0E0 E MAX

23 Why/When Use the E MAX Model A useful model for characterizing dose-response A common descriptor of dose-response relationships Dose response of drug is monotonic and can be modeled as continuous A range of different dose levels Can be a useful tool in determining the optimal dose and the minimally effective dose Straight-forward to implement: S-plus, SAS Proc NLIN, NONMEM

24 E MAX Model: N (Slope Factor) Parameter Sensitivity The E MAX model: N = Slope factor (Hill Factor) The slope factor determines the steepness of the dose response curve. As N increases, the dose range (i.e. ) tightens. When the N set =1 E MAX model is used, the dose range is set to be 81. R = E 0 D N E MAX D N + ED 50 N ED 90 ED 10

25 Parameter Sensitivities: N (Slope Factor) E 0 + E MAX E0E0 N (Slope) = 1 Dose Range ED 90 /ED 10 = 81

26 Parameter Sensitivities: N (Slope Factor) N (Slope) = 0.5 E 0 + E MAX E0E0 Shallower slope Dose Range ED 90 /ED 10 = 6561

27 Parameter Sensitivities: N (Slope Factor) E 0 + E MAX E0E0 N (Slope) = 5 Steeper slope Dose Range ED 90 /ED 10 = 2.4

28 Dose Range vs. N (Slope Factor) Dose RangeN (Hill Factor) (ED 90 /ED 10 ) N 1.91 / log 10 (range) range = ED 90 / ED 10

29 E MAX Model: A Caveat In situations where the study design does not include dose values that produce close to a maximal effect, the resulting parameter estimates may be poorly estimated. Dutta, Matsumoto and Ebling (1996) demonstrated that when the highest dose in the study was less than ED 95 the parameter estimates for E MAX, ED 50, and N are poorly estimated with a high coefficient of variation and bias. However, within the range for which the data were available, the fit of the E MAX model to the data was quite good. Hence, care should be taken in the interpretation of the parameter estimates when an E MAX model is applied in to a study where the design may not include maximal dose levels.

30 Hybrid Modeling Approach Dose response analysis has been divided into two major approaches: –Multiple comparison approaches: want to demonstrate that a particular dose is effective vs. placebo, limited number of doses –Model-based approaches assumes a functional relationship between response and dose, more doses (study logistics and manufacturing issues) Pinheiro, Bretz, and Branson (2006) suggest a hybrid approach –Tukey et. Al. (1985); Bretz et. al. (2005); Abeslon and Tukey (1963)

31 Hybrid Modeling Approach Pinheiro, Bertz, and Branson (2006) Determine a set of candidate dose response models: (e.g. emax, logistic, linear, quadratic, …) For each candidate model, determine the corresponding contrast test, a linear combination of the means that best reflects the assumed dose response curves. Under an ANOVA model, the joint distribution of these contrasts are multivariate t. Correlation structure of contrasts can be estimated and used in the MCP method. The model corresponding to the contrast with the lowest adjusted p-value (or other criteria) is chosen and used in further dose analysis (e.g. estimate the MinED). Method has the advantage of pre-specification while still being suitable for various dose-response scenarios.

32 Hybrid Modeling Approach Thomas (2006) in press Thomas extended the approach given in Brentz et. al. (2005) –Looked at the Emax (with Hill parameter) model only, and showed that this model closely matched the monotonic basis functions in Bretz (2005), logistic, linear, linear in-log-dose, exponential, … –Bayesian estimation methods are applied to address sparse dosing and poor parameter estimation.

33 Useful References Dose Response Ting, Naitee (Editor). Dose Finding in Drug Development, 2006 Springer. Ruberg, S.J. Dose–response studies. II. Analysis and interpretation. J. Biopharm. Stat. 1995, 5 (1), 15–42. Ruberg, S.J. Dose–response studies. I. Some design considerations. J. Biopharm. Stat. 1995, 5 (1), 1–14. Ting, N. Dose Response Study Designs. In Encyclopedia of Biopharmaceutical Statistics; Chow, S., Ed.; Marcel Dekker, 2003 Sheiner, L.B.; Beal, S.L.; Sambol, N.C. Study designs for dose-ranging. Clin. Pharmacol. Ther. 1989, 46, 63–77. ICH-E4 & E9 Guidelines

34 Useful References MCPs Westfall, P.; Tobias, R.; Rom, D.; Wolfinger, R.; Hochberg, Y. Multiple Comparisons and Multiple Tests using the SAS System; SAS Institute: Cary, NC, Where to download the SAS macros referenced in the Westfall SAS MCP book Hsu, M. Multiple Comparisons; Chapman and Hall: London, Yosef Hochberg, Ajit C. Tamhane; Multiple Comparison Procedures; Wiley 1987 Miller, R. Simultaneous Statistical Inference; Springer-Verlag: New York, Tamhane, A.C.; Dunnett, C. Stepwise multiple test procedures with biometric applications. J. Stat. Plan. Inference 1999, 82, 55–68. Lakshminarayanan, M. Multiple Comparisons. In Encyclopedia of Biopharmaceutical Statistics; Chow, S., Ed.; Marcel Dekker, CPMP Points to Consider on Multiplicity issues in Clinical Trials; September 2002

35 Useful References Reference and introduction to E MAX model Holford N., and Sheiner, L., Understanding the Dose-Effect Relationship: Clinical Application of Pharamacokinetic-Pharmacodynamic Models. Clinical Pharmacokinetics 6: (1981) Tallarida, R., Drug Synergism and Dose-Effect Data Analysis. Chapman & Hall/CRC 2000 Boroujerdi, M., Pharmacokinetics: Principles and Applications. McGraw Hill Presentation of PK/PD from a Statistical Viewpoint Davidian, M., "What's in Between Dose and Response? Pharmacokinetics, Pharmacodynamics, and Statistics" in PDF (Myrto Lefkopoulou Lecture, Harvard School of Public Health, September 2003).

36 Useful References Examples of the E MAX model being used Angus BJ. Thaiaporn I. Chanthapadith K. Suputtamongkol Y. White NJ. Oral artesunate dose-response relationship in acute falciparum malaria. Antimicrobial Agents & Chemotherapy. 46(3):778-82, 2002 Mar. Graves, D., Muir, K., Richards W., Steiger B., Chang, I., Patel, B., Hydralazine Dose-Response Curve Analysis, Journal of Pharmacokinetics and Biopharmaceutics, Vol 18, No. 4, Demana P., Smith E., Walker, R., Haigh J., Kanfer, I., Evaluation of the Proposed FDA Pilot Dose-Response Methodology for Topical Corticosteroid Bioequivalence Testing, Pharmaceutical Research Vol 14, No. 3, Staab, A., Tillmann, C., Forgue, S., Mackie, A., Allerheiligen, S., Rapado J., Troconiz, I., Population Dose-Response Model for Tadalafil in the Treatment of Male Erectile Dysfunction, Pharmaceutical Research, Vol 21, No. 8. August 2004.

37 Useful References Non-Linear Mixed Models Davidian, M. and Giltinan, D.M. (2003) Nonlinear models for repeated measurements: An overview and update. Editor's Invited paper, Journal of Agricultural, Biological, and Environmental Statstics 8, Davidian, M., and Giltinan, D. M., Nonlinear Models for Repeated Measurement Data, New York: Chapman and Hall, Vonesh, E. F., and Chinchilli,V. M., Linear and Nonlinear Models for the Analysis of Repeated Measurements, New York: Marcel Dekker, 1997.

38 Discussions on Study Designs for Dose Ranging Sheiner, L.B., Beal, S. L., and Sambol, N.C. Study Designs for Dose-Ranging Clin. Pharmacol. Thera. 1989; 46: Sheiner, L.B., Hashimoto Y., and Beal, S.L. A Simulation Study Comparing Designs for Dose Ranging Girard P., Laporte-Simitsidis S., Mismetti P., Decousus H., and Boissel J. Influence of Confounding Factors on Designs for Dose-Effect Relationships Estimates Statistics in Medicine 995, Vol 14, 987 – Senn, S., Statistical Issues in Drug Development, John Wiley & Sons, 1997 Temple, R. Government Viewpoint of Clinical Trials; Drug Information Journal , 1982 Temple, R.,. Where Protocol Design Has Been a Critical Factor in Success or Failure, DIA Annual Meeting June 14, PPT slides Useful References

39 SAS SAS/STAT Users Guide Version 8 Volumes 1-3. SAS Publishing NONMEM (UCSF) PK/PD software

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