3 CDSL Group Promoted by CDSL (51%) and Insurance companies (49%) Central Depository Services (India) LimitedDepository Servicese-VotingNational Academic DepositoryGo Green ServicesAuthentication Service Agency (ASA) for UIDAICDSL Ventures LimitedWholly owned subsidiary of CDSLKYC Registration Agency1st and largest KRA with over 12 mn KYCsAuthentication User Agency (AUA) for UIDAICentral Insurance Repository LimitedPromoted by CDSL (51%) and Insurance companies (49%)Facilitates policyholders to hold insurance policies in electronic form
4 Securities under Custody CDSL Today !BO Accounts9.2 millionSituated in 23,000 pin-codesDPs Registered575Operating from over 11,000 locationsIssuer Companies8709 Unique companiesEquity, Debentures, Bonds, Mutual Fund Units, G-Secs, CDs, CPs, etc.Securities under CustodyVolume 18,950 croreValue Rs.14,05,300 croreNov 2014 infoline. Pincode N/aThe here and now of CDSLWe are at par with the competition in terms of securities admitted. Currently CDSL has admitted issuer companies of which 204 are not admitted with the other depository, while there are 184 companies which are not admitted on CDSL but are admitted on the other depositoryCDSL has a wide network of DPs across the country. These DPs are located in 2029 pin code locations and have a DP presence in not only Tier 1 cities but also Tier 2 & 3 cities.For efficient settlement planning CDSL allows a payin to be done directly from the clients account directly to the CH/CC. Thus, CMs having a POA of their client account can do payin on T day itself which would help the DP to get release of margin. Further available quantity is picked up at the time of pay-in, thus reducing losses due to shortages.The other options of doing early payin / Normal Payin and Auto payin through the pool account still remains for CMs.In payout, CMs can also give a break up to the CH/CC so as to give direct credit into the clients account.
6 CDSL - DP Admission Limited Purpose DP The minimum net worth requirement for a stock broker to become CDSL DP is Rs.2 croresNew CDSL DP category 'Limited Depository Participant'Stock broker having net worth of not less than Rs.1 croreIncrease net worth to atleast Rs.2 crores in the next 2 financial years
7 CDSL SYSTEMS Single File (Common) Upload for all types of transactions Single download transaction report (DP57) for convenient Back office Updation.CDAS application has been made available as a browser based version to keep pace with the new technology and provide greater flexibility and ease of use.CDSL has obtained ISO certification for not only its main site, but also for its DRS from world renowned certifying body DNV.CDSL has obtained BS :2007 certification for its Business Continuity Management System
8 CDSL ProcessDP-BO Agreement has been replaced with Rights and Obligation documentsTransfer of securities which are under Inactive or Lock-inTarget demat account is within CDSLBalances under Pending Demat / Remat / Destat / Restat will also be transferredScanning of Delivery Instruction Slips (DIS)For operational ease, CDSL has provided a facility to DPs to upload scanned images in the System directlyScanned Images will be stored by CDSL, hence the DP need not store any DIS after upload nor take backup of the sameCDSL will also provide the Pending DIS Scan report so that there is no Non-Compliance by the DP
9 CDSL – IAPs and Training NISM (National Institute of Securities Markets)CDSL is an NISM Accredited CPE Provider for conducting CPE Programmes for NISM Series - VI: Depository Operations Certification Examination (DOCE).CDSL has conducted 59 NISM DOCE –CPE training programmes across the country and has trained Officials.CDSL has been conducting various training programmes across the country to help prepare for NISM VI: DOCE.Audio visual tutorial has been prepared by CDSL which is uploaded in YouTube.10000 officails trained, Compliance officers 1232 & Auditors training 1785
10 CDSL – IAPs and Training IAPs (Investor awareness programs )Conducting IAPs across the country free of cost to InvestorsIn association with DPs and mediaDistribution of booklets i.e. investor guides and Q&A on dematDP TrainingOver officials of DPs across the countryOver 1200 Compliance Officers & Over 1785 officials of Auditors10000 officails trained, Compliance officers 1232 & Auditors training 1785
11 Value AdditionsIn terms of incremental market share of new accounts opened, CDSL has continued to maintain the lead in the last 3 years. DuringFY CDSL had 70% Market Share of new accounts addedFY CDSL had 62% andDuring FY CDSL had 69% Market shareCDSL has 473 DPs offering DP services from over 6000 locations as compared to 276 DPs with the other Depository. These DP offer services from 2029 pincode locationsCurrently CDSL has 8 regional offices. These offices provide CDSL with a local presence, DPs can be supported locally improves response time in servicing DPs and most importantly we are able to obtain valuable feedback from the DPs.
12 Easi – Internet Based Electronic access to securities information Easi enables demat A/c holders (BOs / Brokers) to view the holdings and transactionsAnytime/Anywhere access to the demat account through CDSL’s websiteTransaction information for last 7 daysValuation of their holdingInformation on Corporate announcements on a separate tabBO can add/modify Mobile Number for SMS AlertsBOs registered for easi/easiest can now freeze /unfreeze their securities at their convenience.
13 Easiest- Internet based Electronic access to securities information and execution of secured transactionsAll the benefits of easi are availableBO/CM can enter debit/credit instructions on the internet.Easiest has two types of facility a) Trusted A/c b) Account of choiceBOs using Easiest can now transfer securities to any 4 pre-notified accounts including CM a/c.BOs can use their existing Class 2 digital signature for using Easiest- Account of choice.
14 TRUST - Mobile Based TRUST -TRansactions Using Secured Texting Mobile Application for Payin which the BO can use anywhere/anytime.BO can confirm instructions for trades done on a stock exchange by sending an SMS using any Android mobile phoneBO can also confirm using GPRS based version of TRUST for Android, iPhone, Blackberry and Windows based mobile devicesTRUST application has now been hosted on Google Play Store for Android Users.
15 e-Voting CDSL’s e-Voting System enables investors to cast their votes pertaining to company resolutionsthroughe-Voting can be used for AGMs, EGMs, Postal Ballots and any other meeting3345 companies have signed e-Voting Agreement & companies have Used CDSL’s e-Voting PlatformAutomated system which records votes and gives results instantaneously.Corporate and MF can now use CDSL’s e-Voting PlatformSingle Sign-on to enable online customers to vote
16 CVL KRACDSL Ventures Limited (CVL) is the first and largest KRA with over 1.2 crore KYC and 3152 Intermediaries registeredIntermediary can check in CVL KRA, the KYC status of a customer across all KRAsCVL - KRA Interoperability enables intermediary to download KYC data available in other KRARegistered Users of Intermediaries can get the Investors KYC status using SMS. User can also download the data using SMS facility.ABCDE1234FKYC REGISTERED
17 CDSL –Other Updates Statement Dispatch: Dispatch of transaction cum holding statements on behalf of Depository ParticipantsPersonalised Billing/Ledger of the client can be dispatched.Database of Distinctive Number (DNs)Maintained by Depository to facilitate capital reconciliationFacility for DN database inquiry through ‘CDAS’ for DPsParticipants are required to check the correctness of the ISINs based on DNs before entering the demat request
19 E-KYCE-KYC (electronic, paper-less KYC experience to Aadhar holders) will be soon available through CVL.Approx 71 crore Aadhar cards have been issuedKYC details available in Aadhar can be downloaded by the intermediary using two Options:OTP AuthenticationBiometric AuthenticationAadhar card data as on
21 Consolidated A/c Statement (CAS) Investors will be able to view their entire investments in Mutual Funds and Securities held in demat A/c in a single Consolidated Account Statement sent by the Depository
22 Single KYC for all financial products Single KYC can be used across all segments of the Financial Markets.Uniform KYC norms will encourage Investors to participate in Indian capital markets.