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1 Workplace Bullying A workshop for the Association of Teachers & Lecturers Justin Patten Solicitor 22nd April 2006.

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Presentation on theme: "1 Workplace Bullying A workshop for the Association of Teachers & Lecturers Justin Patten Solicitor 22nd April 2006."— Presentation transcript:

1 1 Workplace Bullying A workshop for the Association of Teachers & Lecturers Justin Patten Solicitor 22nd April 2006

2 2 Outline of workshop The financial & moral case for tackling workplace bullying What is workplace bullying & how it manifests? What are the key legal issues? What is the key relevance for teachers? What practical steps can you take for eradicating bullying?

3 3 Why are people so important to an organisation now? The shift from a manufacturing economy to an information economy with the rapidly growing need for knowledge workers with advanced verbal, mathematical, and social skills The continuing and escalating explosion of new knowledge, new technology and new products which keeps raising the requirements of economic adaptiveness The importance of hard assets - machines, factories, and capital - declined relative to the importance of intangible assets such as brands, intellectual capital and talent

4 4 The rise of intellectual capital- The change in equity valuations over time

5 5 How does rise in intellectual capital impact all organisations? Greater importance of intellectual property Increased skills of staff such as IT Increased relationship skills with emphasis on client care

6 6 Andrew Mayo - “The Human Value of the Enterprise” “Although it is fashionable to distinguish between “old” and “new” economies, the fact is that practically every organisation in the developed world has seen a growth in the importance of services, and in the competitive advantage of knowledge in all its forms. Managing “talent” and managing “knowledge” have become the imperatives of the new millennium for all organisations.”

7 7 How extensive is bullying within the workplace? According to the expert, Peter Randall one in four employees have been the victim of harassment, threats or physical attacks throughout the industrialised world According to UMIST the effects of workplace bullying are estimated to be responsible for between one third and half of all stress related claims According to a survey conducted by Personnel Today/Andrea Adams Trust conducted in 1999- 93.1% of all personnel practitioners say that bullying is occurring in their own organisation

8 8 How relevant is bullying within the teaching profession? According to the expert, Tim Field, professions requiring more empathic staff are more likely to encounter bullying problems because these staff are more likely to be targeted. In particular, nursing and teaching are susceptible £20,000 payout made to pupil, Sophie Amor aged 23 Union helped secure £200,000 for bullied deputy head teacher from governors Teacher receives £86,000 after being bullied by headmistress

9 9 The impact on an individual of being bullied Decline in motivation reduces productivity Time off work due to sickness Post Traumatic Stress & Social Anxiety Disorder Individuals give up jobs, career or even worse Impact spills over to victim’s family & friends

10 10 Observations of the Andrea Adams Trust "Bullying at work is the precursor of alarming and unimagined misery for its recipients and is synamous with tragic consequences. There are documented cases of major physical impairments of health and many more cases involving nervous breakdown, psychological distress and personality change, besides the intolerable pressure of acute financial repercussions and the total fracturing of careers. It has a devastating effect on the bullied persons family. Divorce is common, and a loss of marital affection and diminished attention to one's children have been reported."

11 11 What is workplace bullying? Bullying has been defined as aggressive behaviour arising from the deliberate intent to cause physical or psychological distress to others. This contrasts to tough management where there is an absence of intent to cause distress and the focus, however clumsy, is on achieving some form of target Aggressive behaviour - characteristic of an imbalance of power

12 12 How can bullying manifest? spreading malicious rumours, or insulting someone ridiculing them overbearing supervision deliberately undermining a competent worker by overloading or constant criticism blocking promotion prospects refusing requests for leave with no reason refusal to delegate because the bully does not trust anyone but him/herself

13 13 How can assertiveness & aggressive be distinguished? Assertiveness is behaviour directed towards reaching some desired goal in spite of obstacles in the environment or the opposition of others Aggressive behaviour emanates from hostile attitudes and its primary purpose is to attack other individuals or exert power over them. The rights of others are disregarded and/or violated

14 14 The subtlety of workplace bullying A manager may not promote a very able subordinate, because of a fear that they prove to be more competent and ultimately take over the job A manager may alter objectives knowing that the new ones cannot be achieved. Once there is evidence that the person has failed to meet the requirements of his or her job, the prefect excuse to bring about dismissal becomes available A manager may take a series of steps against a work colleague that she dislikes because of that person’s age. She may make a point of being critical, putting down the other worker in public, clock watching, refusing to give the leave days that the individual wanted

15 15 The quest to determine responsibility Has there been bullying and if so, to what extent? Does the organisation predispose bullying? The victim- innocent target or malingerer?

16 16 The bully Peter Randall “bullies are created and are not born” Roots of adult bullying are firmly established in childhood Poor parental behaviour helps to create a pattern of childhood aggression Absence of social skills The psychological profile

17 17 Why do people bully? Analogy with childhood but workplace bullying is more sophisticated Working too slowly Spineless Popular, success, good looks Frustrated with own career

18 18 Questions to ask a bully Why do you single out this individual? What do they represent to you? What do you feel about them? How do you want to make them feel? Is there any part of them that you identify in yourself?

19 19 Does the organisation predispose bullying? A Finnish survey conducted in 1996 highlighted that poor authoritarian dispute resolution, poor information transfer, lack of participation in discussions could lead to a bullying environment Some jobs may be more disposed to encourage a bullying style such as sales work or security. Reports are competitive work environments tend to be associated with workplace bullying

20 20 Factors that do give rise to whether the organisation predisposes bullying Do management genuinely respect its staff? Are individual staff members passive when they witness instances of bullying? Is the organisation successful at what it does? What is the role of stakeholders(pupils, parents and governors)?

21 21 What other variables may be relevant? According to the Association of Insurance and Risk Managers, stress is likely to become the “most dangerous emerging risk to business in the early part of the 21st century” There are around 5 million employees who believe that they were exposed to workplace stress, with 1 in five describing their work as “very” or “extremely” stressful

22 22 The victim – innocent target or malingerer Peter Randall : “It is paradoxical that many of the adult victims of bullying who present themselves to me and my colleagues for counselling keep saying “I don’t understand how this can be happening to me.” Yet for the most part, they do have this understanding because the behaviour has been happening to them for years and goes back to their childhood…Most of the clients who seek counselling are the unhappy products of dysfunctional parental systems. Some have been overindulged, overprotected and kept socially naïve by the kind of loving that reinforces dependent rather than independent behaviour.”

23 23 The victim Less knowledge about victim status as bully considered higher risk Childhood issues not resolved Many victims a history of mental health problems which are exacerbated rather than caused by bullying Can be a particular relationship with bully

24 24 Childhood features of victim "smother love" or a rejecting parental style can play a role within someone becoming a victim of bullying later in their lives adapting to a parental environment which is punishing can involve developing a placatory disposition where protecting oneself from attack or disapproval becomes a central motivation The ability of a victim to fight back is often linked with self esteem formulated in childhood

25 25 Irony is there is similarity between bully & victim Both have unresolved childhood issues Neil Crawford: “The real victim is the individual stuck in the role of bully or victim. Both are in fact victims – of the inner conflicts which determine their psychological fate and imprison them.”

26 26 The organisation – Andrea Adams "It is vital to understand that bullying is a symptom. It is a manifestation of conflicts within an individual, or within an organisation, but dealing with it head on, as if it were the whole problem, will fail to get at the roots"

27 27 Jim Collins author of book “Good to Great” His book "Good to Great" is a bestseller in both United States and the United Kingdom By analysing data from the US stock exchange over a 30-year period, Collins initially identified 1,435 companies that appeared in the Fortune 500 over the 1965 to 1995 period and whittled the list down to 11 companies who made the tough criteria that he set The selected companies that made the final cut into the study obtained an average cumulative stock market return of 6.9 times the general market in the 15 years following the transition point when they experienced at least 15 years of unexceptional stock market growth

28 28 Jim Collins – “Good To Great” There is Duality Of Leadership - Every leader of the good to great companies was a study in duality. They were modest and wilful, humble and fearless Rigorous but Not Ruthless - The companies rarely used head- count lopping tactics as a tactic and almost never used it as a primary strategy. 6 out of the 11 good to great companies recorded zero layoffs from the 10 years before the breakthrough date and 4 of the others only recorded one or two lay-offs Importance of Character Traits in Recruitment -The good to great companies placed greater weight on character attributes than specific educational background, practical skills, specialised knowledge or work experience

29 29 Direct solutions to solving workplace bullying Training managers and supervisors Awareness raising as a means of prevention Seeking and using employee suggestions Conflict resolution Clear manuals as a means of resolving harassment issues Employee Assistance Programmes Recognition of cultural factors which underpin workplace bullying

30 30 The approach to investigating workplace bullying Employees should be made aware that harassment of all types is unacceptable and will lead to disciplinary action Clear investigatory and disciplinary procedures applied consistently Investigators should consider mitigating factors – focus on victim’s behaviour

31 31 The legal issues The employment laws setting Grievance procedure Constructive dismissal Disciplinary procedure The right to claim unfair dismissal Health and safety obligations Various general law

32 32 Grievance procedure Any worker may have concerns or complaints about their work, employment terms, working conditions or relationships with colleagues that they want to discuss or bring to your attention. They will want you to address and, if possible, resolve these grievances Since October 2004, all employers must provide their employees with a written grievance procedure complying with the statutory standard grievance procedure below. Failure will result in an extra award of four weeks' pay to an employee who succeeds in an employment tribunal claim against the firm

33 33 Standard grievance procedure Employee gives written statement of grievance - the employee must explain the grievance in a written statement Meeting is held and employer informs employee of the outcome -Inform the employee of any decision made and notify them of their right to appeal Appeal if necessary - if the employee wishes to appeal against the disciplinary action that has been decided, you must invite the employee to a further meeting

34 34 Modified grievance procedure There are two steps within the modified grievance procedure- Applies if the employee no longer works for the employer and it has been agreed in writing that it will apply There are two steps within the modified grievance procedure Written statement of grievance - the employee must put their grievance in a written statement and send a copy to the employer Employer gives written response - it must write back to the employee giving the response to the points they have raised

35 35 Constructive dismissal It is a legal phrase which means someone has resigned because of the employer’s breach of contract You are entitled to claim “constructive dismissal” when the employer is in repudiatory breach of contract Not easy to prove Resignation must be prompt

36 36 Disciplinary rules Standard disciplinary and dismissals procedure has 3 stages: Put the complaint in writing and set up a meeting, giving the employee sufficient time to prepare Employees have the right to be accompanied at that meeting Hold the meeting with the employee and, if relevant, their colleague. Inform the employee of any decision made after the meeting and notify them of their right to appeal The employee has a right to appeal against the disciplinary action that has been decided

37 37 Modified dismissals procedure Can apply with gross misconduct Written statement - the employer must give the employee a written statement setting out the conduct that has resulted in the dismissal and informing the employee of the right to appeal against the decision to dismiss Appeal meeting - if the employee wishes to appeal they must inform the person named in the procedure. A meeting must be held -the employer must inform the employee of his decision following the meeting

38 38 Consequences of failure Any dismissal (assuming the employee has worked for more than one year’s continuous employment) will be automatically unfair Any compensation the employee recovers will be uplifted by between 10 to 50%.

39 39 The right to claim for unfair dismissal In order to claim for unfair dismissal, an employee must have worked for an organisation for at least 1 year An employee needs to have worked for a continuous period of more than 1 year before he or she obtains the right to make a claim for unfair dismissal Are there any exceptions to 1 year rule ?

40 40 Exemptions to 1 year rule Trade Union activities Employee's pregnancy and maternity rights. Dismissal of a “whistle-blower” observing health & safety rules Dismissal of a worker elected as a representative for collective redundancy or transfer consultation purposes Consider non-Tribunal claims – statutory cap

41 41 Employed or self employed Why does it matter? Only “employees” have unfair dismissal protection and a right to a redundancy payment Requirement of employers to insure Tax liabilities Tax position is no panacea Approach “paint a picture”

42 42 Health and safety at work Employers do have a duty to ensure so far as is reasonably practicable, the health, safety and welfare of employees Carry out risk assessments Duty to self-employed workers? Insurance position should be clarified

43 43 Health and Safety Executive Management Standards Do not replace the law but provide a framework Developed in conjunctions with trade unions, employers, HR specialists Designed to simplify risk assessment

44 44 Management Standards – What areas do they cover? Demands Control Support Relationship Role Change

45 45 Some key legal considerations for all cases Is the risk of psychiatric harm to the employee foreseeable? What steps can the employer take to reasonably help the employee? Has the employee given any previous warnings about the level of work or health? Is there a grievance procedure that can be used?

46 46 General legal observations In negligence, every employer owes a duty to take reasonable care for the health and safety of his employees An employer may be personally liable for the bullying of an employee either on the basis that he ought to have been aware of the offending employee's propensity to act in that way Employer may be vicariously liable for acts by its employees, including criminal acts, where the employer gave an opportunity for the employee to commit those acts

47 47 Some practical tips to minimise legal risk Risk assessment analysis Stress & bullying policies Access to counselling Grievance forums Monitoring e.g someone who has been sick Adjustments to work – consider reducing workload if employee stressed

48 48 The problems of litigation – An opportunity for trade unions? 90% cases settle Litigation – unpredictable & costly Is final – no 2 nd bite at the cherry Litigation is also limited in that it can be restrictive in solutions offered Litigation costs spiral due to creation of documents Mediation is now being supported by the Courts

49 49 What is mediation? Parties select an independent 3 rd party a neutral party to act as a go – between to guide the parties to an acceptable solution Role of the mediator is an honest broker and not a judge Mediator does not have power to impose a solution Each party has power to walk away Without prejudice

50 50 What practical steps can you take to introduce mediation? Contracts of employment and with 3 rd parties can have a mediation clause within it You can advise staff/contacts to take this step You can request lawyers to take this step should legal action have commenced Such a process can be flagged up in dealings with parents regarding disputes

51 51 What is the specific law supporting mediation? Within civil context, CPR now gives specific support to mediation Within employment law, there is generally no costs provision – Still can be desirable

52 52 How does mediation work? Call the parties all together in one room Allow them to set out the position as they see it Thereafter mediator splits and will meet each party It is confidential and without prejudice

53 53 Dynamics of bullying Victim’s perspective will mean that he or she will be resistant to any form of contact with perpetrator – Assurance is critical Law leans against victims and could provide additional incentive to use mediation The possibility of psychological damage may contradict need to settle – Within this context great deal of consideration of need to settle

54 54 Questions


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