1. Patent Trial and Appeal Board Update October 22, 2014 1 Chief Judge James Donald Smith Patent Trial and Appeal Board United States Patent and Trademark Office

2. PTAB Overview 2

3. USPTO Locations 3

4. Union of Board States 4

5. PTAB Office Location Demographics as of October 20, 2014

6. Allocation of Judges * As of October 20, 2014

7. Appeals Overview 7

8. PTAB Inventory – Pending Ex Parte Appeals (excluding appeals from reexamination proceedings )

9. Decisions by Type: FY2013

10. AIA Trials Overview 10

11. AIA Petitions (Cumulative Numbers as of October 16, 2014) 11

12. AIA Progress (as of October 16, 2014) AIA Monthly Filings Total2,157 IPR1,908 CBM 241 PGR2 DER6

13. AIA Progress (as of October 16, 2014) AIA Petition Technology Breakdown

14. AIA Progress (as of October 16, 2014) AIA Petition Dispositions Trials Instituted Joinders Percent Instituted Denials Total No. of Decisions on Institution IPR FY1316710 + 87%26203 FY1455715 + 75%193765 FY154618 + 86%1074 CBM FY1314 -82%317 FY14911+ 1+ 75%30122 FY154-80%15 DERFY14--0%33

15. AIA Progress (as of October 16, 2014) AIA Final Dispositions Settlements Adverse Judgments Final Written Decisions IPR FY13 3820 FY14 21039130 FY15 3111 CBM FY13 301 FY14 27313 FY15 4-2

16. 16 The Patent Trial and Appeal Board