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Parameterization in large-scale atmospheric modelling General parameterization problem: Evaluation of terms involving “averaged” quadratic and higher order products of (unresolved) deviations from “large-scale” variables and effects of unresolved processes in large-scale models (e.g. NWP models and GCMs). Examples: (a) Turbulent transfer in the boundary layer (b) Effects of unresolved wave motions (e.g. gravity-wave drag) (c) Cumulus parameterization Other kinds of parameterization problems: radiative transfer, cloud microphysical processes*, chemical processes

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Large-scale variables and equations Let an overbar denote the result of an averaging or filtering operation which suppresses fluctuations with temporal and spatial scales smaller than pre-defined limits. e.g. for some appropriately smooth and bounded variable after averaging: We refer to this as the large-scale variable and assume that our model has sufficient spatial and temporal resolution to represent the variation of this variable once we have determined the equations governing it and an appropriate solution methodology.

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Typically, if the variable, has the following governing equation: And the mass continuity equation is: Then applying the averaging operation gives, approximately: ; In cases to be considered (e.g. cumulus parameterization) Determining this term is a goal of the parameterization if

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; Atmospheric Equations Motion Mass continuity Thermodynamic Or: Vapour Condensed water Equation of State (ideal gas)

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(kinetic energy) (moist static energy) Molecular dynamic and kinematic viscosity Energy Conservation (e.g., Gill, 1982, ch. 4) For airat 15C, 100hPa Kolmogorov scales (for which viscosity and dissipation are independent parameters): These are small for the atmosphere (~ 1mm,.1 m/s). Therefore it is permissible to neglect viscous terms for parameterization purposes but not to ignore effects/processes that lead to dissipation and associated heating

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Quasi-anelastic approximations for AGCM (Atmospheric GCM) parameterization Background state: -hydrostatically balanced - slowly varying (on the smaller, unresolved horizontal and temporal scales - e.g. that of quasi- balanced planetary scale circulation regime). - deviations from it are small enough to allow linearization of the equation of state (ideal gas law) to determine relationships between key thermodynamic variables: =>

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Terms involving will also be neglected compared to unity. The approximate mass continuity equation which will be used is: Using these results leads to the following: Terms in curly brackets: negligible for the parameterized scales but not for the resolved scales + other such (horizontal) terms + other … Upon using this continuity equation to develop the flux-form equations and averaging:

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Parameterization of the effects of Moist Convection in GCMs Mass flux schemes –Basic concepts and quantities –Quasi-steady Entraining/detraining plumes (Arakawa&Schubert and similar approaches) –Buoyancy sorting Raymond-Blythe, Emanuel Kain-Fritsch –Closure Conditions, Triggering Adjustment Schemes –Manabe –Betts-Miller

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1. Quasi-steady assumption: effects of averaging over a cumulus life- cycle can be represented in terms of steady-state convective elements. [Transient (cloud life-cycle) formulations: Kuo (1964, 1974); Fraedrich(1974), Betts(1975), Cho(1977), von Salzen&McFarlane (2002).] 2. Pressure perturbations and effects on momentum ignored [Some of these effects have been reintroduced in more recent work, but not necessarily in an energetically consistent manner] Traditional Assumptions for Cumulus Parameterization:

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Starting equations (neglect terms in curly and other small terms brackets and assume implicitly that the background state is slowly varying on the parameterized scales): Parameterization of Moist Convection plus similar equations for vapour, condensed water, and other scalar quantities For the traditional formulation ignore crossed-out terms

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Spatial Averages For a generic scalar variable, Large-scale average: Convective-scale average (for a singlecumulus up/downdraft) : Environment average (single convective element): Where Vertical velocity: Ensemble of cumulus clouds:

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Cumulus effects on the larger-scales Start with a general conservation equation for Plus the assumption: (i) Average over the large-scale area (assuming fixed boundaries): Mass flux (positive for updrafts): Also:“Top hat” assumption: (similar to using anelastic assumption for convective-scale motions) ; In practice (e.g. in a GCM) the prognostic variables are also implicitly time averages over convective cloud life-cycles

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(ii) Apply cumulus scale sub-average to the general conservation equation, accounting for temporally and spatially varying boundaries (Leibnitz rule): Mass continuity gives: ; the outward directed normal flow velocity (relative to the cloud boundary) Entrainment (inflow)/detrainment (outflow): Define: Top hat: ; ;

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Summary for a generic scalar, (steady and top hat in cloud drafts: neglect crossed-out terms) When both updrafts and downdrafts are present, both entraining environmental air:

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Basic cumulus updraft equations (top-hat, traditional) {Dry static energy: s=C p T+gz; Moist static energy : h=s+Lq; } mass conservation dry Static Energy moist Static Energy condensate vapour ; (virtual temperature);

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Traditional organized (e.g.plume) entrainment assumption: (draft perimeter) Entrainment/Detrainment Arakawa & Schubert (1974) (and descendants, e.g. RAS, Z-M): - is a constant for each updraft [saturated homogeneous (top-hat) entraining plumes] - detrainment is confined to a narrow region near the top of the updraft, which is located at the level of zero buoyancy (determines ) Kain & Fritsch (1990) (and descendants, e.g. Bretherton et al, 2004 ): - Rc is specified (constant or varying with height) for a given cumulus - entrainment/detrainment controlled by bouyancy sorting (i.e. the effective value of is constrained by buoyancy sorting) Episodic Entrainment and non-homogeneous mixing (Raymond&Blythe, Emanuel, Emanuel&Zivkovic-Rothman): -Not based on organized entrainment/detrainment - entrainment at a given level gives rise to an ensemble of mixtures of undiluted and environmental air which ascend/descend to levels of neutral buoyancy and detrain

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zbzb ztzt

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Determining fractional entrainment rates (e.g. when at the top of an updraft) Note that since updrafts are saturated with respect to water vapour above the LCL: This determines the updraft temperature and w.v. mixing ratio given its mse.

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Fractional entrainment rates for updraft ensembles (a) Single ensemble member detraining at z=z t Detrainment over a finite depth (b) Discrete ensemble based on a range of tops

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Buoyancy Sorting Entrainment produces mixtures of a fraction, f, of environmental air and (1-f) of cloudy (saturated cumulus updraft) air. Some of the mixtures may be positively buoyant with respect to the environment, some negegatively buoyant, some saturated with respect to water, some unsaturated 0 1 saturated (cloudy) positively buoyant

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Kain-Fritsch (1990) (see also Bretherton et al, 2003): Suppose that entrainment into a cumulus updraft in a layer of thickness z leads to mixing of M c dz of environmental air with an equal amount of cloudy air. K-F assumed that all of the negatively buoyant mixtures (f>f c ) will be rejected from the updraft immediately while positively buoyant mixtures will be incorporated into the updraft. Let P(f) be the pdf of mixing fractions. Then: This assumes that negatively buoyant air detrains back to the environment without requiring it to descend to a level of nuetral bouyancy first). Emanuel: Mixtures are all combinations of environement air and undiluted cloud-base air. Each mixture ascends(positively buoyant)/descends (negatively buoyant), typically without further mixing to a level of nuetral buoyancy where it detrains.

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Closure and Triggering Triggering: –It is frequently observed that moist convection does not occur even when there is a positive amount of CAPE. Processes which overcome convective inhibition must also occur. Closure: –The simple cloud models used in mass flux schemes do not fully determine the mass flux. Typically an additional constraint is needed to close the formulation. –The closure problem is currently still poorly constrained by theory. Both may involve stochastic processes

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Closure Schemes In Use (typically to determine the net mass flux at the base of the convective layer) Moisture convergence~ Precipitation (Kuo, 1974- for deep precipitating convection) Quasi-equilibrium [Arakawa and Schubert, 1974 and descendants (RAS, Z-M, Zhang&Mu, 2005)] Prognostic mass-flux closures (Pan & Randall, 1998;Scinocca&McFarlane, 2004) Closures based on boundary-layer forcing (Emanuel&Zivkovic- Rothman, 1998; Bretherton et al., 2004) Stochastic closures may combine one of the above with a stochastic formulation for cumulus ensemble properties (e.g. Craig&Cohen papers, Plant&Craig)

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Zonally averaged variance of latent heating for different convective closures and downdraft evaporation efficiency parameters (Scinocca & McFarlane, 2004)

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Lecture 2 Cumulus Friction and Energetics Parameterization of Boundary Layer Processes

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Cumulus friction and energetics Take the dot product of with the momentum eq. It can be shown that Total energy: (usually parameterized)

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Assume, consistent with top-hat that The dissipation heating term is intrinsically positive. Choose it as is negligible All parameterized

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From the mean equations (ignoring, for simplicity, non-cumulus contributions to prime terms): Kinetic energy: (1) (2) (3) + cumulus k.e. eq. parameterized (for top-hat profiles)

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Combine (2) +(3): The R.H.S. should be in flux form. Q R is the radiative flux divergence. Dissipational heating should be positive. Suggests :

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In summary, assuming top-hat cumulus profiles (a) (b) (c) (d) (e)

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The cumulus pgf term must be parameterized, e.g. Gregory et al, 1997 propose the following for the horizontal component associated with updrafts: For the vertical component, the pgf is often assumed to partially offset the buoyancy and enhance the drag effect of entrainment. Since Let Typical choice: (Siebesma et al, 2003)

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Parameterization of Boundary Layer Processes in AGCMs - The atmospheric boundary layer (ABL) is the region adjacent to the surface of the earth within which the exchange of momentum, heat, moisture, and other constituents between the atmosphere and the surface takes place mainly by turbulent processes. - Within a sub-layer near the surface vertical fluxes of momentum, heat, and moisture are almost independent of height. - Within the remainder of the ABL quantities that are typically conserved under adiabatic motion are found to be nearly uniform with height (‘well mixed’)(e.g. potential temperature and specific humidity for cloud-free conditions or equivalent potential temperature and total water mixing ratio in cloudy conditions). Cartoon of typical structure for a cloud-free convectively Active ABL

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Cloud-free ABL : - neglect effects of water vapour condensation - ignore (for simplicity) virtual temperature effects (i.e. water vapour is passive) Basic equations for the large (resolved) scale: (buoyancy) (1) (2) The depth of the ABL (and of turbulent regions in the free atmosphere) is typically small compared to a density scale-height (e.g. ). Therefore vertical variations in the background density are often ignored in ABL modelling.

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Potential Temperature vs Static Energy If departures from hydrostatic conditions are small: It can also be shown that Also: and

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Turbulent Kinetic Energy Equation: Therefore the R.H.S. of (2) is approximtely Usual current approach: combine a turbulent kinetic energy (tke) equation with an eddy diffusivity formulation. Get a tke equation by forming an equation for and averaging. Approximate tke ( ) equation: (e.g. Stull, 1988) Eddy diffusion approximation for second moments:

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Diffusivities: Traditional approach Dissipation: Physical and dimensional considerations suggest Specifying the lengths and coefficients is a closure issue. Large literature on this topic. Several hypotheses have been explored in recent work (e.g. Sanchez&Cuxart, 2004, Lenderink&Holtslag, 2004, and references therein)

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Matching to the surface layer: Monin - Obukhov similarity requires that: where Boundary conditions and constraints k : von Karmen constant, Pr : turbulent Prandtl number, U L, L : wind speed, potential temperature at reference level ( ) roughness heights (where surface values apply). (Monin-Obukov length)

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Bulk exchange formulae (resulting from fits to non-linear solutions): (Bulk Richardson Number) The functions are derived from field campaign observations (e.g. Dyer, 1974). Moisture and other tracers treated similarly.

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Limitation: -Dependence of vertical fluxes on local mean gradients does not account for heat transfer in the convectively active ABL where mean gradients are small (slightly stable) but upward heat flux is positive. -Requires introduction of non-local effects. For a scalar quantity, : Approaches: (a)Introduce prognostic equations for second moments with associated closure Assumptions to derive the nonlocal effects (e.g. Deardorf, 1966, Mellor& Yamada, 1974, Cuijpers & Holtslag, 1993, Abdella & McFarlane, 1997, Gryanik&Hartmann, 2002, ….). Simplest formulations give:

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(b) Represent non-local transfer effects as being associated with plume-like Eddies (e.g. Siebesma et al, 2007) (From Siebesma et al)

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