1. 1 Risk Assessment and Monitoring and Evaluation

2. “Consideration of Design and Construction of Culverts for Fish Passage: A Risk Assessment Approach” 2

3. As previously mentioned, TRANS’ risk is assessed in relation to activities regarding linear development e.g. culverts, bridges and highways. Therefore a risk assessment approach is being taken for fish passage. Note: A separate risk assessment is being developed for habitat impacts. 3

4. 4 In nearly all cases TRANS’ design parameters do not require mitigate or offsetting approaches since TRANS culverts are designed to pass fish. Only specific cases (e.g. steeper than average slopes etc.) are additional mitigative/offset measures required.

5. Table 1.What can be addressed by applying the correct culvert design criteria for streams <1% slope 5

6. Possible barriers to fish passageDesign criteria to avoid any barriersNotes Water depth Design using the fish passage design discharge (FPDD) Use the correct diameter of culvert for the flow that the crossing is being designed for Do not oversize the culvert (bigger is not better) Embed culvert (at ¼ diameter up to 1 meter) Events such as flood/droughts are not the reason that culverts don’t work; we design to the hydrotechnical parameters that are present in the ‘natural’ stream. See Section on oversizing culverts. Embedment results in increased area and decreased velocity Tailwater control structures can add increased water depths in the culvert through the backwater effect Water velocity Design culverts to match stream velocities that are present in the stream Add ‘roughness’ to create lower velocities especially along the margins Be aware that in normal situations and under normal flows substrate will move in and out of a culvert based on flow; substrate holders are utilized on streams >1% slope to add roughness Match culvert slope Recognize that a culvert’s velocity is an ‘average’ velocity; velocities are varied throughout a culvert especially near the outer margins Fish tend to be energetically efficient and will seek out lower velocity zones if needed Tailwater control structures reduce velocity at the culvert outlet and provide a transition zone between the culvert and the natural stream bed Culvert Length (Swim distance) Variable amongst species; could possibly be an issue in rare circumstances Fish will move to meet life requirements. Certain species can meet their life requirements in small area (small pond); others travel many kilometers to meet life cycle requirements. More research is required for many species. Perching (invert at outlet raised above streambed) Embed culvert Use adequate erosion control especially near the outlet of the culvert Changing sediment concentrations Apply adequate erosion and sediment protection during and after the project is complete. Light Conditions (e.g. darkened corridor)N/AFish (depend on species) have evolved to see through various water conditions and have other sensory organs to guide them. Light conditions are not considered a hindrance to fish passage at this point. See Appendix #. 6

7. Table 1. (First criteria) 7 Possible barriers to fish passage Design criteria to avoid any barriers NotesY/N Water depth Design using the fish passage design discharge (FPDD) Use the correct diameter of culvert for the flow that the crossing is being designed for Do not oversize the culvert (bigger is not better) Embed culvert (at ¼ diameter up to 1 meter) Events such as flood/droughts are not the reason that culverts don’t work; we design to the hydrotechnical parameters that are present in the ‘natural’ stream. See Section on oversizing culverts. Embedment results in increased area and decreased velocity Tailwater control structures can add increased water depths in the culvert through the backwater effect

8. Table 1 – expanded Column 1 8 Possible barriers to fish passage Water depth

9. Column 2 Design criteria to avoid any barriers Design using the fish passage design discharge (FPDD) Use the correct diameter of culvert for the flow that the crossing is being designed for Do not oversize the culvert (bigger is not better) Embed culvert (at ¼ diameter up to 1 meter) 9

10. Column 3 10 Notes Events such as flood/droughts are not the reason that culverts don’t work; we design to the hydrotechnical parameters that are present in the ‘natural’ stream. See Section on oversizing culverts. Embedment results in increased area and decreased velocity Tailwater control structures can add increased water depths in the culvert through the backwater effect

11. If these and other conditions are met (velocity criteria, slope etc.) then the culvert may be installed without referral to DFO. Remember, all conditions to protect the environment (e.g. erosion and sediment control) must be followed. Let’s discuss this for a moment. 11

12. Regulatory Agencies Provincial – Alberta Environment and Sustainable Resource Development For Environment you must fit under the Code of Practice for Watercourse Crossing. For Sustainable Resource Development (Fish and Wildlife) you can talk to them as to fisheries resource folks and as fisheries managers who set fisheries management objectives. SRD can not tell you what type of structure to build over watercourse crossing. 12

13. Regulatory Agencies Provincial – Alberta Environment and Sustainable Resource Development Prefer Stream Simulation Approach Consider Hydraulic = Stream Simulation if: –Channel not constricted –Bed uninterrupted –V not increased –Minimize blockage potential 13

14. The federal Fisheries Act has changed (as of November 2013). The new Fisheries Protection Program contains a new prohibition that combines the current section 32 (killing of fish by means other than fishing) and section 35 (harmful alteration, disruption or destruction of fish habitat). 14

15. The new prohibition will manage threats to fish that are part of or support commercial, recreational or Aboriginal fisheries with the goal of ensuring their productivity and ongoing sustainability. 15

16. The new prohibition is also supported by definitions of commercial, recreational and Aboriginal (CRA) fisheries in the Act, as well as a definition of “serious harm to fish”, which is the death of fish or any permanent alteration to, or destruction of, fish habitat. 16

17. In other words….. Fisheries and Oceans, Canada (DFO) is promoting standards and regulations to be developed in partnership (already we`re on that track) so everybody is on the `same page` so to speak. The new rules make it a proponent based system and promotes a risk assessment approach. 17

18. In the past (and we don`t want to dwell on it): We were lead to believe we needed Authorizations – when we really didn`t. We could have used a risk based approach. Again, although well intentioned, the measures we were ordered to do for compensation did nothing for the aquatic resource. 18

19. In this spirit of cooperation DFO and TRANS are working well together. 19

20. Monitoring (Performance Evaluation) 20

21. 21 At this point there has been some monitoring completed at certain culvert sites. However, this has not been a standard approach and some of the information is anecdotal.

22. We do know that: 22 Fish consistently out perform previous expectations based on laboratory studies Fish have senses adapted to aquatic environment Dependent on species and motivation, fish move through a variety of flow conditions

23. Fish will move through culverts 23

24. Standards: 24 TRANS will be completing two ‘intensities’ of monitoring regarding fish passage. For fairly similar projects (e.g. Northern Pike in the Red Deer fisheries management area) monitoring studies on a representative number (~10 to 15%) of culverts would be fairly simple.

25. ‘Simple’ usually involves tagging or marking fish in such a manner to see if these fish move through the culverts. Visible Implant Elastomer (VIE) 25

26. 26 More intensive types of monitoring will occur only at specific sites (~ 5%). It will include monitoring parameters such as velocities, flows, and other data to obtain a more detailed ‘picture’ of the interacting dynamics.

27. 27 Interpreting and explaining the similarities between culvert design and fish passage principles is required for an integrated approach that will result in culvert structures that are both cost effective and consistent with fisheries management objectives.

28. Forthcoming to address fish passage: Standards and guidelines for fish and fish habitat assessments Risk assessment framework Guidelines for fish passage design Guidelines for when to apply to DFO Guidelines for regulatory applications 28

29. 29 The End