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STA Annual Conference 2007 The STA Securities Transfer Association, Inc. October 24, 2007.

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Presentation on theme: "STA Annual Conference 2007 The STA Securities Transfer Association, Inc. October 24, 2007."— Presentation transcript:

1 STA Annual Conference 2007 The STA Securities Transfer Association, Inc. October 24, 2007

2 The STA Securities Transfer Association, Inc. Registered Conference Attendees

3 The STA Securities Transfer Association, Inc. New Members: November 2006-October 2007 AHM Business Solutions Inc. Columbia Stock Transfer Co. Florida Atlantic Stock Transfer Inc. Halladay Stock Transfer The Southern Company The Walt Disney Company Capital Stock Transfer Action Stock Transfer Corp. The Haverford Group Simmons First Trust Company Spectra Energy Corp.

4 The STA Securities Transfer Association, Inc. New Members: November 2006-October 2007 continued Standard Register & Transfer Inc. Atlas Stock Transfer Franklin Templeton Investor Services Kelley Drye & Warren LLP The Northern Trust Co. Schiff Hardin LLP Shenandoah Telecommunications Company Janney Montgomery Scott LLC Signature Stock Transfer, Inc. Logan Law Firm PLC

5 The STA Securities Transfer Association, Inc. Important Notices from 2007 Comment Letter on DTC Rule Filing Comment Letter on Basis Reporting Business Continuity Guidelines E-Proxy Rules and Proposals FIRST Global Program Announcement New Unclaimed Property Reporting Instructions from California SIFMA Letter Urging Certificates not be Issued

6 The STA Securities Transfer Association, Inc. Website Usage

7 The STA Securities Transfer Association, Inc. New Website Features Faster Navigation STA Committee Meeting Notes & Minutes Ability to Post Resumes Site Map Presentations from Quarterly Meetings (coming next year)

8 The STA Securities Transfer Association, Inc. STA Newsletter DRS Guidelines Committee Interviews with Directors News about Proxy Voting and E-Proxy Updates on changes to Unclaimed Property reporting in California Business Continuity Guidelines

9 The STA Securities Transfer Association, Inc. Training Seminars 1140 participants 65 presentations in the U S and Canada Feedback is Excellent

10 The STA Securities Transfer Association, Inc. Today’s Program President’s Remarks Keynote Speaker: Mike Hourigan Tom Bogle on AML STA Proxy Committee Update STA Processing Committee Update Golf or free time

11 STA Annual Conference 2007 The STA Securities Transfer Association, Inc. October 24-26, 2007


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