1. CSE 421 Algorithms Richard Anderson Lecture 27 NP Completeness

2. Algorithms vs. Lower bounds Algorithmic Theory –What we can compute I can solve problem X with resources R –Proofs are almost always to give an algorithm that meets the resource bounds Lower bounds –How do we show that something can’t be done?

3. Theory of NP Completeness

4. The Universe NP-Complete NP P

5. Polynomial Time P: Class of problems that can be solved in polynomial time –Corresponds with problems that can be solved efficiently in practice –Right class to work with “theoretically”

6. What is NP? Problems solvable in non-deterministic polynomial time... Problems where “yes” instances have polynomial time checkable certificates

7. Decision Problems Theory developed in terms of yes/no problems –Independent set Given a graph G and an integer K, does G have an independent set of size at least K –Vertex cover Given a graph G and an integer K, does the graph have a vertex cover of size at most K.

8. Certificate examples Independent set of size K –The Independent Set Satifisfiable formula –Truth assignment to the variables Hamiltonian Circuit Problem –A cycle including all of the vertices K-coloring a graph –Assignment of colors to the vertices

9. Polynomial time reductions Y is Polynomial Time Reducible to X –Solve problem Y with a polynomial number of computation steps and a polynomial number of calls to a black box that solves X –Notations: Y < P X

10. Lemma Suppose Y < P X. If X can be solved in polynomial time, then Y can be solved in polynomial time.

11. Lemma Suppose Y < P X. If Y cannot be solved in polynomial time, then X cannot be solved in polynomial time.

12. NP-Completeness A problem X is NP-complete if –X is in NP –For every Y in NP, Y < P X X is a “hardest” problem in NP If X is NP-Complete, Z is in NP and X < P Z –Then Z is NP-Complete

13. Cook’s Theorem The Circuit Satisfiability Problem is NP- Complete

14. Garey and Johnson

15. History Jack Edmonds –Identified NP Steve Cook –Cook’s Theorem – NP-Completeness Dick Karp –Identified “standard” collection of NP-Complete Problems Leonid Levin –Independent discovery of NP-Completeness in USSR

16. Populating the NP-Completeness Universe Circuit Sat < P 3-SAT 3-SAT < P Independent Set 3-SAT < P Vertex Cover Independent Set < P Clique 3-SAT < P Hamiltonian Circuit Hamiltonian Circuit < P Traveling Salesman 3-SAT < P Integer Linear Programming 3-SAT < P Graph Coloring 3-SAT < P Subset Sum Subset Sum < P Scheduling with Release times and deadlines

17. Cook’s Theorem The Circuit Satisfiability Problem is NP- Complete Circuit Satisfiability –Given a boolean circuit, determine if there is an assignment of boolean values to the input to make the output true

18. Circuit SAT AND OR AND OR ANDNOTOR NOT x1x1 x2x2 x3x3 x4x4 x5x5 AND NOT AND OR NOT AND OR AND Find a satisfying assignment

19. Proof of Cook’s Theorem Reduce an arbitrary problem Y in NP to X Let A be a non-deterministic polynomial time algorithm for Y Convert A to a circuit, so that Y is a Yes instance iff and only if the circuit is satisfiable

20. Satisfiability Given a boolean formula, does there exist a truth assignment to the variables to make the expression true

21. Definitions Boolean variable: x 1, …, x n Term: x i or its negation !x i Clause: disjunction of terms –t 1 or t 2 or … t j Problem: –Given a collection of clauses C 1,..., C k, does there exist a truth assignment that makes all the clauses true –(x 1 or !x 2 ), (!x 1 or !x 3 ), (x 2 or !x 3 )

22. 3-SAT Each clause has exactly 3 terms Variables x 1,..., x n Clauses C 1,..., C k –C j = (t j1 or t j2 or t j3 ) Fact: Every instance of SAT can be converted in polynomial time to an equivalent instance of 3-SAT

23. Find a satisfying truth assignment (x || y || z) && (!x || !y || !z) && (!x || y) && (x || !y) && (y || !z) && (!y || z)

24. Theorem: CircuitSat < P 3-SAT

25. Theorem: 3-SAT < P IndSet

26. Sample Problems Independent Set –Graph G = (V, E), a subset S of the vertices is independent if there are no edges between vertices in S 1 3 2 6 7 4 5

27. Vertex Cover –Graph G = (V, E), a subset S of the vertices is a vertex cover if every edge in E has at least one endpoint in S 1 3 2 6 7 4 5

28. IS < P VC Lemma: A set S is independent iff V-S is a vertex cover To reduce IS to VC, we show that we can determine if a graph has an independent set of size K by testing for a Vertex cover of size n - K

29. IS < P VC 1 3 2 6 7 4 5 1 3 2 6 7 4 5 Find a maximum independent set S Show that V-S is a vertex cover

30. Clique –Graph G = (V, E), a subset S of the vertices is a clique if there is an edge between every pair of vertices in S 1 3 2 6 45 7

31. Complement of a Graph Defn: G’=(V,E’) is the complement of G=(V,E) if (u,v) is in E’ iff (u,v) is not in E 1 3 2 6 7 4 5 1 3 2 6 7 4 5 Construct the complement

32. IS < P Clique Lemma: S is Independent in G iff S is a Clique in the complement of G To reduce IS to Clique, we compute the complement of the graph. The complement has a clique of size K iff the original graph has an independent set of size K

33. Hamiltonian Circuit Problem Hamiltonian Circuit – a simple cycle including all the vertices of the graph

34. Thm: Hamiltonian Circuit is NP Complete Reduction from 3-SAT

35. Traveling Salesman Problem Given a complete graph with edge weights, determine the shortest tour that includes all of the vertices (visit each vertex exactly once, and get back to the starting point) 1 2 4 2 3 5 4 7 7 1 Find the minimum cost tour

36. NP-Completeness Reductions If X is NP-Complete, Y is in NP, and X < P Y, then Y is NP-Complete

37. Hamiltonian Circuit, Hamiltonian Path How do you show that Hamiltonian Path is NP-Complete?

38. Local Modification Convert G to G’ Pick a vertex v –Replace v by v’ and v’’ –If (u,v) is an edge, include edges (u, v’), (u, v’’) G’ has a Hamiltonian Path from v’ to v’’ iff G has a Hamiltonian Circuit

39. HamPath < P DirHamPath How do you show that Directed Hamiltonian Path is NP-Complete?

40. Problem definition Given a graph G, does G have an independent set? Given a graph G, does G have an independent set of size 7? Given a graph G, and an integer K, does G have an independent set of size K?

41. Graph Coloring NP-Complete –Graph K-coloring –Graph 3-coloring Polynomial –Graph 2-Coloring

42. Number Problems Subset sum problem –Given natural numbers w 1,..., w n and a target number W, is there a subset that adds up to exactly W? Subset sum problem is NP-Complete Subset Sum problem can be solved in O(nW) time

43. Subset sum problem The reduction to show Subset Sum is NP- complete involves numbers with n digits In that case, the O(nW) algorithm is an exponential time and space algorithm

44. What is NP? Problems where ‘yes’ instances can be efficiently verified –Hamiltonian Circuit –3-Coloring –3-SAT Succinct certificate property

45. What about ‘negative instances’ How do you show that a graph does not have a Hamiltonian Circuit How do you show that a formula is not satisfiable?

46. What we don’t know P vs. NP NP-Complete NP P NP = P