1. U NIQUE ID ENTIFICATION (UID) Unique Identification (UID) of Tangible Items March 4, 2004 NDIA - 20 th Annual National Logistics Conference Presented by: Rob Leibrandt Deputy Program Manager, UID

2. 2 UID & Network Centric Collaboration Industry U.S. Agencies & External Governments (e.g., UK, Australian, Canadian, Dutch) Unique Identification PeopleItemLocationEnterpriseData Network Centric Collaboration

3. 3 To implement a policy establishing a strategic imperative for uniquely identifying tangible items relying to the maximum extent practical on international standards and commercial item markings and while not imposing unique government data requirements. Uniquely identified (UID) tangible items will facilitate item tracking in DoD business systems and provide reliable and accurate data for management, financial, accountability and asset management purposes. DoD Vision for Unique Item Marking

4. 4 Enhance the Business Enterprise Architecture Clean Audit Opinions on Property, Plant and Equipment & Operating Materials and Supplies UID Role - Business Enterprise Architecture Enhance Total Asset Visibility

5. 5 Unique IDentification (UID) of Items is: UID is...... the set of data for tangible assets that is globally unique and unambiguous, ensures data integrity and data quality throughout life, and supports multi-faceted business applications and users. EID 12V194532636 Orig. Part No. 1P1234 Serial No. S786950

6. 6 A UID IsA UID Is Not A Data Element A Unique Identifier for an Item Globally Unique Unambiguous Permanent Created by Concatenating Specific Data Elements A Device for Communicating Data, such as Radio Frequency Identification (RFID) Tags, Contact Memory Buttons, Linear Bar Codes, or 2-D Data Matrices(RFID) A Replacement for the National Stock Number Intelligent Data that Yields Information About the Item Defining the Scope of UID

7. 7 Require the UID Which Items Require a Unique Identifier (UID)? 14

8. 8 BUSINESS RULES The UID shall be derived from its discrete component data elements. The UID is not required to be marked on the item as a separate data element. * 1 This example uses MH10.8.2 Data Identifiers. EIDSerial No.Orig. Part No. IAC UID Construct #2 UN1945326361234786950 UID Construct #1 D1 0CVA5786950 CAGE + Serial No. IAC UID Construct #2 1 EID 12V194532636 Orig. Part No. 1P1234 Serial No. S786950 EID 18S0CVA5 Serial No.786950 UID Construct #1 1 * If the enterprise chooses to mark the UID as a discrete data element on the item, the component data elements must also be marked on the item as discrete data elements, in addition to the UID. Create and Generate the UID

9. 9 UID Collaborative Solution Issue Using the syntax of ISO/IEC 15434, the collaborative solution provides for three interoperable formats: (Format has to be assigned by SC 31, all 2-digit numbers used or reserved) Until SC 31 assigns “xx” format code for use of TEIs use interim DoD format code “DD” in ISO/IEC 15434 syntax Formats: Text Element Identifiers: [)> R S DD G S MFR 0CVA5 G S SER 674A36458 R S E o T EAN.UCC: Application Identifiers [)> R S 05 G S 800406141411A0B9C3D6 R S E o T MH 10.8.2: Data Identifiers [)> R S 06 G S 17V0CVA5 G S 1P1234 G S S786950 R S E o T 0CVA5 1234 786950

10. 10 Leveraging UID Data Capture/Use Level 1 Processes Level 2 Processes Level 3 UID Transactions Systems Design, Development and Manufacture Inspection/ Acceptance/ Receipt Transportation MRO Disposal/ Sale/ Change of Ownership Configuration Mgmt Requirements Mgmt Supplier Mgmt Procurement Inventory Mgmt Manufacturing Part Marking Assembly Packaging Distribution/Shipping Inspection Acceptance Receiving Payment Validation Loading Hauling Tracking Unloading Inventory Mgmt Repair Upgrade/Modification Preventative Maintenance Failure Analysis Inventory Mgmt Part Marking/Remarking Configuration Mgmt Consumption Demilitarize FMS Intra-gov’t transfer Inter-gov’t transfer Scrap Populate Registry Update Inventory Update Registry Update Inventory Record in PM system Update Registry Update Inventory Update Maint. DB Update CM system Update PM system Mark Scan Populate Ship Notice Populate DID/CDRL Populate CM system Update Inventory Populate Trans. Doc. User

11. 11 Failure Reporting/Analysis & Targeted Repair (Reactive and Predictive) Recall or Latent Defect Resolution Maximizing Capability While Minimizing Logistics Reliability studies to determine best equipment available Tracking and redirecting as necessary in route Planned Maintenance Repair Supplier Performance Parts (end items and spares) Logistics support Use Cases

12. 12 Receiv e Inspect & Store Contract Award Functional Inspect Determine what items need to be marked Determine mark method and location Create MBOM and MPP Make Item Mark Item, Capture UID(s) Record UID Data Delivery Requirements Ship, DD250 Final Inspection Buy ItemSubcontract SOW with UID Requirements Retrieve from Stock Record UID, Integrate into end Product MBOM – Manufacturing Bill Of Materials MPP – Manufacturing Process Planning Issue: Existing marking processes must be able to accommodate UID requirements. Impact: Existing investments in marking infrastructure are leveraged. UID Vendor Perspective

13. 13 EI 194532636 PN 200H0028 SN 003896* Item Markings EI 083949107 PN 218H2861 SN 105742* Item Markings EI 040535536 PN 210H0611 SN 006392* EI 080907280 PN 216H1439 SN 020890* Prime Tier 1 Tier 2 Tier 3 Enterprise Supply ChainUnique ItemsProduct Data End Item Specs Subassembly Specs Component Specs Part Specs PN 210H0611 PN 200H0028 PN 216H1439 PN 218H2861 Item Markings UN080907280216H1439020890 Delivery to Govt UID ** UN194532636200H0028003896 UN040535536210H0611006392 UN083949107218H2861105742 Delivery to Govt Spares End Item UID = Unique Identifier; EI = Enterprise Identifier PN = Part Number; SN = Serial Number * Serialized within the part number using DUNS **UN = Issuing Agency Code for DUNS UID in the Supply Chain

14. 14 UID Data Capture DoD Apps Vendors UDF Direct Web User Interface Invoice, Receiving Report, UID Data UID XML Invoice, Receiving Report Mark Items with UID Data Elements Shipment Notice Invoice Wide Area Workflow EDI UID Registry Key: New Enhanced No change EDI – Electronic Data Interchange UDF – User Defined Format ACMS BSM CAPS EBIZ IAPS MOCAS MOCAS-RS One Pay SABRS SAMMS

15. 15 The UID registry will serve as an acquisition gateway to… Identify what the item is Identify who owns the item originally Identify the initial value of the item Identify procuring activity and acceptance timing Intersect with other systems (e.g., property management, logistics, inventory management) Enable chaos; embrace multiple UID equivalents; allow multiple standards to thrive The UID registry will not… Track where the item is Track who uses the item Track on-going configuration management UID Registry

16. 16 UID “Pedigree” Data End Item Data (15)  UID (Concatenated)  Descriptive Data –UID Data Elements (5) –Item Description –Unit of measure  Acquisition Data –Contractor –Contract Number –CLIN/SLIN/ELIN –Price –Acceptance Code (identifies acceptor) –Acceptance Date –Ship to code Embedded Items of End Items (10)  UID (Concatenated)  Descriptive Data –UID Data Elements (5) –Item Description –Unit of measure  Parent UID as of delivery date  GFP flag Item Tracking (TBD)  Current parent  “As of” date

17. 17 ANSI X12 EFT WAWF with UID DFAS Pay Systems DFAS Accounting Systems Email notices sent to next workflow user DCMA Office Source Inspection & Acceptance Receiving Activity Destination Acceptance Local Processing Document Certification Pay Official Payment Processing Contractor Document Creation Wide Area Workflow EDACCR/ DAASC DCAA Voucher Approval Contracting Officer Financing Acceptance Logistics Systems Transportation Systems Property Systems UID Registry Other Systems Logisticians Depot/Destination Receiving Property Mgmt. View Only Web, EDI, and FTP “Intake” Transporters View Only Program Mgmt. View Only

18. 18 Issue: Existing marking processes must be able to accommodate UID requirements. Impact: Existing investments in marking infrastructure are leveraged. UID Receipt and Acceptance Process

19. 19 UID/ Logistics Outcomes  Comprehensive, timely data about each uniquely identified item throughout the supply chain –Generation, collection and analysis of maintenance data –End-to-end tracking and traceability of unique items –Reliability and maintainability information on each item throughout its life cycle  Improved supply chain efficiency –Administrative cost reduction –Reduced stock levels –Simplicity, standardization, speed and certainty in automated data capture and electronic information exchange  Integrated transportation and movement of individually identified items  Leveraged commercial technologies and practices

20. 20 Specific ItemGeneral ItemUnknown Item Manufacturer’s Part Number Standard Description (e.g. NSN) Form, Fit, Function Performance Requirements Performance Specification Brand Name Increase Competition in Production Increase Use of Commercial Descriptions Use Commercial Registries as Source of Description (e.g. UCCNET) Use In-House Registry Map Commercial Items to Standard Descriptions (e.g. RosettaNet, UNSPC) Item Identification Methodology Business Intelligence Item Description Continuum

21. 21 Financial Management 2132020.00000 5X-6X20 123456.00000 662G 25POLI P68EY78945J123 POLI25 123456 Lines of Accounting 2132020.00000 5X-6X20 123456.00000 662G 25POLI P68EY78945J145 POLI25 123456 DoD Budget Submission Appropriations Commitment Obligation Expenditure Requirement Property, Logistics, and Transportation Contract Need Inspection Delivered Item Acceptance Line Item Requisition Shipping Notice Transportation Receiving Property Log Enterprise UID Digital Data Flow Potential Acquisition

22. 22 Key DoD & External UID Stakeholders DoD Stakeholders OSD All Services Joint Staff Defense Contract Management Agency Defense Logistics Information Service UK MoD Industry Stakeholders Aerospace Industries Association (AIA) Government Electronics Association (GEIA) Uniform Code Council (UCC) Air Transport Association (ATA) Various AIT suppliers New York City Transit Authority UK Council for Electronic Business UID background materials and actions items are available www.acq.osd.mil/uid www.acq.osd.mil/uid

23. 23 UID Policy Implementation Timeline Policy  Final UID policy (Implementation effective Jan 2004)- July 2003  UID Clarification- Nov 2003  Issuing Agency Code (IAC) policy- Dec 2003  UID Implementation for Contracts with Govt Furnished Property- Jan 2005 DFAR Cases  Advanced Notice of Public Rulemaking released- May 2003  Public Meeting- May 2003  Interim Rule Published- Oct 2003  Public Meeting- Nov 2003  Rule clarification (2 nd Interim Rule)- Dec 2003 ISO 15434 Change Request  Submit “New Work Item Proposal”- Jan 2004  Gather change request support- ongoing  ISO 15434 amendment issued- TBD WAWF Modifications  UID Capability IOC – Firm Fixed Price-2 May 2004

24. 24 Contact Information For further information or questions, please contact: Ms. LeAntha Sumpter at LeAntha.Sumpter@osd.mil or at (703) 681-7564 LeAntha.Sumpter@osd.mil Mr. Robert Leibrandt at Robert.Leibrandt@osd.mil or at (703) 695-1099 Robert.Leibrandt@osd.mil A variety of UID background materials and previous UID policy memos can be found at www.uniqueid.org Note: For inquiries regarding the standards effort, please contact Lt Col Gregory Redick at gregory.redick@dcma.mil, (201) 393-3273gregory.redick@dcma.mil

25. U NIQUE ID ENTIFICATION (UID) Backup Slides

26. 26 UID Constructs The components that make up the UID are identified in the table below. Each enterprise has two options for creating the UID. UID Construct #1UID Construct #2 Based on current enterprise configurations If items are serialized within the Enterprise If items are serialized within Part Number UID is derived by concatenating the data elements IN ORDER: Issuing Agency Code* Enterprise ID Serial Number Issuing Agency Code* Enterprise ID Original Part Number Serial Number Data Identified on Assets Not Part of the UID (Separate Identifier) Current Part Number *The Issuing Agency Code (IAC) represents the registration authority that issued the enterprise identifier (e.g., Dun and Bradstreet, EAN.UCC). The IAC can be derived from the data qualifier for the enterprise identifier and does not need to be marked on the item.

27. 27 Create and Generate the UID Data qualifiers (semantics) will define each machine-readable data element marked on the item. The data qualifier associated with the serial number will identify which UID construct is used to build the UID. Semantics Translation Between Data Identifiers (DI), Application Identifiers (AI), and Text Element Identifiers (TEI) 1 1Blank boxes indicate the need for updates to the standards. * * DUN* EUC* CAG*, MFR or SPL USN or UST PNO* SEQ* * Pending approval or publication

28. 28 UID Data Capture and Reuse Contract (non-SAP) SAP Purchase Charge Card Coop. Agreement Internal DoD (E.g. Depots) Economy Act Acquisition Channel WAWF Purchase Log Acceptance Tool (WAWF?) DEBX Legacy Alias Registry UID Registry Domain Services Property Records Logistics Systems Configuration Management Systems UPC/UID, Description, Value, Delivery time/place/method Financial Systems UID + Description UPC/UID,Value,Delivery UPC/UID, Location, status UID+Value Enterprise Services Industry UPC/UID Directories UID/UPC Validation UPC/UID Validation Property Systems UID Validation UPC/UID Validation Map UID to baseline Industry Registries (e.g. D&B) FedReg CCR EID Validation GCSS

29. 29 UID Data Capture  UID Capture –WAWF Fixed price Third party shipping Cost type –Other collection scenarios Reporting of embedded UIDs Charge Card Non-contractual acquisition Internal DoD (Depot) marking Other government agency marking  UID Data Retrieval –DoD Registry development –Registry access rules –Use of third party UID-equivalent registries

30. 30 Outreach and Communications  Working Group –AIM –Universities –Solutions Providers –DoD Stakeholders  Publications –NCMA Journal –Defense AT&L Magazine  Presentations  Industry Partners  Other

31. 31 UID Joint Requirement Implementation Board DFARS Working Group USD (AT&L) JRB WAWF Business Rules Integration Group UID/Systems Engineering Working Group CFO Rules Group AIT Senior Steering Group AIS Technical Interface Working Group UID/Export Controls Working Group UID Registry Grants, OT Working Group UID/ Maintenance Working Group Inspection & Acceptance Working Group UID/RFID Working Group ISO Standards Working Group Integrated Acquisition Environment Enterprise Working Group TBD UID/PBL Working Group TBD BEA Domain Owners/PM UID/PC JPMO Joint Requirements Implementation Board-UID Chair: LeAntha Sumpter (Acquisition) Co-chairs: Ms. Teresa McKay (Finance) Alan Estevez (Logistics)

32. 32 ISO Policy Update  Submitted proposal to US TAG Sept 03  Withdrawn based on discussion with DoD Logistics AIT Office –US TAG strategy was to forward to ISO while not supporting the request –Debate must happen in US TAG before going to international community  Developing support –Meetings with AIA leadership on US TAG (US TAG still has little aerospace representation) –Met with Embassy staffs (Sweden, France, UK, Italy, Korea, Germany) –Briefed 21-member nation MOU group –Met with Canadian MOD and SC-31 representatives – Nov 17 –Met with GSA/DOE/UCC/FAA January 13 to synchronize U.S. Government wide- strategy –Mr. Mike Wynne met with AIA commercial suppliers to address marking interoperability issues- Jan 14  Proposal resubmitted January 28 for US TAG meeting on March 2, 2004 (SC 31, May 18-20, 2004)  Secured agreement from ATA, AIDC committee to recommend acceptance of ISO wrapped TEIs with ATA Spec 2000