1. Knoxville, TN October 20, 2009 OpenADE Status and Plans Dave Mollerstuen dmollerstuen@tendrilinc.com

2. Knoxville, TN October 20, 2009 Topics OpenADE Overview OpenADE Status Business and User Requirements Document Systems Requirement Specification NIST Priority Action Plan (PAP) 10 OpenADE Futures Request for Participation Q & A

3. Knoxville, TN October 20, 2009 OpenADE Overview What Standardized Machine-to-Machine (M2M) interface that permits utilities to share, at the consumer’s request and under the consumer’s direction, a broad set of that consumer’s utility data with specific 3 rd Parties. Who Consumers! Utilities (T&D, REPs) 3 rd Parties (Residential Energy Management, Demand Response Aggregators, Distributed Generation, etc.) Why Increased efficiencies, increased reliability, … (i.e. “Why SmartGrid?”) Standardizes interface: reduces implementation costs, time to market

4. Knoxville, TN October 20, 2009 Topics OpenADE Overview OpenADE Status Business and User Requirements Document Systems Requirement Specification NIST Priority Action Plan (PAP) 10 OpenADE Futures Request for Participation Q & A

5. Knoxville, TN October 20, 2009 OpenADE Status OpenADE Activities –Weekly webconference (Thursdays 11a PDT / 2p EDT) –Weekly teleconference w/ ASAP-SG around OpenADE security considerations, ASAP-SG 3 rd Party Data Access profile –NIST PAP 10 Participation August / September PAP Workshops Addressing numerous PAP objectives

6. Knoxville, TN October 20, 2009 OpenADE Status OpenADE Participants (sampling) Utilities3 rd PartiesConsumerGovernment Consumers EnergyTendril NetworksCitizens Utility Board (State of Illinois) NIST Florida Power and LightGoogleUCANPUC Texas OncorGreenboxNIST Pacific Gas and ElectricComverge ReliantJuice Technologies Southern California EdisonE:SO San Diego Gas & ElectricEfficiency 2.0 DominionCIMple Solutions Xtensible SolutionsIBM Microsoft Ecologic Analytics IntellEnergyUtil (IEU) Sensus Sonoma Innovation

7. Knoxville, TN October 20, 2009 OpenADE Status Business and User Requirements Document –Progressed to v0.98; currently under balloting within TF –Hope to call for OpenSG vote here in Knoxville Systems Requirements Specification –At v0.10 –Some discussion to date, expect to focus almost exclusively on SRS post-Knoxville Will discuss both documents in Knoxville breakouts

8. Knoxville, TN October 20, 2009 Topics OpenADE Overview OpenADE Status Business and User Requirements Document Systems Requirement Specification NIST Priority Action Plan (PAP) 10 OpenADE Futures Request for Participation Q & A

9. Knoxville, TN October 20, 2009 Business and User Requirements Business and User Requirements Table of Contents 1.0INTRODUCTION 1.1Introduction to Automated Data Exchange 1.2Purpose of Document 1.3Terms and Definitions 2.0OPENADE BUSINESS RATIONALE 2.1Background 2.2Opportunity 2.3Objectives and Success Criteria 2.4Risks 2.5Specific Business Requirements 3.0OPENADE VISION 3.1Project Vision Statement 3.2Major Features 3.3Assumptions and Dependencies 4.0OPENADE 1.0 SCOPE 4.1Scope of Initial Release 4.2Scope of Subsequent Releases 4.3Limitations and Exclusions 5.0OPENADE CONTEXT 5.1Stakeholder Profiles 6.0OPENADE USE CASES 6.1ADE Authorization - Consumer Grants Permission 6.2ADE Authorization - Consumer Extends Permission 6.3ADE Authorization – Consumer Terminates Permission 6.4ADE Publication - Utility Provides Consumer Data to 3rd Party APPENDIX A BEST PRACTICES A.1 Authorization Termination Requests Initiated at the 3rd Party Web Site A.2 Utility Presentation of Indemnification Clause

10. Knoxville, TN October 20, 2009 Business and User Requirements 4.1Scope of Initial Release OpenADE 1.0 will be limited to the functions required for a Utility to provide a Consumer’s consumption data to an authorized, specific 3rd Party. Availability of that data will be in accordance with industry best practices and / or jurisdictional requirements. 4.2Scope of Subsequent Releases Subsequent versions of OpenADE will include access to the following Consumer Utility Data elements: Pricing information Network events HAN and configuration information

11. Knoxville, TN October 20, 2009 Topics OpenADE Overview OpenADE Status Business and User Requirements Document Systems Requirement Specification NIST Priority Action Plan (PAP) 10 OpenADE Futures Request for Participation Q & A

12. Knoxville, TN October 20, 2009 System Requirements Specification System Requirements Specification Table of Contents 1Introduction 1.1Purpose 1.2Scope 1.3Acronyms and Abbreviations 1.4External Considerations and References 1.5Document Overview 2Architecture Overview 2.1Architecture Vision 2.2Architecture Guiding Principles 2.3Architectural Considerations 3OpenADE Systems Architecture 3.1OpenADE Business Architecture View 3.2Integration Requirements Specification 3.2.1Functional Requirements – Business Processes 3.2.2Functional Requirements – Integration Services 3.2.3Technical Requirements – Integration Services 3.3OpenADE Application Architecture View 3.4OpenADE Data Architecture View 3.4.1Meter Reading and Event View 3.5OpenADE Technical Architecture View 3.5.1Security Standards 3.5.2Service Patterns 3.5.3Governance 4Appendices 4.1Terms and Definitions

13. Knoxville, TN October 20, 2009 Topics OpenADE Overview OpenADE Status Business and User Requirements Document Systems Requirement Specification NIST Priority Action Plan (PAP) 10 OpenADE Futures Request for Participation Q & A

14. Knoxville, TN October 20, 2009 NIST PAP 10 PAP 10: One of 14 Priority Action Plans identified by NIST, focused on “Standard Energy Information Usage” UCAIug took most of organizational responsibility at August, September NIST Smart Grid Workshop Meetings Objective 2: “Develop short term plans for near- term customer access to usage data based upon today’s installed meters.” – aka OpenADE

15. Knoxville, TN October 20, 2009 NIST PAP 10 Remaining PAP Objectives focused on collecting requirements around canonical expression of metering information: –OBJECTIVE 1: Develop a summary of information needs for various means of customer information access about metering and billing. Develop requirements as quickly as possible, then reach out to SDOs to vet them and look for harmonization. –OBJECTIVE 3: Develop composite information model that can be easily transformed without loss for transport via standards in OASIS, IEC61970/61968, IEC61850, ANSI C12.19/22, AHRAE 135, and ZigBee SEP 2 Significant dependencies on PAP 3 (Common Pricing) and PAP 4 (Common Scheduling)

16. Knoxville, TN October 20, 2009 NIST PAP 10 Next steps –Work with mailing list participants to refine PAP objectives –Marshal existing definitions, participants to drive requirements elicitation PAP 10 Home: NIST Smart Grid TWiki @ http://collaborate.nist.gov/twiki-sggrid/bin/view/SmartGrid/PAP10EnergyUsagetoEMS http://collaborate.nist.gov/twiki-sggrid/bin/view/SmartGrid/PAP10EnergyUsagetoEMS PAP 10 Mailing List: email David Wollman (david.wollman@nist.gov) to join mailing listdavid.wollman@nist.gov

17. Knoxville, TN October 20, 2009 Topics OpenADE Overview OpenADE Status Business and User Requirements Document Systems Requirement Specification NIST Priority Action Plan (PAP) 10 OpenADE Futures Request for Participation Q & A

18. Knoxville, TN October 20, 2009 OpenADE Futures 10/2009: OpenSG approves OpenADE 1.0 Business and User Requirements 10/2009: Initial draft of OpenADE 1.0 System Requirements Specification 10/2009: Initiate OpenADE 1.0 Services definition 11/2009 (?): Begin OpenADE 2.0 user requirements elicitation 01/2010: OpenSG approves OpenADE SRS / Services / Schemas

19. Knoxville, TN October 20, 2009 Topics OpenADE Overview OpenADE Status Business and User Requirements Document Systems Requirement Specification NIST Priority Action Plan (PAP) 10 OpenADE Futures Request for Participation Q & A

20. Knoxville, TN October 20, 2009 Request for Participation Documents available on: –OpenSG SharePoint –SmartGridiPedia Breakout Sessions tomorrow (agendas TBD) –9:30a to 12:00p –1:00p to 2:00p (Joint session with SG Security) –2:00p to 5:30p Weekly Calls –Thursdays 11a PDT / 2p EDT Email Reflector –Email to join (or for other requests): Dave Mollerstuen (dmollerstuen@tendrilinc.com)dmollerstuen@tendrilinc.com Steven Van Ausdall (svanausdall@xtensible.net)svanausdall@xtensible.net

21. Knoxville, TN October 20, 2009 Topics OpenADE Overview OpenADE Status Business and User Requirements Document Systems Requirement Specification NIST Priority Action Plan (PAP) 10 OpenADE Futures Request for Participation Q & A

22. Knoxville, TN October 20, 2009 Q&A