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Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. PARTICIPANT LEVEL MODELS 2007 ACSDA Leadership Forum.

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Presentation on theme: "Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. PARTICIPANT LEVEL MODELS 2007 ACSDA Leadership Forum."— Presentation transcript:

1 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. PARTICIPANT LEVEL MODELS 2007 ACSDA Leadership Forum Leonid Borgmann, Manager International Division S.D. INDEVAL

2 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. Agenda Overview International Division Depository Services Account Types and Functions Safekeeping Models Safekeeping Account Structure Participant Level Multi-tier Model Two-tier Model Indeval as MX CSD

3 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. Indeval as MX CSD

4 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. Overview International Division  133 Ordinary Shares (129 US, 2 BME, 1 MSE, 1 LUX)  88 ETF´s (82 US, 5 LSE, 1 TSX)  93 ADR´s (Europe, Asia & Australia, Brazil, Venezuela)  379 Corporate Bonds (US, EU)  89 Government Bonds (US, Mexico, France, Germany, Brazil, Venezuela)  103 Europesos  84 Other (Warrants, MBS, CP, CMB, Structured Notes)

5 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. Overview International Division 846.41% 883.60% 34.78% 12.51%

6 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. Depository Services  Tax Services –No Tax Withholding for the domestic market –BO Breakdown for Foreign Securities (DTT) –Tax reclaim service  Corporate Actions –Interest/Redemption and Dividend (Cash/Shares) –Split/Reverse Split –Spin Off –Exchange Offers  Safekeeping

7 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. Safekeeping  Physical Securities –Domestic Securities –High Trading Volumes  Immobilised/Dematerialised Securities –CSD –Book-Entry as transfer/creation of rights –MX Treasuries –Foreign Securities  Multi-tiered Intermediation –Cross-Border Settlements –Global Custodian Chain –Time Zone Problem –Operational Risk

8 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. Safekeeping Models  Two-tier Model CSD P1P1 P2P2 I1I1 I2I2

9 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. Safekeeping Models  Multi-tier Model CSD P1P1 P n-1 PnPn I1I1 I2I2... I n-1 InIn

10 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. Safekeeping Models  Account Structure Participant Level PARTICIPANT OWNTHIRD PARTY MAINADDITIONALCOLLATERALADDITIONALCOLLATERALMAINFOREIGN I.

11 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. Safekeeping Models  Account Types and Functions –Main Account Omnibus Third-Parties/Own Settlement Account –Additional Accounts Institutional Investors (Trusts, Investment Funds, Pension Funds) Security Lending Foreign Investors ADR/ADN Creation/Cancellation –Collateral Accounts Securities Lending Repurchase Agreements (Repo) Margin Account

12 Leonid Borgmann Manager International Division Participant Level Models S.D. Indeval, S.A. de C.V. 2007 ACSDA Leadership Forum S.D. INDEVAL S.A. de C.V. Mexican Central Securities Depository lborgmann@indeval.com.mx New York, October - 2007


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