1. What We Know About Teacher and Administrator Networks: Replicated Findings and Recent Extensions Kenneth A. Frank Michigan State University Min Sun University of Washington Yun-jia Lo University of Michigan Beijing Normal August 2014

2. See: Frank, K. A. 1998. "The Social Context of Schooling: Quantitative Methods". Review of Research in Education 23, chapter 5: 171- 216.Frank, K. A. 1998. "The Social Context of Schooling: Quantitative Methods". Review of Research in Education 23, chapter 5: 171- 216. Social Network Theory and Educational Change. Cambridge: Harvard University Press. The Emergence of Analysis of Teacher Networks 19601970198019902000----------2004---------2008--------2012---- Education: mostly students Coleman Organizational theory and collaborations Hallinan, Epstein Friedkin, Slater; Frank, Bidwell, Yasumoto Festinger; Krackhardt; Van-de Ven; Granovetter; Burt; Uzzi; Reagans and Zuckerman; Cross; Padgett, Contractor Add Health: Moody, Bearman, Stovel, Muller, Frank Penuel, Spillane, Daly, Moolenaar, Coburn, Sun, Youngs, Garrison, Zhao, Supovitz, Cole, Yoon, Jackson, Finnigan, Maroulis, McFarland Resnick, Bryk, Gamoran, Raudenbush, Porter

3. Work “Around” Networks Relationship to climate and culture of schools – Fuller & Izu; Rosenholtz, Simpson, Bidwell, Dreeben, McLaughlin & Talbert, Hannaway Relationship to leadership, implementation of leadership. Induction of junior teachers (not the full network)

4. Why are Teacher Networks Important? Networks Contribute to Complex Production Networks a good source of local knowledge – Necessary to adapt educational practices to local context (Kennedy, 2002, calls craft knowledge) – More efficient than individual experimentation Networks enable local coordination – Teachers conform to norms of network members Allows for coordinated practices (even if coerced Local knowledge (if made explicit) can be shared with others to improve school (Frank et al., 2011) Implication: networks less important for practices that do not have to be locally adapted or coordinated – E.g., scripted curricula; set protocols

5. The Workforce: School Teachers

6. Teaching as Complex Production Thompson;Woodward; Bidwell Curriculum Student Composition pedagogy Coordination Previous Training Assessments True in China?

7. Why do Networks Matter from the Individual Perspective: Teachers seek to fit into their schools and be effective (Frank, Kim, & Belman, 2010). – Lortie: teachers seek to be effective: need local knowledge to do so – Teachers need to fit into their local contexts: conform to local norms – Teachers impose norms on others to create conditions that support their practices: E.g., 3 rd grade teacher requests that the 2 nd grade teachers teach more phonics so 3 rd graders do better on tests, and can read to learn.

8. Perceptions of Efficacy Utility Teacher behaviorsStudent outcomes Other’s expectations Phonics Whole language Curriculum assessment Teacher Utility f(personal efficacy, fitting into social organization of school) True in China?

9. Starting to Learn about How Teachers Influence each other Typically, small to moderate effects: – 20%-40% as important as prior behavior (Frank et al., 2004; Sun et al, 2012; Frank & Penuel, 2012) Speed of diffusion/influence varies – Slow: trust, sense of efficacy – Medium: practices related to specific reforms – Fast: use of technology, specific new tools Depends on – Resources allocated – Common language for interaction Need experimentation, training – Shared contexts – Current state of practice and knowledge (e.g., Sun, M., Penuel, W., Frank, K.A., and Gallagher, A. 2013; Penuel et al., 2012; Coburn et al. 2012; Frank et al. 2011) – Quality of interactions (Coburn & Russell 2008; Coburn et al., 2012) – Perceived legitimacy of innovation – Roles and types of knowledge (e.g, Sun et al, 2013)

10. Starting to Learn about How Teachers Choose with Whom to Interact Grade level and subject – Zhao and Frank; Spillane et al 2012 – Spillane Kim and Frank, Garrison Formal positions – Sun et al – Leaders can broker (Spillane and Kim, 2012; Penuel, Riel et al., 2009)) – Formal leaders (not administrators) can be central: Spillane et al., 2012; 2010 Larsen, Berebitsky et al (unpublished, to submit to AJE) Opportunities to interact, such as co-participation in professional development – Murphy et al (in progress). Spillane, Kim and Frank, (2012) Perceived value/legitimacy – Garrison, Frank et al., 2008, Coburn & Russell, 2008; Anagnostopoulos, et al., 2009 Perceived expertise – Coburn, Choi & Mata 2010; Frank & Zhao 2005; Penuel et al. 2009). – Math networks sparser in elementary schools (Hayton & Spillane (2008) – Relationship to organization (quasi-tie) can override dyadic relationships: Frank (2009)

11. By-products Effects of network on – Commitment to teaching: Jones, N., Youngs, P., and Frank, K.A.,.. – Distributed leadership: Spillane, Halverson & Diamond, 2001; Spillane & Kim, 2012; Supovitz, Sirinides & May, 2010 – Achievement? Moolenaar, Sleegers and Daly (2012). Use of networks to – Select classroom composition (Kim, Frank and Spillane, not published) – Gauge indirect (spillover) effect (Sun, Penuel, Frank, et al., 2013)

12. Networks within the Organization that Sits in a Larger Institutional Context NCLB accentuates existing factions as teachers conform to group norms (Frank, Penuel et al; 2012; Penuel. Sun et al., 2012) Teachers who became Board Certified provided more help to others (Frank, Sykes et al, 2008) Teachers choose to interact with those with higher value-added (Wilhelm et al AERA, 2014) District leaders’ interactions shaped by accountability pressures

13. Sanctions Resources (Programs, PD) Institutional Environment School (microfoundations) NCLB Pressures: Varying Initial Practices and Subgroups

14. Normative Pressure Pressure result from having a collegial tie (direct effect) with someone or from being part of the same subgroup (indirect effect) Individual teachers may be particularly responsive to pressure from subgroup members to the extent that: –They share a common context for teaching (Smylie, 1989; Kennedy, 2005) –High levels of trust exist among subgroup members(see Ingersoll, 2003)

15. NCLB Pressures Sanctions Resources (Programs, PD) Institutional Environment School TIME 1

16. NCLB Pressures Sanctions Resources (Programs, PD) Institutional Environment School TIME 2

17. Contribution to Research SNA provides a new set of tools for researchers to – Investigate the role of teacher and administrator networks in educational reform and school improvement. – Raise questions beyond conventional approaches – Specify and test hypothesis derived from behavioral theories from economics, sociology, and psychological with regard to individual choice, decision making, and actions

18. Guide for practice Organize for the successful implementation of ambitious educational reform – Sun et al. 2014; MIST project Design effective programs for supporting teachers and administrators (e.g, professional development) to – Leverage networks – Consider impact on networks Penuel et al. 2012 and Cole & Weinbaum 2010; Frank et al., 2011. Consider network dynamics in governance of schools: – Frank, K.A. 2011. “Constitution for Effective School Governance.” Commentary in Teacher’s College Record.

19. New Project: How Beginning Elementary Teachers' Social Networks Affect Ambitious Math Instruction in the Current Evaluation Climate Background: The Common Core mathematics standards call for U.S. elementary teachers to plan and enact ambitious mathematics instruction to help all students acquire procedural fluency and develop conceptual understanding. At the same time, classroom observation instruments and teacher value-added models (VAMs) are being used to evaluate teachers’ ability to plan and enact mathematics instruction as well as the effects of instruction on achievement. Critically, these two sets of institutional forces potentially conflict with one another. Major Questions. How will beginning elementary school teachers respond to increased and potentially conflicting expectations associated with the Common Core mathematics standards and current teacher evaluation demands? How is a beginning teacher’s planning of ambitious mathematics instruction affected by the knowledge of members of her school-based social network? How is a beginning teacher’s enactment of ambitious mathematics instruction affected by the knowledge of members of her school-based social network? How is a beginning teacher’s planning of ambitious mathematics instruction affected by norms regarding mathematics instruction in her school-based social network? How is a beginning teacher’s enactment of ambitious mathematics instruction affected by norms regarding mathematics instruction in her school-based social network?

20. Theoretical Processes

21. From Planning to Enacting EnactPlan Set appropriate learning goals Develop and/or modify tasks at appropriate levels of cognitive demand Anticipate students’ thinking Engage in instructional dialogue with students Focus dialogue on intended mathematical goals Correctly interpret students’ thinking

22. Example Lesson Plan Aligned with Common Core Curriculum, but teacher centered and not ambitious. Focus on skills may be for the test

24. Model to Estimate Uses IQA, MKT, MQI, just like MIST China

25. Infrastructure of Project Funded by WT Grant & National Science Foundation with some support from Michigan State PIs: Ken Frank, Peter Youngs, Kristen Bieda, Serena Salloum 5 years Currently employing 9 students & post-docs, will hire more in a year or two. Interested students should let me know.

26. Contact Info Ken Frank Professor Measurement and Quantitative Methods Counseling, Educational Psychology and Special Education And Professor of Fisheries and Wildlife Room 462 Erickson Hall Michigan State University East Lansing, MI 48824-1034 phone: 517-355-9567 fax: 517- 353-6393 kenfrank@msu.edukenfrank@msu.edu https://www.msu.edu/user/k/e/kenfrank/web/index.htm

27. references The Social Organization of the School Jones, N., Youngs, P., and Frank, K.A., (conditionally accepted). “The Role of School-Based Colleagues in Shaping the Commitment of Novice Special and General Education Teachers.” Journal of Exceptional Children. Pogodzinski, B., Youngs, P., Frank, K.A., Belman, D. 2012. "Administrative Climate and Novices' Intent to Remain Teaching."Elementary School Journal, Vol. 113 (2): pp. 252-275. Spillane, J., Kim, Chong Min, Frank, K.A. 2012. “Instructional Advice and Information Providing and Receiving Behavior in Elementary Schools: Exploring Tie Formation as a Building Block in Social Capital Development.” Spillane, J., Kim, Chong Min, Frank, K.A. 2012. “Instructional Advice and Information Providing and Receiving Behavior in Elementary Schools: Exploring Tie Formation as a Building Block in Social Capital Development.” American Educational Research Journal. Vol 49no. 6 1112-1145 Frank, K.A., Kim, C., and Belman, D. 2010. “Utility Theory, Social Networks, and Teacher Decision Making.” Pages 223-242 in Alan J. Daly editor. Social Network Theory and Educational Change. Cambridge: Harvard University Press. Penuel, W., Riel, M., Krause, A., & Frank, K. A. 2009. Analyzing Teachers' Professional Interactions in a School as Social Capital: A Social Network Approach. Teachers College Record Vol 111 Number 1.Teachers College Record Frank, K.A. 2009 Quasi-Ties: Directing Resources to Members of a Collective American Behavioral Scientist. 52: 1613-1645 Frank, K.A. (2007).  Teacher Networks.  Pp. 390-393, Volume 2 of the American High School: An Encyclopedia" edited by Kathryn Borman, Spencer Cahill, and Bridget Cotner. Westport Connecticut: Praeger. Figures EEPA Spillover Effects of PD Social Factors and Implementation of Innovations in Organizations Sun, M., Penuel, W., Frank, K.A., and Gallagher, A. Forthcoming. “Shaping Professional Development to Promote the Diffusion of Instructional Expertise among Teachers”. Education, Evaluation and Policy Analysis. Sun, Min., Frank, K.A., Penuel, W. and Kim, Chong Min. Forthcoming. “How External Institutions Penetrate Schools through Formal and Informal Leaders”. Educational Administration Quarterly.Sun, Min., Frank, K.A., Penuel, W. and Kim, Chong Min. Forthcoming. “How External Institutions Penetrate Schools through Formal and Informal Leaders”. Educational Administration Quarterly. http://eaq.sagepub.com/content/early/2013/03/18/0013161X12468148http://eaq.sagepub.com/content/early/2013/03/18/0013161X12468148 Frank*, K.A., Penuel*, W.R., Sun, M. Kim, C., and Singleton, C. 2013. “The Organization as a Filter of Institutional Diffusion. Teacher’s College Record. *Authors listed alphabetically – equal authorship. Volume 115(1).Frank*, K.A., Penuel*, W.R., Sun, M. Kim, C., and Singleton, C. 2013. “The Organization as a Filter of Institutional Diffusion. Teacher’s College Record. *Authors listed alphabetically – equal authorship. Volume 115(1). http://www.tcrecord.org/Content.asp?ContentID=16742http://www.tcrecord.org/Content.asp?ContentID=16742 Penuel, W.R., Sun, M., Frank, K.A., & Gallagher, H.A. 2012. Using social network analysis to study how collegial interactions can augment teacher learning from external professional development.Penuel, W.R., Sun, M., Frank, K.A., & Gallagher, H.A. 2012. Using social network analysis to study how collegial interactions can augment teacher learning from external professional development. American Journal of Education, 119(1), 103-136. Spillane, J., Kim, Chong Min, Frank, K.A. 2012. “Instructional Advice and Information Providing and Receiving Behavior in Elementary Schools: Exploring Tie Formation as a Building Block in Social Capital Development.” American Educational Research Journal. Vol 49 no. 6 1112-1145 Youngs, Peter, Frank, K.A., Thum, Y.M. and Mark Low. Forthcoming. “The Motivation of Teachers to Produce Human Capital and Conform to their Social Contexts” to be published in an edited volume, Laura Desimone and Andrew Porter editors.

28. References II Frank, K.A., Zhao, Y., Penuel, W.R., Ellefson, N.C., and Porter, S. 2011. Focus, Fiddle and Friends: Sources of Knowledge to Perform the Complex Task of Teaching. Sociology of Education, Vol 84(2): 137-156. Frank, K.A., Zhao, Y., Penuel, W.R., Ellefson, N.C., and Porter, S. 2011. Focus, Fiddle and Friends: Sources of Knowledge to Perform the Complex Task of Teaching. Sociology of Education, Vol 84(2): 137-156. Penuel, W. R., Frank, K.A., Sun, M., and Kim, C. 2011. Teachers’ Social capital and the Implementation of Schoolwide Reforms. Forthcoming. Chapter 9 in Sean Kelly, Editor. Understanding Teacher Effects. New York: Teachers’ College Press. Youngs, P., Frank, K.A., and Pogodzinski, B. 2011. The Role of Mentors and Colleagues in Beginning Elementary and Middle School Teachers’ Language Arts Instruction. Chapter 8 in Sean Kelly, Editor. Understanding Teacher Effects. New York: Teachers’ College Press. Penuel, W.R., Frank, K.A., and Krause, A. 2010. Between Leaders and Teachers: Using Social Network Analysis to Examine the Effects of Distributed Leadership. Pages 159-178 in Alan J. Daly editor. Social Network Theory and Educational Change. Cambridge: Harvard University Press. Penuel, W. R., Riel, M., Joshi, A., & Frank, K. A. 2010. The alignment of the informal and formal supports for school reform: Implications for improving teaching in schools. Educational Administration Quarterly, 46(1), 57-95.Educational Administration Quarterly Penuel, W., Riel, M., Krause, A., & Frank, K. A. 2009. Analyzing Teachers' Professional Interactions in a School as Social Capital: A Social Network Approach. Teachers College Record Vol 111 Number 1. Penuel, W., Riel, M., Krause, A., & Frank, K. A. 2009. Analyzing Teachers' Professional Interactions in a School as Social Capital: A Social Network Approach. Teachers College Record Vol 111 Number 1. Zhao, Y., Lei, J., & Frank. K. 2005. 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"An Ecological Analysis of Factors Affecting Technology Use in Schools." American Educational Research Journal, 40(4): 807-840. National Board Certified Teachers Cannata, M. McCrory, R. Sykes, G. Anagnostopoulos, D., Frank, K.A. 2010. Exploring the Influence of National Board Certified Teachers in Their Schools and Beyond. Educational Administration Quarterly 46(4) 463–490. Cannata, M. McCrory, R. Sykes, G. Anagnostopoulos, D., Frank, K.A. 2010. Exploring the Influence of National Board Certified Teachers in Their Schools and Beyond. Educational Administration Quarterly 46(4) 463–490. Frank, K.A., Gary Sykes, Dorothea Anagnostopoulos, Marisa Cannata, Linda Chard, Ann Krause, Raven McCrory. 2008. Extended Influence: National Board Certified Teachers as Help Providers. Education, Evaluation, and Policy Analysis. Vol 30(1): 3-30. Frank, K.A., Gary Sykes, Dorothea Anagnostopoulos, Marisa Cannata, Linda Chard, Ann Krause, Raven McCrory. 2008. 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29. Spillane, J. P., Halverson, R. R. & Diamond, J. B. (2001). Investigating school leader­ship practice: A distributed perspective. Educational Researcher, 30, 23–27. Spillane, J. P. & Kim, C. M. (2012). An exploratory analysis of formal school leaders’ positioning in instructional advice and information networks in elementary schools. American Journal of Education, 119(1), 73–102. An exploratory analysis of formal school leaders’ positioning in instructional advice and information networks in elementary schools Spillane, J., Kim, C. M. & Frank, K. A. (2012). Instructional advice and information providing and receiving behavior in elementary schools: Exploring tie formation as a building block in social capital development. American Educational Research Journal, 49(6), 1112–1145. Steglich, C., Snijders, T. A. B. & Pearson, M. (2010). Dynamic networks and behavior: Separating selection from influence. Sociological Methodology, 40, 329–393 Sun, M. (2011). 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