1. Small Business Pension Plans

2. Overview Many plans available to small businesses Employee Benefits Security Administration –730,000 private pension plans –3.7 Trillion in assets –150 Million participants and beneficiaries

3. Investment Process Evaluate Financial StatusFormulate Guidelines Select InvestmentsReview & Report Status

4. Review Status Current Financial Status –Review expectations –Establish objectives Formulate Guidelines –Establish asset allocation Select Markets –Risk –Stability and Growth

5. IRA Pension Plans

6. Other Pension Plans