1. INTERNATIONAL UNION FOR CONSERVATION OF NATURE Reforming Water Governance: Principles Enabling Practice Dr Mark Smith Head IUCN Water Programme Gland, Switzerland 5th GEF-IW Conference Cairns, Australia October 2009

2. INTERNATIONAL UNION FOR CONSERVATION OF NATURE Session plan 1.Welcome & objectives 2.RULE Case: Pangani basin, Tanzania 3.NEGOTIATE Case: national dialogues, Mekong basin 4.SHARE Case: eg. Tigris-Euphrates 5.Breakout groups: key questions (30 mins) 6.Feedback & synthesis

3. INTERNATIONAL UNION FOR CONSERVATION OF NATURE Simple Objectives Identify strategies, skills and tools needed for effective water reforms Prioritisation of needs Better able to identify key entry points for building national and transboundary water governance capacity

4. Water Governance Capacity: a Framework for Reforms Dr Mark Smith Head IUCN Water Programme Gland, Switzerland 5th GEF-IW Conference Cairns, Australia October 2009

5. INTERNATIONAL UNION FOR CONSERVATION OF NATURE Why reform water governance? sustainable water management in place of bad water management development benefits –MDG 7 –empowerment –equity –environmental justice transboundary cooperation conceptual framework and guidance tools

6. INTERNATIONAL UNION FOR CONSERVATION OF NATURE Water Governance Capacity “Water Governance Capacity is a nation’s level of competence to implement effective water management through policies, laws, institutions, regulations and compliance mechanisms” →Without clear policy… it is difficult to establish coherent laws →Without clear laws… it is difficult for institutions to know how to operate →Without effective institutions… implementation and enforcement will be lax A country needs balanced, coordinated Water Governance Capacity

7. INTERNATIONAL UNION FOR CONSERVATION OF NATURE Theoretical roadmap for WGC PolicyLaw Institutions Implementation set priorities institutional framework roles & responsibilities cost recovery & financing international cooperation transparency & accountability basic principles allocation rules & mechanisms pollution control principles of: social equity sustainability customary law synchronisation institutional authority conservation compliance & enforcement contracts capacity regulations transparency, certainty & accountability incentives representation information management compliance enforcement & penalties Int RBOs water board WUAs Ministry utilities courts ombudsman corruption commission

8. INTERNATIONAL UNION FOR CONSERVATION OF NATURE Tailoring to context Authoritative Policy → Design → Plan → Law → National Water Authority Pluralistic-Liberal Policy → Negotiations → A Deal → Law → Basin Authority Decentralised-Communitarian Policy → Joint Action → Learning by Doing → (Customary) Law → Microwatershed Council Roadmap, architecture, entry points and ambition depend on what exists and what is possible

9. INTERNATIONAL UNION FOR CONSERVATION OF NATURE Undertaking reform: linking to realities 1.Assess what’s in place 2.Assess what’s needed in context PolicyLawInstitutionsImplementation What are realities? What are capacities? What existing laws? What will work? What will fit political structures? How to coordinate WGC?

10. INTERNATIONAL UNION FOR CONSERVATION OF NATURE Guidance and cases Reforming water governance Multi-stakeholder processes & consensus building Transboundary agreements & institutions

12. INTERNATIONAL UNION FOR CONSERVATION OF NATURE Session plan 1.Welcome & objectives 2.RULE Case: Pangani basin, Tanzania 3.NEGOTIATE Case: national dialogues, Mekong basin 4.SHARE Case: eg. Tigris-Euphrates 5.Breakout groups: key questions (30 mins) 6.Feedback & synthesis