Presentation on theme: "An Introduction to Intellectual Property What are patents"— Presentation transcript:
1An Introduction to Intellectual Property What are patents An Introduction to Intellectual Property What are patents? and How can they be used?Presentation by Joe IrvineDirector, TTBE uOttawaJan. 30, 2006ForDr. Hanan Anis2nd year engineering andcomputer science students
2Outline Introduction to TTBE What is Intellectual Property (IP)? Legal Protection for IPTypes of, and Examples of, IPWhat is a patent?How do we file a patent?Patent StructureCase Study RIM vs NTPSummary and Conclusions
3Technology Transfer & Business Enterprise (TTBE) is part of the Office of the Vice-President, Research What does TTBE do?Establish Research PartnershipsNegotiate and Support Contract ResearchEstablish Technology PartnershipsIdentify and Protect Intellectual Property (IP)License and Commercialize IP
4Why does the University protect (and commercialize) IP? Facilitate New Research;Support Institution and Researchers;Provide Researchers with new Opportunities and ToolsCorporate ResponsibilityTransfer IP to Business for Economic Benefit
5What is Intellectual Property (IP)? Legal Definition: “Intellectual Property” (IP) refers to all materials, concepts, know-how, formulae, inventions, improvements, industrial designs, processes, patterns, machines, manufactures, compositions of matter, compilations of information, patents and patent applications, copyrights, trade secrets, technology, technical information, software, prototypes and specifications, including rights to apply for protections under statutory proceedings available for those purposes, provided they are capable of protection at law.Source: Networks of Centres of Excellence Agreement
6What is Intellectual Property (IP)? Intellectual Property is any form of knowledge or expression created using (your) intellect. IP includes inventions, computer software, trademarks, literary, artistic musical or visual works and expertise or know-how. Some IP can be legally protected.
7Legal Protection for IP 7 major forms of Legal IP Protection Agent GrantingTrade Secrets CorporationPatents GovernmentTrade Marks GovernmentCopyrights GovernmentIndustrial Designs GovernmentIntegrated Circuit Topographies GovernmentPlant Breeder’s Rights GovernmentTrade Secrets – Some know-how, expertise, techniques and formulas are protected by being kept as trade secrets – this requires Confidentiality agreements with employees etc. Perhaps most famous corporate examples are formulas for Coca-cola and Kentucky Fried Chicken
8Forms of Legal Protection for IP Patents cover new inventions (process, machine, manufacture, composition of matter), or any new and useful improvement of an existing invention;Trade-marks are words, symbols or designs (or any combination of these features), used to distinguish the wares or services of one person or organization from those of others in the marketplace;Copyrights provide protection for literary (including software), artistic, dramatic or musical works and performance, sound recording and communication signal
9Forms of Legal Protection for IP - 2 Industrial Designs are the visual features of shape, configuration, pattern or ornament (or any combination of these features), applied to a finished article of manufacture;Integrated Circuit Topographies refer to the three-dimensional configuration of the electronic circuits embodied in integrated circuit products or layout designs;Plant Breeder’s Rights provides protection for new varieties, if new, distinct, uniform and stable from generation to generation).
10Intellectual Property Protection Most forms of IP protection are rights granted to an individual or organization by the federal government for that country (Originally were rights granted by the King)Each country has its own IP rights – which means you must seek IP protection in each country you wish to commercialize the inventionCountries are (slowly) making IP protection process comparablePCT convention allows for international filing of patents and European patent office allows for simultaneous filing in all (or selected) countries in the EU
11What is the commercial purpose of IP? IP establishes a right and identifies ownership of the intellectual creativity which enables its owner to profit from the creative endeavour and to exclude others from making, selling or using the same without the necessary authorization. IP enhances the value and profitability of a business. It signifies a certain standard, method or competitive edge and lays the groundwork for maximizing on the commercial results of its ownership. IP assets accrue to their owners through its business development and strategies: from product development to design, from service delivery to marketing, and from raising financial resources to exporting or expanding its business through licensing or franchising. IP instills trust, confidence and loyalty to the consumers it markets through a distinct identity, image and reputation.
12Canadian Intellectual Property Office http://cipo.gc.ca/ United States Patent and Trademark Office
13Examples of IP The terminology of IP can seem complex To see examples of the four major commercial forms of IP – Patents, Copyrights, Industrial Design, Trademark the Canadian Intellectual Property Office on-line database was searched for each type of IP using the same keyword “phone”
14Canadian Industrial Designs Database http://strategis. ic. gc Search for: Phone in Title From To found.CELLULAR PHONE BASE STATIONPage 1 of 5CELLULAR PHONE CHARGING BASEPage 1 of 4Industrial designs consist of diagramsof the final manufactured form of a product
15Copyright covers the content of documents, software etc. Canadian Copyrights DatabaseSearch for: Phone in the Title Documents found: 445.Chinese Phone Directory Registration number: Type: Copyright Author: Wang, (Andy) Cheng - Hsiung Owner: Asia Phone Book Inc. Registration Date:6.Filipino Toonie Talk Prepaid Phone Card Registration number: Type: Copyright Author: KadCom Services Limited / Kader, Kandoker Faisal / c/o KadCom Services Limited Owner: KadCom Services Limited Registration Date:7.Caillou - The Phone Call Registration number: Type: Copyright Author: Pleau-Murissi, Marilyn Owner: Les Éditions Chouette (1987) inc.Copyright covers the content of documents, software etc.
16Canadian Trade-marks Database http://strategis. ic. gc Search for: Phone in the TM Lookup: All from 1 January 1865 to 17 January 2006 Documents found: 853YOUR PHONE AWAY FROM PHONE , REGISTERED, , TMA (9K)THE BOOK THE PHONE COMPANY DOESN'T WANT YOU TO READ , REGISTERED, , TMA (7K)Trademarks: PICK IT UP.PHONE IT UP.LIVE IT UP. , EXPUNGED, , TMA (8K)Trademarks are a name, logo, designor slogan for a commercial enterprise
17Canadian Patents Database http://patents1.ic.gc.ca/intro-e.html Search ((Phone)) 1930 documents out of matched your query.USER AUTHENTICATION SYSTEM AND METHOD METHOD AND SYSTEM FOR PROVIDING SUPERVISORY CONTROL OVER WIRELESS PHONE USAGE PHONE NUMBER REPLACE CODE SYSTEM AND METHOD NETWORK TELEPHONE SYSTEM AND METHODS THEREFOR SYSTEM AND METHOD TO INITIATE A MOBILE DATACOMMUNICATION UTILIZING A TRIGGER SYSTEM MULTIPLE SERVICE PROVIDER PREPAID WIRELESS SERVICE CARD SEARCHING ADRESS BY NUMERICAL CODES Patents often describe a method or process
18Source: http//:cipo.gc.ca What is a patent?With a patent, the government gives the inventor, the right to exclude others from making, using or selling the invention for a maximum of 20 years after the patent was filed.In exchange, the inventor must provide a full description of the invention and the Patent Office will publish the application 18 months from the first filing date for people to read about, (but not make, use or sell) the invention to promote the sharing of technological information.PATENTS are:1) documents protecting the rights of the inventor; and2) a public repository of technical information.The rights conferred by a patent extend throughout the issuing country - but not to other countries, which must be applied for in each country.Source: http//:cipo.gc.ca
19Novelty, Utility, Ingenuity Novelty: The original inventor of the first such invention in the world can be granted a patent ONLY if the invention has NOT been made public before you filed the application.Utility: A valid patent cannot be obtained for something that doesn't work, or that has no useful function.Ingenuity/Obviousness: The invention must not be obvious beforehand to workers of average skill in the technology involved.___________________________________________________Improvements: An improvement to an existing patented invention, can be patented - but the original patent may still be in force and the making of the improvement would probably be an infringement.
20How do you file for a patent? Invention Disclosure: Describe invention, list unique features of invention, all inventors, relevant literature/patents, dates and records (including any data) documenting inventionPreliminary Patent Search: Key words from Invention Disclosure (US PTO; CIPO) Find related patents. Use these as a guide for patent scope and description. Need to include all/any relevant patents in list of relevant background to invention
21Filing a patent – Next Steps Formal patent searchDrafting patentDrawingsClaimsReview by Inventors and Patent AgentsFiling with Patent OfficePatenting StrategyCountries to fileProvisional patentPatent StructureAbstractField of InventionBrief Description of InventionDescription of Prior ArtDescription of InventionDrawings of InventionList of Claims
22Relation of New Patent Application to Existing Patents Each patent is a description of a novel invention that builds on the prior art1st relevant patent has the broadest scope2nd patent builds on disclosure of 1st patent and includes improvements and different applications3rd patent builds on both patents for a smaller scope and different applicationSpecific claims of unique and novel features cannot overlap with previous patents but can build on the “prior art” to create a new invention/patentRights to commercialize may be dependent on access to prior art and previous patents unless they have expiredWheel ACME CorpBicycle Wheel ACME CorpScope of ClaimsWheel chairMedical CorpTimeFigure based on Protecting Scientific Ideas & Inventions (1988) CRC Press
23Patent Prosecution - Timelines Filing the Patent (t=0)1st Office Action 1-3yrs (Response)Publication 1.5 yrs2nd Office Action 2-5 yrs (Response)Examination DecisionRejection or IssuancePatent Coverage from t=0 to t=20 yrsSome countries 17 yrs from issuanceAnnuity Fees required to keep patent rightsPatents issued in 2006 will likely provide protection until 2021
24RIM has 123 US patent issued since 1993 Research In Motion Inc. vs. New Technologies Products Inc Commercial IP LitigationRIM has 123 US patent issued since 1993NTP (and predecessors) have 5 patents issued between 1995 and Nov 2001Patents issued to Inventor and licensed or assigned to 3 companies founded by InventorEventually purchased from bankrupt company by lawyer and inventor.NTP was a “holding company” only for these patents2000 NTP sends form letter to RIM warning about direct infringement on its “wireless ” patentsMay 2001 RIM sues Glenayre Electronics and issues media release about users will have to license RIM patentsNov 2001 NTP sues RIM for infringementGlobe & Mail Jan 28, 2006
25RIM vs NTPNov 2002 Court proceedings begin Court rules in favor of NTP; Issues Damages at US$23M plus royalty; US PTO re-examines NTP patents (to be completed 2006)March 2003 Court increases damages to US$60M due to RIM legal tactics and testimonyAug 2003 Injunction issues forbidding RIM sales within US (stayed ending appeal)Dec 2004 Verdict upheld on appealGlobe & Mail Jan 28, 2006
26RIM vs NTP 2005-06 Mar 2005 RIM NTP reach $450M settlement Jun 2005 RIM NTP agreement unravelsAug 2005 Case goes to US Supreme CourtSep 2005 US PTO rejects NTP patents but does secondary reviewDec 2005 US PTO rejects 4 of 5 patents, continues review on 5th. NTP receives 30 day extension to respond before final rulingsJan 2006 Supreme Court refuses to hear caseNext month: Feb 2006 Judge to hold hearing on injunction and damagesGlobe & Mail Jan 28, 2006
27ConclusionIntellectual Property Protection – including patents – are government issued rights to inventorsRights include right to sue infringersPatents are only as good as the legal fees you have to back them upPatents are commercial assets (and business tools) that companies can use to raise investment, protect products and technology and can be tools to litigate against competitors
28SummaryThere are several types of intellectual property protection: including patents, copyright, trademark and industrial designPatents recognize novelty, ingenuity (non-obviousness) and utilityPatents build on prior art and require public disclosure 18 months after filingPatents protect inventionsPatents are government rights that give commercial and legal protection to inventions and the ability to litigate against competition