1. 1 Introducing the Open Discovery Initiative Discovery and Delivery: Innovations and Challenges Marshall Breeding http://www.librarytechnology.org/ http://twitter.com/mbreeding Sunday, June 24, 2012

2. BACKGROUND AND ISSUES Library search and discovery 2

3. Evolution of library search Card Catalogs Online Catalogs Federated search tools Next-generation library catalogs Index-based discovery services 3

4. Online Catalog Books, Journals, and Media at the Title Level Not in scope: –Articles –Book Chapters –Digital objects Scope of Search Search: Search Results ILS Data

5. Discovery Interfaces Search: Digital Collections ProQuest EBSCOhost … MLA Bibliography ABC-CLIO Search Results Real-time query and responses ILS Data Local Index Federated Search Engine

6. Index-based Discovery Search: Digital Collections Web Site Content Institutional Repositories … E-Journals Reference Sources Search Results Pre-built harvesting and indexing Consolidated Index ILS Data Aggregated Content packages

7. Citations > Full Text Citations or structured metadata provide key data to power search & retrieval and faceted navigation Indexing full-text of content amplifies access Important to understand depth indexing –Currency, dates covered, full-text or citation –Many other factors

8. Facilitate a healthy ecosystem among discovery service providers, libraries and content providers

9. Need to bring Order to Chaos Important space for libraries and publishers Discovery brings value to library collections Discovery brings uncertainty to publishers Uneven participation diminishes impact Ecosystem dominated by private agreements Complexity and uncertainty poses barriers for participation 9

10. Library Perspective Strategic investments in subscriptions Strategic investments in Discovery Solutions to provide access to their collections, including access to electronic resources Expect comprehensive representation of resources in discovery indexes –Problem with access to resources not represented in index –Encourage all publishers to participate and to lower thresholds of technical involvement and clarify the business rules associated with involvement Need to be able to evaluate the depth and quality of these index-based discovery products Facilitate a healthy ecosystem among publishers, discovery service providers, and libraries

11. Collection Coverage? To work effectively, discovery services need to cover comprehensively the body of content represented in library collections Why do some publishers not participate? Is content indexed at the citation or full-text level? What are the restrictions for non-authenticated users? How can libraries understand the differences in coverage among competing services?

12. Evaluating the Coverage of Index-based Discovery Services Intense competition: how well the index covers the body of scholarly content stands as a key differentiator Difficult to evaluate based on numbers of items indexed alone. Important to ascertain how your library’s content packages are represented by the discovery service. Important to know what items are indexed by citation and which are full text

13. Some Key Areas for Publishers 1.Expose content widely 2.Trust 3.“Fair” Linking 4.Usage reporting

14. OPEN DISCOVERY INITIATIVE 14

15. ODI Pre-History June 26, 2011: Exploratory meeting @ ALA Annual July 2011: NISO expresses interest Aug 7, 2011: Proposal drafted by participants submitted to NISO Aug 2011: Proposal accepted by D2D Vote of approval by NISO membership Oct 2011: ODI launched Feb 2012: ODI Workgroup Formed 15

16. Organization Reports in NISO through Document to Delivery topic committee (D2D) Staff support from NISO through Nettie Lagace Co-Chairs –Jenny Walker (Ex Libris) –Marshall Breeding (Library Consultant) D2D Observers: Jeff Penka (OCLC) Lucy Harrison (CCLA) 16

17. Balance of Constituents LibrariesPublishersService Providers 17 Marshall Breeding, Vanderbilt University Jamene Brooks-Kieffer, Kansas State University Laura Morse, Harvard University Ken Varnum, University of Michigan Anya Arnold, Orbis Cascade Alliance Sara Brownmiller, University of Oregon Lucy Harrison, College Center for Library Automation (D2D liaison/observer) Michele Newberry, Florida Virtual Campus Lettie Conrad, SAGE Publications Beth LaPensee, ITHAKA/JSTOR/Portico Jeff Lang, Thomson Reuters Linda Beebe, American Psychological Assoc Aaron Wood, Alexander Street Press Roger Schonfeld, JSTOR, Ithaka Jenny Walker, Ex Libris Group John Law, Serials Solutions Michael Gorrell, EBSCO Information Services David Lindahl, University of Rochester (XC) Jeff Penka, OCLC (D2D liaison/observer)

18. ODI Project Goals: Identify … needs and requirements of the three stakeholder groups in this area of work. Create recommendations and tools to streamline the process by which information providers, discovery service providers, and librarians work together to better serve libraries and their users. Provide effective means for librarians to assess the level of participation by information providers in discovery services, to evaluate the breadth and depth of content indexed and the degree to which this content is made available to the user.

19. Subgroups for Info Gathering Level of Indexing + Communication of Library Rights Technical formats Usage Statistics Fair Linking 19

20. Specific deliverables Standard vocabulary NISO Recommended Practice: –Data format & transfer –Communicating content rights –Levels of indexing, content availability –Linking to content –Usage statistics –Evaluate compliance Inform and Promote Adoption 20

21. Timeline MilestoneTarget DateStatus Appointment of working groupDecember 2011 Approval of charge and initial work planMarch 2012 Agreement on process and toolsJune 2012 Completion of information gatheringOctober 2012 Completion of initial draftMarch 2013 Completion of final draftMay 2013 21

22. ODI Stakeholder Survey Collected data from Sept 11 thru Oct 4, 2012 Each subgroup developed questions pertinent to it area of concern 22

23. Survey Responses 782 Librarians 74 Publishers 15 Discovery Services 871 Total 23

24. Selected results Libraries: do you use a discovery service? –Yes: 74%, Planning to soon: 17%, No: 5%, Don’t know: 4% Smallest discoverable unit: –Component title: 9%, Article: 25%, Collective work record: 11%, All the above: 50% Linking from A&I entry: 75 prefer linking to full text on original publisher’s server 24

25. Librarian’s preferred Use statistics Total Number of Searches List of search query terms Referring URLs 25

26. Content providers (74) Contribute data: Yes-All: 44%, Some: 48%, No: 8% –Current data: 12%, Current + back files: 85 Barriers to contributing: –IP concerns, technology, staff resources Challenges in delivery: –Complicated formats: 15%, transmission of data: 18, allocation of personnel: 23%, can’t automate: 12%, None: 20% 26

27. Issues surrounding A&I resources Concern that A&I resources not be freely available to non authenticated users and only for subscribing institutions How to “credit” A&I data that contributes to search results –Example: Index entry produced by enhancing full-text with A&I data Preservation of the value added by A&I in the discovery ecosystem 27

28. ODO Survey Report NOT the final report for ODI Survey findings, especially for those that responded to survey One source of input for the ODI final report of findings and recommended practices 28

29. Current work Next Steps Follow-up interviews with content providers –Gather additional information not well represented in the survey questions Complete review of subgroup reports Develop draft report synthesizing subgroup findings and recommendations Public comment period for draft report Develop final report incorporating comments 29

30. Connect with ODI ODI Project website: http://www.niso.org/workrooms/odi/ http://www.niso.org/workrooms/odi/ Interest group mailing list: http://www.niso.org/lists/opendiscovery/ http://www.niso.org/lists/opendiscovery/ Email ODI: odi@niso.org odi@niso.org 30