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**The Pigeonhole Principle**

Rosen 4.2

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Pigeonhole Principle If k+1 or more objects are placed into k boxes, then there is at least one box containing two or more objects.

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**Generalized Pigeonhole Principle**

If N objects are placed into k boxes, then there is at least one box containing at least N/k objects Examples Among any 100 people there must be at least 100/12 = 9 who were born in the same month. What is the minimum number of students needed in a class to be sure that at least 6 to get the same grade? (5 choices for grades:A,B,C,D,F) Smallest integer N such that N/5 = 6, 5*5+1 = 26

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Example What’s the minimum number of students, each of whom comes from one of the 50 states must be enrolled in a university to guarantee that there are at least 100 who come from the same state? 50* = 4951 4951/50 = 100

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There are 38 different time periods during which classes at a university can be scheduled. If there are 677 different classes, how many different rooms will be needed? 677/38 = 18 A computer network consists of six computers. Each computer is directly connected to zero or more of the other computers. Show that there are at least two computers that are directly connected to the same number of other computers. Solution: Each computer can be directly connected to 0,1,2,3,4,5. But there are really only five choices, not six, since if one computer is connected to zero other computers, then no computer can be connected to five others. Six computers, 5 choices. Pigeonhole principle says that at least two must have the same number of direct connections.

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Let (xi, yi, zi), i = 1,2,3,..,9 be a set of nine distinct points with integer coordinates in xyz space. Show that the midpoint of at least one pair of these points has integer coordinates. For points (xj, yj, zj) and (xk, yk, zk) we compute the midpoint by ((xi+xj)/2, (yi+yj)/2, (zi+zj)/2 ). (1,1,2), (1,2,2), (3,2,7), (10,5,8), (3,1,4), (3,7,2), (2,1,1), (1,2,1), (0,0,0) The midpoint between (1,1,2) and (3,1,4) = (2,1,3) Remember from number theory that when we add an odd number to an odd number, or an even number to an even number, we get an even number. So the question becomes, does there exist two sets of coordinates that have the same parity (i.e., their odd/even order is the same)? From the product rule there are 2*2*2 = 8 possible parities. There are nine points, so by the pigeonhole principle two of them must be the same. Therefore at least one midpoint must have integer coordinates.

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During a month with 30 days a baseball team plays at least 1 game a day, but no more than 45 games. Show that there must be a period of some number of consecutive days during which the team must play exactly 14 games. Proof: Let aj be the number of games played on or before the jth day of the month. Then a1, a2, …, a30 must be an increasing sequence of distinct positive integers, with 1aj 45. Day of Month Games Played 1 a1 2 a2 3 a3 … … 30 a30

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Moreover, a1+14, a2+14, . . ., a30+14 is also an increasing sequence of distinct positive integers with 15 aj + 14 59 . Together the two sequences, each containing 30 integers, contain 60 positive integers, all of which are less than or equal to 59. By the pigeonhole principle, at least two of these integers are equal. Since the integers aj, j = 1 to 30, are all distinct and the integers aj+14, j = 1 to 30 are all distinct, there must be indices i and j with ai = aj+14. This means that exactly 14 games were played from day j+1 to day i.

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Some Definitions Suppose that a1,a2, … an is a sequence of real numbers. A subsequence of this sequence is a sequence of the form ai1, ai2, …, aim, where 1 i1 < i2 < < im n A sequence is called strictly increasing if each term is larger than the term that precedes it. A sequence is called strictly decreasing if each term is smaller than the one that precedes it. Example: {1, 5, 6, 2, 3, 9} is a sequence. {5,6,9} is a subsequence that is strictly increasing

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Theorem: Every sequence of n2+1 distinct real numbers contains a subsequence of (at least) length n+1 that is strictly increasing or strictly decreasing. Example: 8, 11, 9, 1, 4, 6, 12, 10, 5, 7 10 = 32+1 terms so must be a subsequence of length 4 that is either strictly increasing or strictly decreasing. 1,4,6,12 1,4,6,7 11,9,6,5 ……

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Theorem: Every sequence of n2+1 distinct real numbers contains a subsequence of at least length n+1 that is strictly increasing or strictly decreasing. Let a1, a2, …, a n2+1 be a sequence of n2+1 distinct numbers. Associate an ordered pair (ik,dk) with each term of the sequence where ik is the length of the longest increasing subsequence starting at ak and dk is length of the longest decreasing subsequence starting at ak. Example: 8, 11, 9, 1, 4, 6, 12, 10, 5, 7 a2 = 11 , (2,4) a4 = 1 , (4,1) Proof by contradiction: Now suppose that there are no increasing or decreasing subsequences of length n+1 or greater. Then ik and dk are both positive integers n, for k=1 to n2+1.

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**By the product rule, there are n2 possible ordered pairs for (ik,dk)**

By the product rule, there are n2 possible ordered pairs for (ik,dk). Why? Because each has the range from 1 to n. By the pigeonhole principle, since we have n2+1 ordered pairs (one for each element in the sequence) two of them must be identical. Formally terms as and at in the sequence, with s<t such that is = it and ds = dt. We will show that this is impossible. Because the terms in the sequence are distinct, either as < at or as > at. If as < at, an increasing subsequence of length it+1(or greater) can be constructed starting at as, by taking as followed by an increasing subsequence of length it, beginning at at. But we have said that is = it. Thus this is a contradiction. Similarly, if as > at, it can be shown that ds must be greater than dt, which is also a contradiction.

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1 The Pigeonhole Principle CS 202 Epp section 7.3.

1 The Pigeonhole Principle CS 202 Epp section 7.3.

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