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Impossibility of Distributed Consensus with One Faulty Process Michael J. Fischer Nancy A. Lynch Michael S. Paterson.

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Presentation on theme: "Impossibility of Distributed Consensus with One Faulty Process Michael J. Fischer Nancy A. Lynch Michael S. Paterson."— Presentation transcript:

1 Impossibility of Distributed Consensus with One Faulty Process Michael J. Fischer Nancy A. Lynch Michael S. Paterson

2 Introduction Problem –Reach agreement among remote processes –Example: transaction commit problem Easy if the participating processes and network are completely reliable Real systems are subject to possible faults –Process Crash –Unreliable Communication –Byzantine failure

3 Result No completely asynchronous consensus protocol can tolerate even a single unannounced process death

4 Assumption Don’t consider Byzantine failure Reliable message system: – messages are delivered correctly and exactly once Asynchronous: –No assumption the relative speeds of processes or the delay time in delivering a message –No synchronized clock Algorithms based on time-out can’t be used –No ability to detect the death of a process

5 The weak consensus problem Initial state: 0 or 1 Decision state: –Nonfaulty process decides on a value in {0, 1} Requirement: –All nonfaulty processes that make a decision must choose the same value. –Some processes eventually make a decision(for proof) Trivial solution is ruled out

6 System model Processes are modeled as automata and communicate by messages One atomic step –receive a message, perform local computation, send arbitrary but finite messages Atomic broadcast –send a message to all other processes in one step –all nonfaulty processes or none will receive it

7 Consensus Protocols A consensus protocol P is an asynchronous system of N processes Each process p has a one-bit input register x p, an output register y p, with values in {b, 0, 1} Internal state: –input/output register, pc, internal storage Initial state: –all fixed starting values except the input register –output register starts with b

8 Decision state –output register has the value 0 or 1 –Once a decision is made, the value can’t be changed p acts deterministically according to a transition function Processes communicate by messages Message system –send(p, m) –receive(p) –nondeterministically

9 A configuration consists of –All internal state of each process, the contents of message buffer A step is a transition of one configuration C to another e(C), including 2 phases: –First, receive(p) to get a message m –Based on p’s internal state and m, p enters a new internal state and sends finite messages to other e = (p, m) is called an event and said e can be applied to C

10 Schedule, run, reachable and accessible A schedule from C –a finite or infinite sequence σ of events that can be applied, in turn, starting from C –The associated sequence of steps is called a run –σ(C) denotes the reulting configuration and is said to be reachable from C An accessible configuration C –If C is reachable from some initial configuration

11 Lemma 1 Suppose that from some configuration C, the schedules σ 1 and σ 2 lead to configuration C 1,C 2, respectively. If the sets of Processes taking steps in σ 1 and σ 2 respectively, are disjoint, then σ 2 can be applied to C 1 and σ 1 can be applied to C 2, and both lead to the same configuration.


13 Decision value, partially correct, nonfaulty A configuration C has decision value v if some process p is in a decision state with y p =v. P is partially correct if –No accessible configuration has more than one decision value –For each v {0, 1}, some accessible configuration has decision value v. A process is nonfaulty –If it takes infinitely many steps

14 Admissible and deciding run, totally correct Admissible run –At most one process is faulty and all messages sent to nonfaulty processes are eventually received Deciding run –Some process reaches a decision state A consensus protocol P is totally correct in spite of one fault if it is partially correct and every admissible run is a deciding run

15 Theorem 1 No consensus protocol is totally correct in spite of one fault.

16 Bivalent, 0-valent/1-valent Let C be a configuration, V the set of decision values of configurations reachable from C. C is bivalent if |V| = 2. C is univalent if |V| = 1. 0-valent or 1-valent according to the corresponding decision value.

17 Lemma 2 P has a bivalent initial configuration

18 Lemma 3 Let C be a bivalent configuration of P, and let e = (p, m) be an event that is applicable to C. Let C be the set of configurations reachable from C without applying e, and let D = e( C ) ={e(E) | E  C and e is applicable to E}. Then, D contains a bivalent configuration.



21 Theorem 2 There is a partially correct consensus protocol in which all nonfaulty processes always reach a decision, provided no processes die during its execution and a strict majority of the processes are alive initially

22 Conclusion The problem of fault-tolerant cooperative computing cannot be solved in a totally asynchronous model of computation.. To solve this problem in practice, more refined models of distributed computing is needed

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