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CA. Sachindra Kumar Rai (502832) CA. Sachindra Kumar Rai (502832) CA Professional Achiever – Financial Sector Manager – Bank of Tokyo-Mitsubishi UFJ Ltd.

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Presentation on theme: "CA. Sachindra Kumar Rai (502832) CA. Sachindra Kumar Rai (502832) CA Professional Achiever – Financial Sector Manager – Bank of Tokyo-Mitsubishi UFJ Ltd."— Presentation transcript:

1 CA. Sachindra Kumar Rai (502832) CA. Sachindra Kumar Rai (502832) CA Professional Achiever – Financial Sector Manager – Bank of Tokyo-Mitsubishi UFJ Ltd.

2 Turnover (Sales) of the Company in Rupees: Rs mio Turnover (Sales) of the Company in Rupees: Rs mio Net worth of the Company:Rs mio Net worth of the Company:Rs mio Market Capitalization of the Organization: NA Market Capitalization of the Organization: NA Bank of Tokyo-Mitsubishi UFJ Ltd. New Delhi Parliament Street

3 KEY ROLE IN THE ORGANIZATION Monitoring compliance of India operation of the bank and inculcating compliance in day to day activities of bank. Playing a leading role in compliance functions of the bank including AML/Sanction monitoring, logistically supporting implementation of local regulations, imparting trainings, facilitating RBI Inspection etc.

4 MAJOR ACHIEVEMENTS New Delhi has secured the award by Head Office for Best Internal Control The evaluation by HO consist of 200 marks out of 100 is for Compliance and 100 for Operations. (team member) New Delhi has secured the award by Head Office for Best Internal Control The evaluation by HO consist of 200 marks out of 100 is for Compliance and 100 for Operations. (team member) Establish and excel a strong Compliance Culture in the organization (team member) Establish and excel a strong Compliance Culture in the organization (team member) Role Plays- Two role plays organized as better way to educate bank staffs. Starting from selection of the actors among the staff members, script writing, training them, stage setting and direction of the play done my me. (tem leader-sole initiative) Role Plays- Two role plays organized as better way to educate bank staffs. Starting from selection of the actors among the staff members, script writing, training them, stage setting and direction of the play done my me. (tem leader-sole initiative)

5 MAJOR ACHIEVEMENTS Started publishing a magazine Fraud an Analysis and Preventive Countermeasures across the all the branches to educate them in preventing Fraud. (tem leader-sole initiative) Started publishing a magazine Fraud an Analysis and Preventive Countermeasures across the all the branches to educate them in preventing Fraud. (tem leader-sole initiative) Started a educating series of Did You Know to educate the banks staffs on various issues related to banks. (tem leader- sole initiative) Started a educating series of Did You Know to educate the banks staffs on various issues related to banks. (tem leader- sole initiative) A remarkable improvement in Regulatory Compliance leads to drastically reduction in number of findings by RBI during Annual Financial Inspection. I have played important role as team member while liaising with Regulators throughout the year and during Annual Financial Inspection under section 35 of Banking Regulation Act (team member) A remarkable improvement in Regulatory Compliance leads to drastically reduction in number of findings by RBI during Annual Financial Inspection. I have played important role as team member while liaising with Regulators throughout the year and during Annual Financial Inspection under section 35 of Banking Regulation Act (team member)


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