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1 CSE 373 AVL trees, continued read: Weiss Ch. 4, section 4.1 - 4.4 slides created by Marty Stepp http://www.cs.washington.edu/373/ http://www.cs.washington.edu/373/ © University of Washington, all rights reserved.

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2 Right rotation 1.Detach left child (11)'s right subtree (27) (don't lose it!) 2.Consider left child (11) be the new parent. 3.Attach old parent (43) onto right of new parent (11). 4.Attach new parent (11)'s old right subtree (27) as left subtree of old parent (43). 11 43 827 65 3 11 43 8 27653 11 43 8 27 65 3

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3 Left rotation 1.Detach right child (65)'s left subtree (51) (don't lose it!) 2.Consider right child (65) be the new parent. 3.Attach old parent (43) onto left of new parent (65). 4.Attach new parent (65)'s old left subtree (51) as right subtree of old parent (43). 65 43 87 51 21 73 21 43 65 5187 73 65 87 43 732151

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4 Problem cases A single right rotation does not fix Case 2 (LR). (Similarly, a single left rotation does not fix Case 3 (RL).)

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5 Left-right double rotation left-right double rotation:(fixes Case 2 (LR)) 1) left-rotate k 3 's left child... reduces Case 2 into Case 1 2) right-rotate k 3 to fix Case 1

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6 Left-right rotation steps 1.Left-rotate the overall parent's left child (11). This reduces Case 2 (LR) to Case 1 (LL). 2.Right-rotate the overall parent (43). This repairs Case 1 to be balanced. 11 43 827 65 31 27 43 1131 65 8 27 43 11 31658

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7 Left-right rotation example What is the balance factor of k 1, k 2, k 3 before and after rotating?

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8 Right-left double rotation right-left double rotation:(fixes Case 3 (RL)) 1) right-rotate k 1 's right child... reduces Case 3 into Case 4 2) left-rotate k 1 to fix Case 4

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9 Right-left rotation steps 1.Right-rotate the overall parent's right child (11). This reduces Case 3 (RL) to Case 4 (RR). 2.Right-rotate the overall parent (43). This repairs Case 4 to be balanced. 55 24 3168 11 47 31 55 24 316811 31 24 47 55 11 68 47

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10 AVL add example Draw the AVL tree that would result if the following numbers were added in this order to an initially empty tree: 20, 45, 90, 70, 10, 40, 35, 30, 99, 60, 50, 80 9980 9060 70 50 20 45 10 4030 35

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11 Implementing add Perform normal BST add. But as recursive calls return, update each node's height from new leaf back up to root. If a node's balance factor becomes +/- 2, rotate to rebalance it. How do you know which of the four Cases you are in? Current node BF < -1 Case 1 (LL) or 2 (LR). look at current node's left child BF. left child BF < 0 Case 1(fix with R rotation) left child BF > 0 Case 2(fix with LR rotations) Current node BF > 1 Case 3 (RL) or 4 (RR). look at current node's right child BF. right child BF < 0 Case 3(fix with RL rotations) right child BF > 0 Case 4(fix with L rotation)

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12 AVL remove Removing from an AVL tree can also unbalance the tree. Similar cases as with adding: LL, LR, RL, RR Can be handled with the same remedies: rotate R, LR, RL, L set.remove(8); 11 43 8 2765 11 43 2765

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13 Remove extra cases AVL remove has 2 more cases beyond the 4 from adding: In these cases, the offending subtree has a balance factor of 0. (The cause of imbalance is both LL and LR relative to k 1 below.) When an add makes a node imbalanced, the child on the imbalanced side always has a balance factor of either -1 or 1. k1k1 C A k2k2 B k1k1 C A k2k2 B After removing from subtree C:

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14 Labeling the extra cases Let's label these two new cases of remove imbalance: Case 5: Problem is in both the LL and LR subtrees of the parent. Case 6: Problem is in both the RL and RR subtrees of the parent. k1k1 C A k2k2 B Case 5 (After removing from subtree C) k1k1 A B k2k2 C Case 6 (After removing from subtree A)

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15 Fixing remove cases Each of these new cases can be fixed through a single rotation: To fix Case 5, we right rotate (shown below) To fix Case 6, we left rotate (symmetric case) k1k1 C A k2k2 B Right rotate to fix imbalance: k1k1 C A k2k2 B Case 5 (After removing from subtree C)

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16 Implementing remove Perform normal BST remove. But as recursive calls return, update each node's height from new leaf back up to root. If a node's balance factor becomes +/- 2, rotate to rebalance it. Current node BF < -1 Case 1 (LL) or 2 (LR) or 5 (L-both). look at current node's left child BF. left child BF < 0 Case 1(fix with R rotation) left child BF > 0 Case 2(fix with LR rotations) left child BF = 0 Case 5(fix with R rotation) Current node BF > 1 Case 3 (RL) or 4 (RR) or 6 (R-both). look at current node's right child BF. right child BF < 0 Case 3(fix with RL rotations) right child BF > 0 Case 4(fix with L rotation) right child BF = 0 Case 6(fix with L rotation)

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17 AVL remove example Suppose we start with the AVL tree below. Draw the AVL tree that would result if the following numbers were removed in this order from the tree: 10, 30, 40, 35, 70, 90, 99 9980 9060 70 50 20 45 10 4030 35 60 8045 50

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18 How efficient is AVL? An AVL tree has the same general operations as a BST, with rebalancing added to the add/remove operations. How much time does it take to rebalance the tree? How much time does it take to rebalance one node? How many nodes at most will we need to rebalance per add/remove? add: O(log N) to walk down the tree and add the element; O(log N) number of nodes' heights to update; O(1) single node may need to be rotated. O(log N) overall. contains: Unmodified. O(log N). remove: O(log N) to walk down the tree and remove the element; O(log N) number of nodes' heights to update; O(1) single node may need to be rotated. O(log N) overall.

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19 Other interesting trees splay tree: Rotates each element you access to the top/root very efficient when that element is accessed again (happens a lot) easy to implement and does not need height field in each node

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20 Other interesting trees red-black tree: Gives each node a "color" of red or black. Root is black. Root's direct children are red. If a node is red, its children must all be black. Every path downward from a node to the bottom must contain the same number of "black" nodes.

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