CTE Compliance The CTE Compliance system is a four-tiered electronic compliance monitoring (paperless) process The four-tiered compliance system includes: Self-Assessment Phone Audit Desk Audit On-Site Review
Purpose of CTE Compliance Simplifies the Perkins Monitoring Self-Assessment Process to align with the Comprehensive Continuous Improvement System (CCIP) Connect Financial Components section with compliance (SEC. 135 Required Use of Funds)
Purpose of CTE Compliance cont. To increase efficiencies around the current processes Designed to meet compliance requirements with Perkins federal regulations
Access Safe Account Roles Safe Account Roles These are the roles CTE users need: Superintendent Treasurer CCIP Authorized Representative CCIP Fiscal Representative Data Entry Planning-CCIP Data Entry Funding-CCIP
Access SAFE Account Roles Apply for a user ID and password online at the “ODE Secure Web Portal User Guide” Visit the ODE Web site at https://webapp2.ode.state.oh.us/portal/signup/ https://webapp2.ode.state.oh.us/portal/signup/
Having trouble and need help? 1.Contact your Information Technology Center (ITC) 2. firstname.lastname@example.org@ode.state.oh.us email@example.com@ode.state.oh.us 4.Tawanna.firstname.lastname@example.orgTawanna.email@example.com
Overview of the Questions Page Select the “Save” button Multiple questions Highlighted fields indicate the section you are working in.
CTE Compliance Questions When all questions and sections have been addressed, the status of the survey will change to Completed (Make sure you select “save and complete” before advancing to the next question). Caution!
The desk/phone audit review process determines if supporting documentation provided by the CTPD is sufficient. Rating Scale The following scale will be used in rating each category in the desk/phone audit review: Compliant 1. All required evidence is uploaded in the Compliance Tracking System and is sufficient. Non-compliant 1. The required evidence was not provided or was insufficient.
Supporting Documentation Mark the applicable boxes for each question and upload the evidence or supporting materials Monitoring activities reported in the CCIP Required Supporting Documentation Stakeholders Advisory Council Time and Effort Tracking the purchase 3% Earmarked Funds
Selection criteria are as follows: On-site review requested by a CTPD CTPD submitted a self-assessment after the submission deadline (December 1) The reviewer deems it necessary to verify or clarify any information provided in the self- assessment, desk review, or telephone review
Desk/Phone Audit Review Conducted The review process will determine if supporting documentation provided by the CTPD is sufficient Corrective Action Plan (CAP) The CAP is created by the CTPD to address any issues (OFI’s) identified in the desk/phone audit review Full Compliance No CAP
Corrective Action Plan (CAP) CAP’s are created by the CTPD in the Action Plan section.