1. MENTAL HEALTH RECORDS: HOW DOES A GAL GET THEM? BY JUDGE JERELYN D. MAHER

2. CONFIDENTIALITY MENTAL HEALTH AND DEVELOPMENTAL DISABILITIES CONFIDENTIALITY ACT: 740 ILCS 110/1-13 IF NOT COMPLY, civil and criminal sanctions

3. DISCLAIMER! PRESENTATION SOLELY FOR OCTOBER, 2014, GAL TRAINING LIMITED TO THE GAL SEEKING RECORDS WITHIN THE SCOPE OF THE MHDDCA

4. Key Definitions 110/2 Confidential communication Mental health or developmental disabilities services (MHDDS) Recipient Therapist Record Personal notes

5. Confidential communication Any communication made by recipient Or other person to a therapist Or to or in the presence of other persons during or in connection with providing MHDDS

6. Mental health or developmental disability services (MHDDS) Includes but not limited to….. Examination Diagnosis Evaluation Treatment Training Pharmaceuticals Aftercare Habilitation rehabilitation

7. Recipient: A person who is or has received MHDDS

8. Therapist Any of the following providing MHDDS: Psychiatrist Physician Psychologist Social worker Nurse And……..

9. Therapist cont Someone who holds self out as therapist and not prohibited by law and Recipient reasonably believes that such person is entitled to do so

10. Record Any record kept by therapist or agency in the course of providing MHDDS But Does not include therapist “personal notes” IF…

11. Personal notes are not included in the record If kept in therapist’s sole possession for own personal use AND Not disclosed to any other person except therapist’s supervisor, consulting therapist, or therapist atty IF disclosed considered part of the record

12. Personal notes Info disclosed to therapist in confidence by other persons on condition not disclosed Info disclosed to therapist by recipient that would be injurious to the recipient’s relationship to other persons Therapist’s speculations, impressions, hunches and reminders

13. What is confidential? ALL RECORDS and COMMUNICATIONS in connection with providing mental health services to a recipient EXCEPT AS PROVIDED IN THIS ACT NOT DISCOVERABLE HOWEVER Personal notes Psychological testing material that would compromise objectivity

14. Who is entitled to inspect and copy? 110/4 (1) the parent or guardian of a recepient who is under 12 years of age (2) the recipient if 12 or older

15. Who entitled to inspect and copy cont (3) parent or guardian of recepient 12 to 18 IF Recipient informed and does not object Or Therapist does NOT find that there are compelling reasons for denying access If denied, parent may petition court for access

16. 12-18 year old recipient cont. Nothing prohibits parent or guardian from requesting and receiving: Current physical and mental condition Diagnosis Treatment needed Services provided Services needed including meds

17. Who may inspect and copy cont. (5) an atty or GAL who represents a minor 12 years or older in any judicial or adm proceeding providing that the Court enters Order granting

18. What may find in the records: 110/4(c)(d) (c) Correction or modification by any person entitled to access to a record (d) Whenever access or modification is requested and action taken

19. How disclosed 110/5 consent 110/10 subpoena

20. Remember Consents only needed by person seeking records who are not entitled to inspect

21. Consent:110/5 Must be in writing and witnessed signiture In the form prescribed in paragraph (b) Only info relevant to the purpose for which disclosure is sought BLANKET CONSENTS NOT VALID May not be redisclosed without specific consent

22. 5(b)form shall specify… 1.person or agency to whom disclosure 2.purpose for disclosure 3. nature of the info disclosed 4.right to inspect and copy info disclosed 5.consequence of a refusal to consent, if any 6.calendar date consent expires if none day received 7.right to revoke at any time

23. Subpoena:110/10 In any civil, criminal,….proceeding or in any proceeding premlinary thereto a recipient and a therapist on behalf of recipient and in the interest of the recipient has the PRIVILEGE to refuse to disclose and to prevent the disclosure of the records or communication Except

24. exception The recipient introduces his mental condition or any aspect of his services received for such condition as an element of his claim or defense And Under the IMDMA only if the recipient or a witness on his behalf first testifies concerning the record or communication

25. What does this mean? NORSKOG V PFIEL, 197 Ill.2d 60 (2001) REDA v ADVOCATE HEALTH CARE, 199 Ill.2d 47 (2002) DEPRIZIO v THE MacNEAL MEMORIAL HOSPITAL ASSOCIATION, 2014 IL App (1 st ) 123206

26. Pause……… Child does not have a “claim” or “defense” Think about this…… Note we are not talking about SCR 215 exams or 604(b)

27. Special subpoena process: 110/10(d) Subpoena is accompanied by a written order issued by a judge or by written consent under this act Notice to the recipient and provider of intent to serve subpoena and opportunity to be heard Hearing must be set

28. If grant subpoena Special language on subpoena Returns to court for in camera

29. Disclosure after in camera if Relevant Probative Not unduly prejudicial or inflammatory And otherwise clearly admissible Other evidence is demonstrably unsatisfactory Disclosure more important to interest of substantial justice than protection

30. Disclosure order with protective order 110/10 and SCR 201(c)(1) To protect the confidentiality, privacy, and safety of the recipient or of other persons

31. Summary of thinking process First, can I inspect? Second, can I get a consent Third, do I get a subpoena