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An Oncologists Perspective on Cancer and Thrombosis

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1 An Oncologists Perspective on Cancer and Thrombosis
Oncology Grand Rounds University of North Carolina Lineberger Comprehensive Cancer Center April 21, 2009 An Oncologists Perspective on Cancer and Thrombosis Gary H. Lyman, MD, MPH, FRCP(Edin) Professor of Medicine and Director Health Services, Effectiveness and Outcomes Research Duke University School of Medicine and the Duke Comprehensive Cancer Center

2 Cancer and Venous Thromboembolism (VTE)
Armand Trousseau Association recognized since Trousseau’s observation more than 130 years ago1 Of all cases of VTE, approximately 20% occur in cancer patients.2 VTE affects 4-20% of cancer patients antemortem but has been reported in up to 50% on postmortem examination.3-4 Cancer-associated VTE has important clinical and economic consequences5-7 Patients with cancer: 20% On January 1, 1867, Trousseau told his student Peter: “I am lost; the phlebitis that has appeared tonight leaves me no doubt about the nature of my illness” Six months later, Armand Trousseau died of gastric cancer Bariety M. Trousseau, in: Medecins Celebres, Venous Thromboembolism (VTE) A leading cause of morbidity and mortality in patients with cancer Affects 4-20% of patients with cancer Appears to be increasing Burden Mortality Morbidity Other health outcomes Use of health care resources All deep venous thrombosis and pulmonary embolism 1. Trousseau, Armand. In Clinique Medicale de l'Hôtel-Dieu de Paris, 2nd ed. Paris: J.B. Bailliere et Fils; Lee AY. Br J. Haematol. 2005;128: Gao S et al: Expert Rev Anticncer Ther 2004; 4: 4. Lyman GH et al: J Clin Oncol 2007; 25: Sorensen HT, et al. N Engl J Med. 2000;343: Prandoni P, et al. Blood. 2002;100: Khorana AA, et al. J Clin Oncol. 2006;24:

3 Pathogenesis: Virchow’s Triad
Stasis Bed rest and immobility, extrinsic compression of vessel by mass Blood Components [Hypercoagulability] Tumors and macrophages produce procoagulants, inflammatory cytokines Vessel Damage Direct tumor invasion, indwelling catheters, chemotherapy, erythropoietin, antiangiogenic agents Stasis Prolonged bed rest Extrinsic compression of blood vessels by tumor Vascular Injury Direct invasion by tumor Prolonged use of central venous catheters Endothelial damage by chemotherapy drugs Effect of tumor cytokines on vascular endothelium Hypercoagulability Tumor-associated procoagulants and cytokines (tissue factor, CP, TNF, IL-1, VEGF, etc.) Impaired endothelial cell defense mechanisms (APC resistance; deficiencies of AT, Protein C and S) Enhanced selectin/integrin-mediated, adhesive interactions between tumor cells,vascular endothelial cells, platelets and host macrophages

4 Hemostatic Tumor System Cells Growth Invasion Metastases Angiogenesis
Procoagulant Activity Cytokines Growth Factors Fibrinolytic Activity Kuderer NM et al J Clin Oncol 2009 (in press)

5 Risk of VTE Varies Over Natural History of Cancer
8 7 6 5 4 3 2 1 Hospitalization End of life Chemotherapy Metastasis Diagnosis Risk (Odds Ratio) Risk of VTE in the cancer population Remission Risk of VTE in the general population Time Rao MV, et al. In: Khorana and Francis, eds. Cancer-Associated Thrombosis; 2007.

6 VTE within Two years of Cancer Diagnosis
Metastatic Disease Local-Regional Disease The California Cancer Registry linked to the California Discharge Data, Among 235,149 cancer cases, 3775 (1.6%) were diagnosed with VTE within 2 years including 463 (12%) at the time cancer and 3312 (88%) subsequently. Chew, H. K. et al. Arch Intern Med 2006;166:

7 Incidence of VTE in US Patients With and Without Cancer, 1979-1999
National Hospital Discharge Survey [Stein.AmJMed. Jan.2006/ p62/c2/Figure 1] 4 Cancer 3 No cancer VTE Incidence (%) 2 1 This graph shows clearly that since the late 1980s, the incidence of deep vein thrombosis/pulmonary embolism (DVT/PE) in patients with cancer has risen dramatically, from approximately 1.5% to greater than 3.5%, even as the incidence of cancer overall has remained relatively steady1 The graph is based on an analysis of the National Hospital Discharge Survey data of numbers of patients discharged with diagnostic codes for 19 types of malignancies, PE, or DVT from 1979 through 19991 Overall, in patients with any of the 19 malignancies covered, 827,000 of 40,787,000 (2.0%) had DVT or PE, which was twice the incidence in patients without these malignancies, 6,854,000 of 662,309,000 (1.0%)1 The highest incidence of DVT/PE was in patients with carcinoma of the pancreas (4.3%), and the lowest incidences were in patients with carcinoma of the bladder and carcinoma of the lip, oral cavity, or pharynx1 The overall incidences of PE and DVT in patients with cancer were double the rates in patients without cancer and were not age dependent1 [1/Stein.AmJMed. Jan.2006/ p62/c2/Figure 1] [1/Stein/p61/c1/ line 45-55, c2/line 15-50; p62/c1/line 1-6, Table; p63/c1/line 4-9] [1/Stein/ p63/c1/line 3-20] [1/Stein/ p64/c2/line 22-27; p63/c1/line 1-6] [1/Stein/ p60/line A15-A18] 1979 1981 1983 1985 1987 1989 1991 1993 1995 1997 1999 Years Stein PD, et al. Am J Med. 2006;119:60-68. 1. Stein PD, Beemath A, Meyers FA, et al. Incidence of venous thromboembolism in patients hospitalized with cancer. Am J Med. 2006;119:60-68.

8 Risk Factors for VTE in Patients with Cancer
Patient-related factors Older age Gender Race (higher in African Americans, lower in Asians) Patient comorbidities History of VTE Treatment-related factors Major surgery Hospitalization Chemotherapy Hormonal therapy Antiangiogenic agents ESAs, ?Transfusions Cancer-related factors Site of cancer Advanced stage Initial period after diagnosis Biomarkers Platelet and leukocyte counts Tissue factor P-selectin D-dimer Rao MV, et al. In: Khorana and Francis, eds. Cancer-Associated Thrombosis; 2007.

9 Risk Factors for VTE in Patients with Cancer
Patient-related factors Older age Gender Race (higher in African Americans, lower in Asians) Patient comorbidities History of VTE Treatment-related factors Major surgery Hospitalization Chemotherapy Hormonal therapy Antiangiogenic agents ESAs, ?Transfusions Cancer-related factors Site of cancer Advanced stage Initial period after diagnosis Biomarkers Platelet and leukocyte counts Tissue factor P-selectin D-dimer

10 Increased risk of recurrent VTE Bleeding complications
Important Consequences of VTE in Cancer Patients Increased morbidity Hospitalization Anticoagulation Postphlebitic syndrome Increased mortality Increased risk of recurrent VTE Bleeding complications Cancer treatment delays Increased healthcare costs

11 Increased risk of recurrent VTE Bleeding complications
Important Consequences of VTE in Cancer Patients Increased morbidity Hospitalization Anticoagulation Postphlebitic syndrome Increased mortality Increased risk of recurrent VTE Bleeding complications Cancer treatment delays Increased healthcare costs

12 Effect of VTE on Risk of Death Stratified by Stage, Adjusted for Age and Race
CA Cancer Registry linked to Discharge Data Overall Mortality HR=3.7 [ ] Multivariate analysis Stratified by stage Adjusted for age, race VTE is a significant predictor for 1 year mortality for each cancer type Chew, H. K. et al. Arch Intern Med 2006;166:

13 VTE in Diffuse Large B-cell Lymphoma
Retrospective review of patients with DLBCL treated Symptomatic VTE at diagnosis or during initial treatment. 27/211 patients (12.8%). Median survival (years) Controls: 5.20 [1.80 – 8.60] VTE: 1.04 [0.75 – 1.33] P = 0.038 Multivariate Analysis for Mortality* Variable HR P-value Age 1.02 .014 IPI 1.45 .015 VTE 1.92 .025 * Adjusted for sex, race, and stage Komorokji RS et al. Leuk Lymph 2006; 47:

14 Unsuspected PE On Routine Cancer Staging Impact on Survival
Retrospective review of 70 patients with unsuspected PE found on staging CT 2003–2006 VTE, anticoagulation or multiple cancers excluded 2:1 matching based on Cancer type Age Stage Unsuspected PE: Subsegmental: 24.3% Proximal: 75.7% HR=1.79 [95% CI: ; P=0.018] O’Connell CL et al: ASH 2008

15 Unsuspected VTE in Cancer Patients Results from Autopsy Series
Roswell Park Cancer Institute University of Missouri Consecutive autopsies in 506 cancer patients Causes of Death, n (%) Major Infection 184 (36%) Hemorrhage 55 (11%) VTE 35 (7%) MI 35 (7%) Contributing Infection 68 (13%) Hemorrhage (25%) VTE 91 (18%) MI 13 (3%) 578 consecutive autopsies 145 cancer patients, n (%) PE 24 (17%) Fatal PE 20 (14%) 433 noncancer patients PE 55 (13%) Fatal PE 343 (8%) Author’s conclusions: 1 in 7 hospitalized cancer pts died of PE 60% of fatal PEs occur in early or limited metastatic disease P<.05 Ambrus J et al J Med 1975; 6: 61-64 Shen VS et al. South Med J 1980; 73:

16 Causes of Early Death in Ambulatory Cancer Patients Results from Prospective Study of Series
Patient Population Prospective study of 4466 patients starting new chemotherapy Consecutive patients accrued at 117 US practices Median followup of 75 days, 141 (3.2%) died. Causes of Death, n (%) All 141 (100) Progression of cancer 100 (70.9) Thromboembolism 13 (9.2) Arterial 8 (5.6) Venous 5 (3.5) Infection 15 (10.6) Respiratory failure 5 (3.5) Bleeding 2 (1.4) Other 9 (6.4) Unknown 5 (3.5) Distribution of Cancer Type Khorana AA et al. J Thromb Haemost 2007; 5:

17 ASCO Clinical Practice Guideline
Recommendations for Venous Thromboembolism Prophylaxis and Treatment in Patients with Cancer ASCO Clinical Practice Guideline Lyman GH et al: J Clin Oncol 2007; 25:

18 Clinical Questions Should patients with cancer receive anticoagulation for VTE prophylaxis while hospitalized? √ Should ambulatory patients with cancer receive anticoagulation for VTE prophylaxis during systemic chemotherapy? √ Should patients with cancer undergoing surgery receive perioperative VTE prophylaxis? What is the best method for treatment of patients with cancer with established VTE to prevent recurrence? √ Should patients with cancer receive anticoagulants in the absence of established VTE to improve survival? √ Lyman GH et al: J Clin Oncol 2007; 25: 18

19 ASCO Recommendations for VTE Prophylaxis in Patients with Cancer Hospitalized Cancer Patients
Hospitalized patients with cancer should be considered candidates for VTE prophylaxis in the absence of bleeding or other contraindications to anticoagulation. Lyman GH et al: J Clin Oncol 2007; 25: 19

20 Risk of Inpatient VTE By Site of Cancer – Solid Tumor
Discharge database of the University HealthSystem Consortium 115 U.S. academic medical centers 66,106 adult neutropenic cancer patients hospitalized 12 10 8 Rate (%) 6 4 2 All Brain Lung Colon Ovary Stomach Pancreas Other GI Uterine Khorana et al, J Clin Oncol 2006; 24:

21 Risk of Inpatient VTE by Type of Cancer – Hematologic Malignancies
[Khorana.JClinOncol. Jan.2006/p488/Table 3, c2] 7 6 5 Percent (%) 4 3 2 1 All Leukemia NHL Hodgkin Myeloma Account for one-third of all VTE NHL=Non-Hodgkin’s lymphoma Khorana AA, et al. J Clin Oncol. 2006;24: 21

22 VTE Inpatient Risk and Mortality
Discharge database of the University HealthSystem Consortium 133 U.S. academic medical centers 1,015,598 adult cancer patients hospitalized 7.0 VTE: 34, (3.4%) PE: 11,515 (1.1%) 6.5 20 6.0 18 5.5 16 5.0 4.5 14 4.0 Rate of VTE (%) 12 3.5 10 3.0 Inpatient Mortality (%) 2.5 8 2.0 6 1.5 4 1.0 Consistent with prior reports, we found that the increased diagnosis of VTE continued to be strongly associated with adverse consequences for patients. Mortality was significantly and consistently greater among patients who developed VTE as compared to patients who did not over the duration of study (16.3% versus 6.3%, P<0.0001). Overall, however, the risk of in-hospital mortality declined from 1995 to 2003 both for patients who did and did not develop VTE (P< for trend for each). P<0.0001 P<0.0001 2 0.5 0.0 1995 1996 1997 1998 1999 2000 2001 2002 2003 1995 1996 1997 1998 1999 2000 2001 2002 2003 VTE- patients on chemo VTE-all patients VTE No VTE DVT-all patients PE-all patients Khorana AA et al. Cancer 2007; 110: 22

23 MEDENOX (enoxaparin)1 ~ 15% PREVENT (dalteparin)2 ~5%
Anticoagulant Prophylaxis to Prevent Screen-Detected VTE High Risk Hospitalized Medical Patients 3 large, randomized, placebo-controlled, double-blind trials in medical patients at high risk including cancer MEDENOX (enoxaparin)1 ~ 15% PREVENT (dalteparin)2 ~5% ARTEMIS (fondaparinux)3 ~15% Screening for asymptomatic DVT with venography or ultrasound Samama MM, et al. N Engl J Med. 1999;341: Leizorovicz A, et al. Circulation. 2004;110: Cohen AT, et al. BMJ. 2006;332:

24 Anticoagulant Prophylaxis to Prevent Screen-Detected VTE High Risk Hospitalized Medical Patients: VTE RRR 63% 45% 47% Study RRR Thromboprophylaxis Patients with VTE (%) MEDENOX1 Placebo 14.9 P < 0.001 Enoxaparin 40 mg 5.5 PREVENT2 Placebo 5.0 P = Dalteparin 5,000 units 2.8 Data NOT specific to cancer patients Placebo 10.5 ARTEMIS3 Fondaparinux 2.5 mg 5.6 1Samama MM, et al. N Engl J Med. 1999;341: Leizorovicz A, et al. Circulation. 2004;110:874-9. 3Cohen AT, et al. BMJ 2006; 332: 24

25 Incidence of Major Bleeding (%)
Anticoagulant Prophylaxis to Prevent Screen-Detected VTE High Risk Hospitalized Medical Patients: Major Bleeding 1.7% 1.1% Incidence of Major Bleeding (%) 0.49% 0.16% 0.2% Data NOT specific to cancer patients Study Samama MM, et al. N Engl J Med. 1999;341: Leizorovicz A, et al. Circulation. 2004;110:874-9. Cohen AT, et al. BMJ 2006; 332: 25

26 Routine prophylaxis with an antithrombotic agent is not recommended.
ASCO Recommendations for VTE Prophylaxis in Patients with Cancer Ambulatory Cancer Patients Routine prophylaxis with an antithrombotic agent is not recommended. Patients receiving thalidomide or lenalidomide with chemotherapy or dexamethasone are at high risk for thrombosis and warrant prophylaxis. LMWH or adjusted dose warfarin (INR~1.5) is recommended. This recommendation is based on extrapolation from studies of post-operative prophylaxis in orthopedic surgery and a trial of adjusted dose warfarin in patients with breast cancer. Randomized clinical trials evaluating antithrombotic agents in pts with myeloma on thalidomide or lenalidomide are needed. Research is also urgently needed to identify better markers in ambulatory patients with cancer likely to develop VTE. Lyman GH et al: J Clin Oncol 2007; 25: 26

27 Prospective Study of Adult Cancer Patients
Prospective Study of Adult Cancer Patients Receiving Systemic Chemotherapy Prospective observational study conducted at 117 randomly selected US practice sites. Data obtained on 4, consecutive adult patients initiating a new chemotherapy regimen between March and February 2006. There were no exclusions for age, prior history or comorbid ities with nearly 40% of patients age 65 and older. Kuderer NM et al; J Clin Oncol 2008 (ASCO 2008).

28 Title Slide 28 Subtitle Reported Cause of Early Mortality Cancer Patients Starting New Chemotherapy Cause of Death No VTE N=4,365 VTE N=93 All N=4,458 PD 2.1 2.2 Infection 0.3 PE 5.4 0.1 Pulmonary 0.2 Bleeding Other vascular Unknown All 3.2 7.6 3.3 [HR=5.48, 95%CI: ; P<.0001] No VTE Patients in the intermediate and high VT Risk Score Categories: have significantly greater cumulative risk of developing VTE during the first 4 months of chemotherapy VTE Kuderer NM et al; J Clin Oncol 2008 (ASCO 2008)

29 RCTs of Thromboprophylaxis in Ambulatory Cancer Patients Warfarin
Double-blind, placebo-controlled RCT demonstrated the efficacy of low-intensity warfarin (INR ) in patients receiving chemotherapy for metastatic breast cancer 311 women with metastatic breast cancer on 1st- or 2nd-line chemotherapy Randomized to 1 mg warfarin for 6 weeks, then warfarin titrated to INR or placebo 1 VTE in warfarin group vs 7 in placebo arm 85% risk reduction, P = .03, with no increased bleeding INR=international normalized ratio Levine M, et al. Lancet. 1994;343:

30 RCTs of Thromboprophylaxis in Ambulatory Cancer Patients Low Molecular Weight Heparin
Trial N Treatment Chemo Duration VTE Major Bleeding FAMOUS Solid tumors (Stage III/IV) 385 Dalteparin Placebo 64% 12 months 2.4% 3.3% 0.5% TOPIC-I Breast (Stage IV) 353 Certoparin 100% 6 months 4% 1.7% TOPIC-2 NSCLC 547 4.5%† 8.3% 3.7% 2.2% PRODIGE Glioma 186 - 6-12 months 11% 17% 5.1% 1.2% SIDERAS Solid Tumors 141 Placebo/Control 54% Indefinitely 5.9% 7.1% 2.9% PROTECHT 1166 Nadroparin 2:1 Placebo < 4 months with chemo 1.4% 0.7% 1. Kakkar AK, et al. J Clin Oncol. 2004;22: Haas SK, et al. J Thromb Haemost. 2005(suppl 1): abstract OR Perry JR et al. Proc ASCO Sideras K et al. Mayo Clin Proc 2006; 81: Agnelli G et al. Am Soc Hemat Sunday December 7, 2008

31 The PROTECHT Study RCT of Thromboprophylaxis in Cancer Patients Receiving Chemotherapy DESIGN
Placebo-controlled, double blind, multicenter RCT Nadroparin 3,800 anti Xa IU daily vs placebo: 2:1 1150 patients receiving chemotherapy for locally advanced or metastatic cancer. Start with new CTX; continue for maximum of 4 m Mean treatment duration: 90 days Primary outcome: clinically detected thrombotic events, i.e., composite of venous and arterial TE* Main safety outcome: Major bleeding * deep vein thrombosis of the lower and upper limbs, visceral and cerebral venous thrombosis, pulmonary embolism, acute myocardial infarction, ischemic stroke, acute peripheral arterial thromboembolism, unexplained death of possible thromboembolic origin Agnelli G et al: ASH 2009

32 Primary Efficacy Outcome: Any TE Event*
The PROTECHT Study RCT of Thromboprophylaxis in Cancer Patients Receiving Chemotherapy RESULTS Primary Efficacy Outcome: Any TE Event* Nadroparin: 16 of 769 (2.1%) Placebo: 15 of 381 (3.9%) Relative risk reduction: 47.2%, (interim-adjusted p=0.033) Absolute risk decrease: 1.8%; NNT = 53.8 Venous thromboembolism (VTE): Nadroparin: 11 of 769 (1.4%) Placebo: 11 of 381 (2.9%) NS Major Bleeding: Nadroparin: 5 (0.7%) Placebo: 0 (p= 0.177) Absolute risk increase: 0.7%; NNH = 153.8 Agnelli G et al: ASH 2009

33 Active, uncontrollable bleeding Active cerebrovascular hemorrhage
ASCO Recommendations for VTE Prophylaxis in Patients with Cancer Relative contraindications for anticoagulation Active, uncontrollable bleeding Active cerebrovascular hemorrhage Dissecting or cerebral aneurysm Bacterial endocarditis Pericarditis, active peptic or other GI ulceration Severe, uncontrolled or malignant hypertension Severe head trauma Pregnancy (warfarin) Heparin-induced thrombocytopenia (heparin, LMWH) Epidural catheter placement Lyman GH et al: J Clin Oncol 2007; 25: 33

34 Risk of VTE in Cancer Patients Receiving Thalidomide Meta-analysis of RCTs [Estimates ± 95% CI]
Search identified 17 RCTs including 3,977 patients Incidence of VTE All Studies: 11.7% [8.1% %] Multiple Myeloma: 17.7% [10.9% %] Solid Tumors: 5.3% [2.1% %] Relative Risk for VTE All Studies: 2.4 [1.9 – 3.0], P<.001 Multiple Myeloma: 3.1 [2.1 – 4.4], P<.001 Solid Tumors: 3.5 [1.1 – 10.6], P=.028 Prophylaxis (all studies) No prophylaxis: 3.5 [2.5 – 4.9], P<.001 Prophylaxis: 1.9 [1.4 – 2.5], P<.001 Gray KN et al: ASH 2008

35 Thromboembolism With Bevacizumab Arterial Thromboembolism
Pooled analysis of 5 clinical trials of bevacizumab in metastatic colorectal, breast, or non-small cell lung cancer (N=1,745) Chemotherapy* plus bevacizumab (n=963) Chemotherapy* alone (n=782) HR=2.0 (95% CI, ) P=.031 ATE/VTE Rate (%) *Irinotecan, capecitabine, fluorouracil and leucovorin, or carboplatin/paclitaxel Scappaticci FA, et al. J Natl Cancer Inst. 2007;99:

36 Thromboembolism With Bevacizumab Venous Thromboembolism: Meta-Analysis of RCTs
Relative Risk = 1.33 [95% CI: 1.13 – 1.56] Absolute Risk Increase: 2.2% [95% CI: 1.1% - 3.3%] Nalluri, S. R. et al. JAMA 2008;300:

37 Thromboembolic Complications in Cancer Patients Receiving ESAs
Hb Stopping Value ESA Cont RR 95% CI < 12 g/dL 50 (0) >12 - <13 g/dL 148 141 0.70 0.29, 1.67 >13 - <14 g/dL 1,596 1,290 1.71 1.23, 2.40 >14 - <15 g/dL 1,151 914 1.92 1.22, 3.02 >15 - <16 g/dL 368 303 1.66 1.08, 2.54 (Unclear) 42 39 5.59 0.71, 43.94 Comparative Effectiveness Review # 3 Comparative Effectiveness of Epoetin and Darbepoetin for Managing Anemia in Patients Undergoing Cancer Treatment RR TE = 1.67 [1.35 – 2.06] Bohlius, J. et al. JNCI :

38 Predictors of Venous Thromboembolism
Multivariate Logistic Regression Analysis Retrospective cohort study of cancer pts at 60 US hospitals: 1995 – 2003. Patients: N = 504,208 RBC trans: 70,542 (14%) Platelet trans: 15,237 (3%) RBC transfusions VTE: 7.2% ATE: 5.2% Mortality 1.34 [95% CI: ] Khorana, A. A. et al. Arch Intern Med 2008;168:

39 ASCO Recommendations for VTE Prophylaxis in Patients with Cancer Preventing Recurrence in Cancer Patients with Established VTE LMWH is the preferred approach for the initial 5 to 10 days of anticoagulant treatment of the patient with cancer with established VTE. LMWH given for at least 6 months is also the preferred approach for long-term anticoagulant therapy. Vitamin K antagonists with a targeted INR of 2-3 are acceptable for long-term therapy when LMWH is not available. After 6 months, indefinite anticoagulant therapy should be considered for patients with active cancer. The insertion of a vena cava filter is only indicated for patients with contraindications to anticoagulant therapy and in those with recurrent VTE despite adequate long-term therapy with LMWH. Lyman GH et al: J Clin Oncol 2007; 25: 39

40 Recurrent VTE and bleeding during anticoagulant treatment Patients with cancer and venous thrombosis
30 30 Hazard ratio 3.2 [ ] Hazard ratio 2.2 [ ] Cancer 21% 20 20 Cancer 12% Recurrent VTE, % Major Bleeding, % 10 10 No Cancer 7% No Cancer 5% 1 2 3 4 5 6 7 8 9 10 11 12 1 2 3 4 5 6 7 8 9 10 11 12 Time (months) Time (months) Prandoni P et al. Blood 2002; 100:

41 RCTs of Long-term Treatment in Cancer Patients with VTE: RCTs of LMWH vs. Vitamin K Antagonists in Cancer Study No. Long-Term Treatment Recurrent VTE, % Major Bleed, % Death, % Meyer1 2002 71 Warfarin 21.1* 22.7 67 Enoxaparin 1.5 mg/kg 10.5* 11.3 Lee2 2003 336 17* 4 41 Dalteparin 200/150 IU/kg 9* 6 39 Deitcher3 2006 30 10 2.9 8.8 29 Enoxaparin 1.0 mg/kg 6.9 6.5 32 6.3 11.1 19.4 Hull4 100 10* 7 19 Tinzaparin 175 IU/kg 6* 20 * P < .05 1. Meyer G, et al. Arch Intern Med. 2002;162: Lee AY, et al. N Engl J Med. 2003;349: Deitcher SR, et al. Clin Appl Thromb Hemost. 2006;12: Hull RD, et al. Am J Med. 2006;119:

42 The CLOT Trial Study Schema
Control Group Dalteparin 200 IU/kg OD Vitamin K antagonist (INR 2.0 to 3.0) x 6 mo Randomization Experimental Group Source: Protocol Dalteparin 200 IU/kg OD x 1 mo then ~150 IU/kg OD x 5 mo 5 to 7 days 1 month 6 months Lee AY, et al. N Engl J Med. 2003;349: Slide #6

43 CLOT Trial: Results: Symptomatic Recurrent VTE risk reduction = 52%
5 10 15 20 25 Days Post Randomization 30 60 90 120 150 180 210 Probability of Recurrent VTE, % dalteparin, 9% VKA, 17% risk reduction = 52% HR 0.48 (95% CI 0.30, 0.77) log-rank p = 0.002 Lee AY, et al. N Engl J Med. 2003;349:

44 CLOT Trial: Results: Bleeding Dalteparin N=338 VKA N=335 p- value
Major bleed 19 (5.6%) 12 (3.6%) 0.27 associated with death 1 critical site* 4 3 transfusion of > 2 units of RBC or drop in Hb > 20 g/L 14 9 Any bleed 46 (13.6%) 62 (18.5%) 0.09 *intracranial, intraspinal, pericardial, retroperitoneal, intra-ocular, intra- articular Lee AY, et al. N Engl J Med. 2003;349:

45 CLOT Trial Results: 12-month Mortality dalteparin OAC
10 20 30 40 50 60 70 80 90 100 dalteparin Probability of Survival, % OAC HR = (P=0.40)* 30 60 90 120 180 240 300 360 Days Post Randomization * Solid tumor patients without metastatic disease: HR = (P = .03) Lee AY, et al. N Engl J Med. 2003;349: Lee, A. Y.Y. et al. J Clin Oncol; 23:

46 ASCO Recommendations for VTE Prophylaxis in Patients with Cancer Improving survival in absence of established VTE Anticoagulants are not recommended to improve survival in patients with cancer without VTE. People with cancer should be encouraged to participate in clinical trials designed to evaluate anticoagulant therapy as an adjunct to standard anticancer therapies. Lyman GH et al: J Clin Oncol 2007; 25: 46

47 1-Year Overall Mortality by Type of Anticoagulation
Systematic Review of Anticoagulants as Cancer Treatment: Impact on Survival 1-Year Overall Mortality by Type of Anticoagulation Treatment Cancer Citation Rate 1 Rate 2 0.5 1 2 RR [95% CI] P Value SCLC Altinbas .487 .700 .696 .476 1.018 .054 Mixed Kakkar .542 .592 .915 .766 1.093 .327 Mixed Klerk .608 .727 .836 .711 .983 .028 Mixed Sideras .603 .600 1.005 .766 1.319 .972 LMWH .88 .79 .98 .015 SCLC Lebeau .601 .698 .862 .724 1.026 .093 UFH .86 .72 1.03 .095 SCLC Chahinian .728 .802 .908 .775 1.063 .233 Breast Levine .382 .403 .948 .719 1.251 .705 SCLC Maurer .242 .278 .869 .608 1.240 .438 NSCLC Zacharski (1) .802 .796 1.008 .875 1.161 .915 SCLC Zacharski (2) .600 .840 .714 .497 1.027 .059 CRC Zacharski (3) .588 .529 1.111 .727 1.697 .625 Prostate Zacharski (4) .357 .300 1.190 .366 3.871 .770 HN Zacharski (5) .850 .667 1.275 .895 1.817 .172 NSCLC (early) Zacharski (6) .143 .300 .476 .137 1.651 .224 Warfarin .94 .85 1.04 .239 Combined .91 .85 .97 .003 Anticoagulation Control SCLC=small cell lung cancer; NSCLC=non-small cell lung cancer; HN=head and neck; CRC=colorectal cancer Kuderer NM, et al. Cancer. 2007;110:

48 Major Bleeding Complications by Type of Anticoagulation
Systematic Review of Anticoagulants as Cancer Treatment: Impact on Survival Major Bleeding Complications by Type of Anticoagulation Treatment Cancer Study Rate 1 Rate 2 0.1 0.2 0.5 1 2 5 10 RR [95% CI] P Value SCLC Altinbas .000 .000 1.025 .021 50.418 .990 NSCLC Haas (2) .037 .023 1.642 .605 4.453 .325 Mixed Sideras .029 .071 .412 .083 2.051 .261 Mixed Klerk .034 .006 5.203 .615 44.006 .089 Mixed Kakkar .005 .000 2.906 .119 70.874 .492 Breast Haas (1) .017 .000 7.120 .370 .127 LMWH 1.68 .86 3.27 .128 SCLC Lebeau .007 .007 1.007 .064 15.943 .996 UFH 1.01 .06 15.94 .996 SCLC Zacharski (2) .400 .080 5.000 1.217 20.549 .008 SCLC Maurer .067 .018 3.798 1.091 13.223 .023 SCLC Chahinian .068 .000 12.548 .727 .023 Prostate Zacharski (4) .571 .200 2.857 .763 10.695 .069 NSCLC (early) Zacharski (6) .524 .250 2.095 .885 4.960 .072 NSCLC Zacharski (1) .323 .071 4.521 2.092 9.768 .000 HN Zacharski (5) .500 .381 1.312 .652 2.642 .443 CRC Zacharski (3) .618 .206 3.000 1.473 6.109 .001 Breast Levine .007 .013 .523 .048 5.709 .588 Warfarin 2.98 2.13 4.16 <.001 Combined 2.59 1.94 3.49 <.001 Control Anticoagulation Kuderer NM, et al. Cancer. 2007;110:

49 Systematic Review of Anticoagulants as Cancer Treatment:
Impact on Survival Findings Anticoagulation significantly decreased 1-year overall mortality with a relative risk of [95% CI, ]; P=.003 Conclusions Anticoagulants, particularly LMWH, significantly improved overall survival in cancer patients without VTE while increasing the risk for bleeding complications Improved survival with anticoagulation may be dependent on tumor type However: given the limitations of available data, the use of anticoagulants as antineoplastic therapy cannot be recommended until additional RCTs confirm these results Kuderer NM, et al. Cancer. 2007;110: 49

50 Principal Investigator
Ongoing Randomized Clinical Trials Testing the Effect of LMWH on Survival in Cancer Patients Study LMWH Tumor Type(s) Principal Investigator INPACT Nadroparin Advanced prostate, non-small cell lung, pancreatic H. Buller FOCUS Dalteparin Ovarian A. Lee FRAGMATIC Lung S. Noble ABEL Bemiparin Small cell lung R. Lecumberri TILT Tinzaparin Non-small cell lung (I, II, III-A) G. Meyer & P. Girard GASTRANOX Enoxaparin Gastric (III/IV) A. K. Kakkar INPACT=Improving with Nadroparin the Prognosis in Advanced Cancer Treatment; FOCUS=Fragmin® in Ovarian Cancer: Utility on Survival; FRAGMATIC=Fragmin® Added to Standard Therapy in Patients with Lung Cancer; ABEL=Adjuvant Bemiparin in Small Cell Lung Carcinoma; TILT=Tinzaparin in Lung Tumors. Courtesy Dr Anna Falanga 50

51 Development Cohort N (%) Validation Cohort N (%)
Clinical Risk Model for Chemotherapy-associated VTE Patient Characteristics Characteristic Development Cohort N (%) Validation Cohort N (%) P value All 2,701 (100) 1,365 (100) All VTE 60 (2.2) 28 (2.1) .72 Age >65 yr PS 0-1 BMI >35 1,083 (40.1) 2,473 (91.6) 332 (12.3) 515 (37.7) 1,242 (91) 166 (12.2) .14 .54 .9 Stage IV Platelet count ≥350,000/mm3 997 (36.9) 604 (22.4) 477 (34.9) 295 (21.6) .06 .59 ESA Recent surgery 764 (28.3) 829 (30.7) 358 (26.2) 473 (34.7) .17 .01 RESULTS: The study population comprised 4,066 patients, split into 2,701 patients in the development cohort and 1,365 patients in the validation cohort. General characteristics of the development and validation cohorts are presented here. Rates of VTE were similar at 2.2 and 2.1% in the two cohorts. Older patients comprised over one-third of the population in each cohort, over 90% of patients had a good PS, and one-third had stage IV disease. As you can see, patient characteristics in the two cohorts were well-balanced, with the exception of recent history of surgery. PS=performance status; BMI=body mass index; ESA=erythropoiesis-stimulating agents. Khorana AA et al. Blood. 2008; 111: 51

52 Clinical Risk Model for Chemotherapy-associated VTE Predictors of VTE: Multivariate Analysis
Characteristic β OR* P-value Site of cancer Very high risk (stomach, pancreas) High risk (lung, lymphoma, gynecologic, genitourinary excluding prostate) 1.46 .43 4.3 1.5 Platelet count >350,000/mm3 .6 1.8 .03 Hemoglobin <10 g/dL or use of ESA .89 2.4 .001 Leukocyte count >11,000/mm3 .77 2.1 .008 BMI >35 .9 2.5 .01 .05 Variables associated with an increased risk of VTE in univariate analysis or clinically important variables (e.g gender) were included in the stepwise regression model. The site of cancer and stage of disease were incorporated in every step a priori. For further analysis, sites of cancer were categorized into very high risk if the risk was 3-fold or greater and high risk if it was higher than average. The variables anemia and use of ESA showed significant association and were combined into one variable. Results of the multivariate analysis including odds ratios, P values and regression coefficients are shown on this slide. In the final multivariate analysis, the following variables were independently associated with risk of VTE adjusted for stage: primary site of cancer (very high risk or high risk), pre-chemotherapy platelet count ≥ 350,000/ mm3, hemoglobin < 10g/dL and/or use of ESAs, leukocyte count > 11,000/mm3 and body mass index ≥ 35. *Odds ratio adjusted for stage Khorana AA et al. Blood. 2008; 111: 52

53 Clinical Risk Model for Chemotherapy-associated VTE Risk Score Based on Pretreatment Risk Factors
Title Slide 53 Subtitle Risk Factors Risk score  1. Site of cancer       a) Very high risk cancer (stomach, pancreas)   2       b) High risk (lung, lymphoma, gynecologic, bladder, testicular)   1   2. Platelet count >350,000/mm3  3. Hemoglobin level < 10 g/dL or use of Red cell growth factors  4. Leukocyte count >11,000 /mm3  5. BMI > 35 kg/m2 We have recently developed and validated a clinical risk model for chemotherapy-associated venous thrombosis. This model includes the following risk factors: The site of cancer: with a very high risk cancer category (including stomach and pancreatic CA), and a high risk cancer group (lung, lymphoma, gynecologic, bladder, testicular cancer).  2. Prechemotherapy platelet count >350 x 109/L  3. Hemoglobin level < 10 g/dL or use of Red cell growth factors  4. Prechemotherapy leukocyte count >11,000/mm3  5. BMI > 35 kg/m2 Khorana AA et al. Blood. 2008; 111:

54 Title Slide 54 Subtitle Clinical Risk Model for Chemotherapy-associated VTE Risk Score Based on Pretreatment Risk Factors Risk Factors Risk score  1. Site of cancer       a) Very high risk cancer (stomach, pancreas)   2       b) High risk (lung, lymphoma, gynecologic, bladder, testicular)   1   2. Platelet count >350,000/mm3  3. Hemoglobin level < 10 g/dL or use of Red cell growth factors  4. Leukocyte count >11,000 /mm3  5. BMI > 35 kg/m2 We have recently developed and validated a clinical risk model for chemotherapy-associated venous thrombosis. This model includes the following risk factors: The site of cancer: with a very high risk cancer category (including stomach and pancreatic CA), and a high risk cancer group (lung, lymphoma, gynecologic, bladder, testicular cancer).  2. Prechemotherapy platelet count >350 x 109/L  3. Hemoglobin level < 10 g/dL or use of Red cell growth factors  4. Prechemotherapy leukocyte count >11,000/mm3  5. BMI > 35 kg/m2 Khorana AA et al. Blood. 2008; 111:

55 Risk Factors Risk score
Title Slide 55 Subtitle Clinical Risk Model for Chemotherapy-associated VTE Risk Score Based on Pretreatment Risk Factors Risk Factors Risk score  1. Site of cancer       a) Very high risk cancer (stomach, pancreas)   2       b) High risk (lung, lymphoma, gynecologic, bladder, testicular)   1   2. Platelet count >350,000/mm3  3. Hemoglobin level < 10 g/dL or use of Red cell growth factors  4. Leukocyte count >11,000 /mm3  5. BMI > 35 kg/m2 We have recently developed and validated a clinical risk model for chemotherapy-associated venous thrombosis. This model includes the following risk factors: The site of cancer: with a very high risk cancer category (including stomach and pancreatic CA), and a high risk cancer group (lung, lymphoma, gynecologic, bladder, testicular cancer).  2. Prechemotherapy platelet count >350 x 109/L  3. Hemoglobin level < 10 g/dL or use of Red cell growth factors  4. Prechemotherapy leukocyte count >11,000/mm3  5. BMI > 35 kg/m2 Khorana AA et al. Blood. 2008; 111:

56 VTE Prediction Risk Score Chemotherapy – Associated Thrombosis
Title Slide 56 Subtitle RISK SCORE: Low (0) Intermediate (1-2) High (>3) n=374 n=842 n=149 Rate of VTE (%) 0% 1% 2% 3% 4% 5% 6% 7% 8% n=734 n=1,627 n=340 Development cohort 0.3% 2.0% 6.7% Validation cohort 0.8% 1.8% 7.1% We have recently confirmed, that based on our VT risk score we can categorize patients into three major VT risk groups Utilizing only readily available clinical parameters However, improved identification of at-risk patients remains a clinically need. Khorana AA et al. Blood. 2008; 111:

57 Venous Thromboembolism and Overall Survival by VTE Risk Score Categories
Mortality Grp Low Intermed High % 1.2 5.9 12.7 HR 1.0 3.56 [ ] 6.89 [ ] Kuderer NM et al; Blood 2008 (ASH 2008)

58 Title Slide 58 Subtitle LMWH prophylaxis NIH trial in cancer outpatients Phase III Multicenter Trial of Thromboprophylaxis in High Risk Ambulatory Cancer Patients Receiving Chemotherapy Trial Design Phase III, multicenter, randomized controlled trial of primary LMWH thromboprophylaxis in ambulatory cancer chemotherapy patients Patient Population 400 consenting adult solid tumor or lymphoma patients starting a new chemotherapy regimen Considered high risk based on the VTE model, ie, risk score for VTE ≥3 Study Outcomes Primary Outcomes: Symptomatic and asymptomatic VTE Secondary Outcomes: Overall mortality, bleeding complications Correlative Studies Blood for biomarkers and microarray studies Fig. 1. Study Schema. (R=randomization, H&P=history and physical examination, US=ultrasound, CT=computed tomography scan of the chest). All time points are ± 1 week. Baseline CT up to 4 weeks prior to enrollment will be accepted. The second specific aims will be accomplished with a recently NIH-funded, LMWH-prophylaxis trial in cancer outpatients [Status of trial] The trial is a collaboration between University of Rochester and Duke Currently, I am helping Rochester with finalizing protocol and CRF-forms for IRB submission. [Trial Design] This is designed as a phase III, single-blinded, multi-center trial, Randomizing patients to LMWH or an untreated control group [Patient Population] The patient population will consist of: 400 solid tumor or lymphoma outpatients at high risk for VTE, all starting new chemotherapy regimen VTE risk assessment is performed by the recently published clinical prediction model* [Study Outcomes] Primary Outcomes consist of: Symptomatic and asymptomatic VTE Secondary Outcomes are: Overall mortality and bleeding complications [Correlative Studies] Next to serving as Fellow-PI at Duke, I will be working together with Dr. Chi and Dr. Ortel On the prediction model validation and clinical integration. Rochester will evaluate blood biomarkers

59 Cancer and Venous Thromboembolism Conclusions
Title Slide 59 Subtitle Cancer and Venous Thromboembolism Conclusions VTE is a common complication of cancer and cancer treatment and is associated with considerable morbidity, mortality and costs. The US Surgeon General has recently issued a Call to Action to Prevent Deep Vein Thrombosis and Pulmonary Embolism including new research initiatives to lower the burden of this serious illness. Hospitalized medical and surgical cancer patients are at increased risk for VTE and should be considered for pharmacologic prophylaxis if no contraindication to anticoagulation is present. Cancer patients treated for documented VTE should be considered for continued anticoagulation, preferably with LMWH, for up to six months or longer in patients with active malignancy. While cancer patients experienced a significant reduction in VTE with LMWH None of the trials by themselves showed statistical significant results for VTE outcome Questions remain, especially regarding: bleeding risk, patient monitoring requirements, safety with different cancer therapies, timing or length of prophylaxis Further studies are required, before routine VTE prophylaxis in ambulatory cancer patients can be recommended. Clinical VTE prediction models are promising: Further, improved risk stratification is required for optimal risk-benefit ration for VTE prophylaxis Novel strategies may aid in the targeting of prophylactic strategies Both, VTE itself and the venous thrombosis risk score are: Independent predictors for early mortality Further potential evidence between the link of VTE and more aggressive or less treatment responsive tumors Understanding the ‘biologic VTE phenotype’ may shed further light on our understanding of tumor biology

60 Cancer and Venous Thromboembolism Conclusions
Title Slide 60 Subtitle Cancer and Venous Thromboembolism Conclusions Routine thromboprophylaxis of ambulatory cancer patients is not currently recommended. While results from prospective controlled trials are needed, thromboprophylaxis may be considered in selective high risk settings such as multiple myeloma patients receiving thalidomide or lenalidomide along with chemotherapy and/or dexamethasone. Consideration of prophylactic anticoagulation in cancer patients must always balance the risk of VTE with the increased risk of bleeding. Improved methods for the identification of ambulatory cancer patients at increased risk for VTE and targeted thromboprophylaxis are needed and under active investigation. While cancer patients experienced a significant reduction in VTE with LMWH None of the trials by themselves showed statistical significant results for VTE outcome Questions remain, especially regarding: bleeding risk, patient monitoring requirements, safety with different cancer therapies, timing or length of prophylaxis Further studies are required, before routine VTE prophylaxis in ambulatory cancer patients can be recommended. Clinical VTE prediction models are promising: Further, improved risk stratification is required for optimal risk-benefit ration for VTE prophylaxis Novel strategies may aid in the targeting of prophylactic strategies Both, VTE itself and the venous thrombosis risk score are: Independent predictors for early mortality Further potential evidence between the link of VTE and more aggressive or less treatment responsive tumors Understanding the ‘biologic VTE phenotype’ may shed further light on our understanding of tumor biology

61 Acknowledgments Duke University University of Rochester
Nicole Kuderer MD Thomas Ortel MD Jeffrey Crawford MD Eva Culakova PhD Marek Poniewierski MD Debra Wolff, MS PCNP University of Rochester Alok Khorana MD Charles Francis MD Mark Taubman MD Rami Komrokji, MD ASCO VTE Guideline Panel Members Anna Falanga, Co-Chair

62 Just Wait Until Next Year………..
Official Duke University Slide for Presentations at the University of North Carolina

63 Cancer and Thrombosis What to Look For……..
Cancer Investigation, 2009 Special Issue on Cancer and Thrombosis Journal of Clinical Oncology, 2009 ASCO 2009 Education Session on Cancer and Thrombosis 3 Chapters in the Education Book NHLBI Trials on going at Duke/Rochester and UNC ISTH 2009: Boston July 11-16 5th International Conference on Thrombosis and Hemostasis: Issues in Cancer, Stresa, Italy, April 23-25, 2010 Any much more………….

64 ASCO VTE Guideline Panel Members
Gary H. Lyman, MD, MPH, FRCP (Edin), Co-Chair Duke University Anna Falanga, MD, Co-Chair Ospedali Riuiniti, Bergamo, Italy Daniel Clarke-Pearson, MD University of North Carolina Christopher Flowers, MD, MS Emory University Charles W. Francis, MD University of Rochester Leigh Gates, Patient Representative University of Colorado Mohammad Jahanzeb, MD University of Tennessee Ajay Kakkar, MD, PhD Barts and The London School of Medicine 64

65 ASCO VTE Guideline Panel Members
Alok A. Khorana, MD University of Rochester Nicole M. Kuderer, MD Duke University Mark Levine, MD, PhD McMaster University Howard A. Liebman, MD University of Southern California David S. Mendelson, M.D. Premiere Oncology Gary Edward Raskob, PhD University of Oklahoma Paul A. Thodiyil, MD New York Methodist Hospital David Trent, MD, PhD Virginia Cancer Center 65

66 ASCO Recommendations for VTE Prophylaxis in Patients with Cancer Summary
Patient Group Recommended Not Recommended Hospitalized patients with cancer VTE prophylaxis with anticoagulants If bleeding or contraindication to anticoagulation Ambulatory patients with cancer receiving chemotherapy Myeloma patients receiving thalidomide or lenalidomide + chemotherapy/ dexamethasone. LMWH or adjusted dose warfarin. Otherwise, no routine prophylaxis Patients with cancer undergoing surgery Prophylaxis with low-dose UFH or LMWH Prophylaxis with mechanical methods for patients with contraindications to pharmacologic methods Consider mechanical methods when contraindications to anticoagulation. Patients with cancer with established VTE Pharmacologic treatment for at least 6 months. Consider continued anticoagulation beyond 6 months in those with active cancer. - To improve survival Not recommended Lyman GH et al: J Clin Oncol 2007; 25: 66

67 Symptomatic VTE in Hematopoietic Stem Cell Transplantation (HSCT)
Implications for VTE Prevention Retrospective review of HSCT patients Median F/U: 642 days Symptomatic VTE: 75 (4.6%) Catheter-related: 55 (73%) Clinical bleeding: 230 (15.2%) Fatal bleeding: 55 (3.6%) OR with anticoagulation: 3.1 OR with VOD: 2.2 Gerber, D. E. et al. Blood 2008;112:

68 Pulmonary Embolism n=8)
Meta-analysis: Anticoagulant Prophylaxis to Prevent Symptomatic VTE Hospitalized Medical Patients 9 studies with 19,958 patients Anticoagulant prophylaxis: Pulmonary embolism (PE): RR = 0.43; CI ARD = 0.29%; NNT = 345 Fatal PE: RR = 0.38; CI ARD = 0.25%; NNT = 400 Symptomatic DVT: RR = 0.47; CI ARD = 0.43%; NNT = 233 Major bleeding RR = 1.32; CI ARD = 0.14%; NNH = 714 Pulmonary Embolism n=8) Major Bleeding (n=7) Treatment of symptomatic disease is important but insufficient Asymptomatic disease is common Death from pulmonary embolism is often rapid Prophylaxis Current guidelines agree that all hospitalized patients with cancer should be considered for VTE prophylaxis No randomized controlled trials (RCTs) designed ad hoc for hospitalized medical cancer patients are available Recommendations are based on RCTs of acutely ill medical patients, involving a small proportion of patients with cancer No bleeding data are reported specifically in the subgroup of patients with cancer Dentali F, et al. Ann Intern Med. 2007;146:

69 Risk Factors for Early Mortality in Patients Receiving Cancer Chemotherapy
Variables Hazard Ratio 95% CI P value VTE* 3.059 1.309 7.153 .010 Patient Demographics Age 1.021 1.004 1.038 .017 ECOG >1 1.287 .830 1.996 .260 Charlson comorbidity index >1 1.338 .911 1.966 .137 Body mass index [kg/m2] .959 .927 .992 .016 Stage IV 2.304 1.509 3.516 <.0001 Cancer Type .009 Colorectal 1.666 .765 3.626 .199 Small cell lung cancer 1.530 .609 3.842 .365 Non-small cell lung cancer 3.072 1.590 5.937 .001 Ovary 1.543 .565 4.211 .397 Breast 1.059 .442 2.536 .898 Lymphoma 1.580 .756 3.304 .224 Relative Dose Intensity .026 <85% .617 1.595 .973 Unknown 2.071 1.132 3.789 .018 Year .039 2003 1.166 .685 1.983 .571 2004 .821 .461 1.464 .505 2005 .300 .100 .031 Baseline Laboratory Values WBC >11,000/mm3 1.976 1.331 2.932 Creatinine >1.5 mg/dL 2.214 1.223 4.008 Alkaline phosphatase >120 U/L 1.678 1.146 2.455 .008 Protein <5.5 g/dL 3.194 1.698 6.009 Albumin <3.5 g/dL 2.373 1.594 3.532 *Time-dependent covariate Kuderer NM, et al. ASCO 2008

70 Coagulation Proteases in Tumor Biology
Tissue Factor/FVIIa Factor Xa Thrombin Growth Invasion Metastasis Angiogenesis Fibrin generation plays additional roles in these processes 70

71 Fibrinogen Kinetics in Cancer Patients
Patients: 25 patients with known advanced or active cancer Methods: Plasma and urine fractional fibrinogen catabolic rates were estimated Findings: Significantly shortened fibrinogen survival found in patients with active cancer Categories N TO* P Controls 6 3.89 .828 <.05 All Cancers 25 3.01 1.433 Leukemia 3.19 .671 NS Lymphoma 4 2.88 1.881 Solid Tumor 15 2.98 1.617 GI 3 2.52 2.234 No Chemo 3.28 Chemo 10 2.61 *TO= mean turnover in mg/ml/day Lyman GH et al. Cancer 1978; 41:

72 Adjusted Odds Ratio (95% CI)
Risk of VTE in Cancer Patients by Type of Malignancy Population-based, case-control study [MEGA] of risk factors for VTE 6 clinics in Holland 3220 consecutive patients, 18 to 70 years, with a first DVT or PE 2131 control participants (partners of the patients) Type of Cancer Adjusted Odds Ratio (95% CI) Hematologic 28 ( ) Lung 22.2 ( ) Gastrointestinal 20.3 (4.9-83) Breast 4.9 ( ) Prostate 2.2 ( ) Risk was greatest in first few months following diagnosis of cancer Patients with distant metastases and carriers of factor V Leiden mutation were are further increased risk. Blom JW, et al. JAMA. 2005;293:

73 The Surgeon General’s Call to Action to Prevent Deep Vein Thrombosis and Pulmonary Embolism
September 15, 2008

74 Risk Factors for Inpatient VTE: Multivariate Analysis*
Characteristic OR P value Site of Cancer Lung Stomach Pancreas Uterine Brain 1.3 1.6 2.8 2 2.2 <0.001 0.0035 Age > 65 1.1 0.005 Arterial Thromboembolism 1.4 0.008 Major Comorbidities** We included clinically and statistically significant variables in a multivariate logistic regression analysis. This slide demonstrates variables found to be significant in this analysis. Risk factors independently associated with VTE included primary site of cancer (upper gastrointestinal or lung), an elevated pre-chemotherapy platelet count, hemoglobin < 10g/dL or use of erythropoietin (a combined variable), and use of white cell growth factors. We found a significant first-order interaction between site of cancer and use of white cell growth factors (p=0.02). Patients with sites of cancer associated with higher risk of VTE (upper gastrointestinal, lung or lymphoma) had a significantly increased risk of VTE associated with white cell growth factor use (VTE rate of 5.9% versus 1.52% without growth factor use, p =0.0001; odds ratio 4.0, [95% CI, ]). In contrast, patients with other sites of cancer did not appear to have an increased risk of VTE with the use of white cell growth factors (VTE rate of 1.31% versus 1.42% without growth factor use, p =0.84). * Adjusted for sex, race, HBP, DM, CHF, hepatic disease (NS) ** lung/renal disease, infection, obesity Khorana et al, J Clin Oncol 2006; 24:

75 VTE Risk and Prevention in Multiple Myeloma Chemotherapy ± Thalidomide
They are within trial comparisons of cohorts of patients on and off anticoagulants and thus are subject to bias. Zangari et al: Brit J Haematol 2004; 126: 75

76 Ambulatory Cancer Patients: Prophylaxis in Multiple Myeloma Patients
Prophylaxis with low-molecular-weight heparin (LMWH) or adjusted dose warfarin (INR~1.5) is recommended in multiple myeloma patients receiving thalidomide or lenalidomide plus chemotherapy or dexamethasone (high VTE risk) However: No RCTs available Recommendation is based on extrapolation from nonrandomized trials or randomized studies in other similar high-risk categories Well-designed RCTs are urgently needed They are within trial comparisons of cohorts of patients on and off anticoagulants and thus are subject to bias. Lyman GH et al: J Clin Oncol 2007; 25: 76

77 No anticoagulation (first two years): 11/65 (17%)
VTE Risk and Prevention in Multiple Myeloma Melphalan + Prednisone ± Thalidomide VTE No anticoagulation (first two years): 11/65 (17%) Enoxaparin 40 mg QD for four months: 2/65 (3%) (P=.005) Palumbo A et al: The Lancet 2006; 367:

78 Older Age and History of Arterial Thromboembolism
Chemotherapy* plus bevacizumab Chemotherapy* alone (control group) ATE Rate (%) Total cohort n=963 bev n=872 ctrl No risk factors n=602 bev n=490 ctrl Age ≥65 yr n=339 bev n=279 ctrl ATE history n=89 bev n=59 ctrl ATE history + age ≥65 yr n=67 bev n=46 ctrl *Irinotecan, capecitabine, fluorouracil and leucovorin, or carboplatin/paclitaxel Scappaticci FA, et al. J Natl Cancer Inst. 2007;99:

79 Reduction in thrombosis
Increase in bleeding

80 ASCO Recommendations for VTE Prophylaxis in Patients with Cancer Preventing Recurrence in Cancer Patients with Established VTE In patients with central nervous system malignancies and in the elderly, anticoagulation is recommended for established VTE as described for other patients with cancer . Careful monitoring of anticoagulation is necessary to limit the risk of hemorrhagic complications. Anticoagulation should be avoided in the presence of active intracranial bleeding or preexisting bleeding diathesis such as thrombocytopenia (platelet count <50,000/mm3) or coagulopathy. Lyman GH et al: J Clin Oncol 2007; 25: 80

81 The CLOT Trial multinational, open-label, randomized study
treatment period 6 months (or until death) primary endpoint: symptomatic VTE recurrence follow-up for survival up to 12 months Control Group: dalteparin + VKA Cancer patients with proximal DVT, PE or both R Experimental Group: dalteparin alone Lee AY, et al. N Engl J Med. 2003;349:

82 CLOT Trial Results: Survival in Solid Tumor Patients ± metastatic disease P = 0.62 HR=0.50[.27 to .95]; P=.03 HR=1.1[.87 to 1.4]; P=.46 For patients without metastatic disease, the hazard ratio was 0.50 (95% CI, 0.27 to 0.95; P = .03) for the overall comparison between the treatment groups. For patients with metastatic disease, the hazard ratio was 1.1 (95% CI, 0.87 to 1.4; P = .46) for the overall comparison between the treatment groups. Lee, A. Y.Y. et al. J Clin Oncol; 23:

83 Mortality and PFS in Univariate Analysis by VTE Risk Score Categories
Title Slide 83 Subtitle Mortality and PFS in Univariate Analysis by VTE Risk Score Categories Outcomes (at 4 months) Risk Group Low N=1,206 Intermed. N=2,709 High N=543 All N=4,458 Overall Mortality Risk (%) 1.2% 5.9% 12.7% 5.6% HR [+/- CI] 1.0 3.56 [ ] 6.89 [ ] - PFS 93% 82% 72% 84% 2.77 [ ] 4.27 [ ] In univariate analysis, Overall Mortality at 4 months: Significantly increases from 1.2% in the low risk group: to 5.9% in the intermed. Group, and to 12.7% in the high risk group With HRs of 3.56 and 6.89, respectively, compared to the low risk group PFS at 4 months: Decreases to 82% and 72% in the intermed. and high risk groups, compared to 93% in the low risk group With HRs of 2.77 and 4.27, respectively. Kuderer NM et al; Blood 2008 (ASH 2008)

84 VTE Risk Score Independent Predictor for: PFS Multivariate Analysis*
Title Slide 84 Subtitle VTE Risk Score Independent Predictor for: PFS Multivariate Analysis* Variables P-value HR 95% CI for HR Lower Upper VTE Risk Score(1) 0.001 Intermed. Risk Group (II) <0.001 2.077 1.397 3.086 High Risk Group (III) 2.344 1.465 3.751 VTE(2) 0.028 2.043 1.079 3.870 Patient Characteristics Age 0.107 1.008 0.998 1.017 ECOG >1 1.498 1.175 1.909 Charlson >1 0.047 1.256 1.003 1.574 BMI [kg/m2] 0.962 0.944 0.981 Stage IV(3) 1.982 1.567 2.506 Year 0.792 0.700 0.896 This holds true for PFS as well. The VT risk score remains an independent predictor for reduced progression-free survival – after accounting for the same major risk factors: including VT With HRs of 2.07 and 2.34 in the intermediate and risk categories *Adjusted for: Cancer Type, and Relative Dose Intensity (1) Comparison to low risk group (I) (2) Time-dependent covariate (3) Comparison to stages I-III Kuderer NM et al; Blood 2008 (ASH 2008)

85 LMWH prophylaxis NIH trial in cancer outpatients
Title Slide 85 Subtitle LMWH prophylaxis NIH trial in cancer outpatients Inclusion Criteria: Age 18 years or older A histologic diagnosis of malignancy (not basal cell or squamous cell); At planned initiation of a new systemic chemotherapy regimen (including patients starting on first chemotherapy or patients previously treated but starting on a new regimen); A risk score for VTE ≥3. Any counts meeting criteria drawn within 2 weeks prior to enrollment are considered acceptable. Exclusion Criteria: Patients will be excluded from the trial if they have any of the following: Active bleeding or at high risk of serious bleeding complication in the opinion of the investigator Diagnosis of primary brain tumor, multiple myeloma, acute leukemia, chronic myelogenous leukemia or myelodysplastic syndrome Planned stem cell transplant Life expectancy < 6 months Known allergy to heparin or LMWH Incapable of daily self-injection Acute or chronic renal insufficiency with creatinine clearance < 30 mL/min History of heparin-induced thrombocytopenia Allergy to contrast agents Need for anticoagulant therapy Platelet count < 50,000/mm3 Pregnancy The second specific aims will be accomplished with a recently NIH-funded, LMWH-prophylaxis trial in cancer outpatients [Status of trial] The trial is a collaboration between University of Rochester and Duke Currently, I am helping Rochester with finalizing protocol and CRF-forms for IRB submission. [Trial Design] This is designed as a phase III, single-blinded, multi-center trial, Randomizing patients to LMWH or an untreated control group [Patient Population] The patient population will consist of: 400 solid tumor or lymphoma outpatients at high risk for VTE, all starting new chemotherapy regimen VTE risk assessment is performed by the recently published clinical prediction model* [Study Outcomes] Primary Outcomes consist of: Symptomatic and asymptomatic VTE Secondary Outcomes are: Overall mortality and bleeding complications [Correlative Studies] Next to serving as Fellow-PI at Duke, I will be working together with Dr. Chi and Dr. Ortel On the prediction model validation and clinical integration. Rochester will evaluate blood biomarkers

86 Tumor cells Procoagulant activities Fibrinolytic activities
Cytokines and growth factors Activation of coagulation Extracellular matrix remodeling Activation of vascular blood cells Angiogenesis Falanga A: Cancer Invest 2009; 27:

87 Survival of Cancer Patients Developing VTE Compared to Matched Controls
Data from the Danish National Registry of Patients, the Danish Cancer Registry, and the Danish Mortality Files Control patients, who did not have VTE, were matched by cancer type Sex Age year of diagnosis One-Year Mortality Cancer with VTE 12% Cancer w/o VTE 36% HR = 2.20 [ ] P<.0001 Sorensen, H. T. et al. N Engl J Med 2000;343:

88 Venous Thromboembolism
RCTs of Thromboprophylaxis in Ambulatory Cancer Patients Low Molecular Weight Heparin: Meta-Analysis Summary Estimates [N=6 RCTs] Venous Thromboembolism Relative Risk: 0.64 [95% CI: 0.44 – 0.94] Absolute Risk Reduction: 1.8% [95% CI: 0.2% - 3.4%] Major Bleeding Relative Risk: 1.85 [95% CI: 0.93 – 3.68] Absolute Risk Increase: 0.9% [95% CI: 0% - 1.8%] Kuderer NM et al: ASCO 2009

89 Title Slide 89 Subtitle VTE Risk Score Independent Predictor for: Mortality Multivariate Analysis Variables P-value HR* 95% CI for HR VTE Risk Score(1) 0.028 Intermed. Risk Group (II) 0.025 2.222 1.106 4.464 High Risk Group (III) 0.008 2.926 1.332 6.428 VTE(2) <0.001 4.472 1.928 10.370 Patient Characteristics Age 0.026 1.018 1.002 1.035 ECOG >1 0.027 1.613 1.055 2.464 Charlson >1 0.014 1.582 1.096 2.284 BMI [kg/m2] 0.941 0.910 0.973 Stage IV(3) 2.659 1.755 4.028 Year 0.016 0.771 0.624 0.953 This increased risk of mortality persisted in multivariate analysis, after adjusting for major risk factors: Including: age, ECOG-PS, Charlson Comorbidity Ind, BMI, Stage, Year, Tumor Type, RDI As well as the occurrence of VT itself. With HRs of 2.22 and 2.92 in the intermediate and high risk groups. *Adjusted for: Cancer Type, and Relative Dose Intensity (1) Comparison to low risk group (I) (2) Time-dependent covariate (3) Comparison to stages I-III Kuderer et al. Oral Presentation ASH 2008

90 Cancer and Venous Thromboembolism The Need for Risk Stratification
0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 6 Diagnosis Chemotherapy Hospitalization Remission End of Life Metastasis Relative Risk Average Risk Time

91 Importance of Guidelines to Clinical Outcomes
“Clinicians armed with appropriate assessments and the best evidence-based practice guidelines can reduce some of the unpleasant and frequent side-effects that often accompany cancer and chemotherapy treatment, obtain the best possible clinical outcomes, and avoid unnecessary costs.” Statement from Centers for Medicare and Medicaid Services, August 2005 CMS, the Centers for Medicare and Medicaid Services

92 Candidate Biomarkers Platelet count Leukocyte count Tissue factor
P-selectin Others (D-dimer, C-reactive protein) 92 92

93 Soluble P-Selectin and VTE in Cancer
Ay C, et al. Blood. 2008;112:

94 Mechanisms for ESAs to Increase Thrombosis
Rheological effects of increased or increasing red cell mass Young red cells in circulation augment platelet reactivity (red cell–platelet interaction) ESAs synergize with TPO to activate platelets (ESA–TPO interactions) Direct, receptor-mediated effects on endothelium that enhance interaction with platelets (ESA–endothelial interactions) TPO, thrombopoietin Lancet 2003;362:1265

95 Venous Thromboembolism and
Highlights from ASCO Advances in Supportive Care Managing Disease and Treatment-Related Complications Venous Thromboembolism and Thromboprophylaxis

96 Low-molecular-weight heparin for venous thromboprophylaxis in ambulatory cancer patients: A meta-analysis Nicole M. Kuderer, Alok A. Khorana, Charles W. Francis et al Duke University, Durham, NC; University of Rochester, Rochester, NY Literature Search: Medline, EMBASE, Cochrane Library, Conference Proceedings, Hand Searching of References Major Inclusion Criteria: RCT of LMWH VTE prophylaxis in adult ambulatory cancer patients Treatment Group: LMWH Control Group: placebo or no Rx Major Exclusion Criteria: Non-cancer patients Non-randomized trials Surgery, Catheter trials, or intraportal heparin infusion Combination of anticoagulants

97 Risk - Benefit Comparison VTE – Prophylaxis with LMWH
Harm Venous Thrombosis ARD* Major Bleeding Events ARD* All Bleeding Events ARD*1 1.8% ↓ 0.9% ↑ 2.4% ↑↑ 1Kuderer et al. Cancer 2007 *ARD = Absolute Risk Difference

98 Conclusions VTE – Prophylaxis with LMWH
While ambulatory cancer patients experienced a 36% relative risk reduction in VTE with LMWH, the average absolute risk reduction for VTE was only 1.8%. Concern remains about the potential increase in major bleeding with an absolute risk increase in major bleeding of 0.9%. Major bleeding was not a primary outcome in any of the studies and were not powered to adequately assess major bleeding. Weighing risks and benefits, routine VTE prophylaxis in the general outpatient cancer population cannot be recommended at this time. Studies are ongoing to better identify cancer outpatients at increased risk for VTE, in whom prophylaxis may have a more favorable risk-benefit ratio.

99 ASCO Guidelines for Thromboprophylaxis
Hospitalized cancer patients Should be considered candidates for VTE prophylaxis in the absence of contraindications Surgical cancer patients All patients undergoing major surgical intervention for malignant disease should be considered for prophylaxis Prophylaxis should be continued for at least 7-10 days postoperatively and may be extended into the post discharge period for selected high-risk patients Ambulatory cancer patients Routine prophylaxis not recommended Exception: Patients receiving thalidomide or lenalidomide with chemotherapy or dexamethasone Lyman et al. JCO 2007

100 ASCO Guidelines for Thromboprophylaxis
Hospitalized cancer patients Should be considered candidates for VTE prophylaxis in the absence of contraindications Surgical cancer patients All patients undergoing major surgical intervention for malignant disease should be considered for prophylaxis Prophylaxis should be continued for at least 7-10 days postoperatively and may be extended into the post discharge period for selected high-risk patients Ambulatory cancer patients Routine prophylaxis not recommended Exception: Patients receiving thalidomide or lenalidomide with chemotherapy or dexamethasone

101 Patient Characteristic
Risk Model Patient Characteristic Score Site of Cancer Very high risk (stomach, pancreas) High risk (lung, lymphoma, gynecologic, GU excluding prostate) 2 1 Platelet count > 350,000/mm3 Hb < 10g/dL or use of ESA Leukocyte count > 11,000/mm3 BMI > 35 kg/m2 Based on the multivariate analysis, we developed a predictive risk model for identifying patients at high risk for development of VTE at time of initiation of chemotherapy. Risk scores were developed based on the beta-coefficient for each variable in the multivariate model shown on the prior slide, rounded to the nearest integer to make the model clinically usable. A patient with a very high risk site of cancer (such as stomach or pancreas) would be assigned a score of 2; patients with high risk sites of cancer (such as lung, lymphoma, gynecologic or GU cancers) as well as elevated pre-chemotherapy platelet count, anemia with a Hgb < 10 g/dL or use of erythropoiesis-stimulating agent, elevated leukocyte count or a BMI >=35 would all be assigned scores of 1. Khorana AA et al. Blood 2008 101

102 VTE Prediction Risk Score Chemotherapy – Associated Thrombosis
Title Slide 102 Subtitle VTE Prediction Risk Score Chemotherapy – Associated Thrombosis Development cohort Validation cohort 8% 8% 7.1% 7% 7% 6.7% 6.7% 6% 6% 5% 5% Rate of VTE (%) 4% 4% 3% 3% We have recently confirmed, that based on our VT risk score we can categorize patients into three major VT risk groups Utilizing only readily available clinical parameters However, improved identification of at-risk patients remains a clinically need. 2.0% 2.0% 1.8% 2% 2% 0.8% 1% 1% 0.3% 0.3% 0% 0% n=374 n=374 n=734 n=734 n=1,627 n=1,627 n=842 n=842 n=340 n=340 n=149 n=149 RISK SCORE: Low (0) Intermediate (1-2) High (>3) Khorana AA et al. Blood. 2008; 111:

103 Mortality and PFS By VTE Risk Score
Outcomes Low Risk N=1,206 Intermediate Risk N=2,709 High Risk N=543 All N=4,458 Mortality Risk (%) 1.2% 5.9% 12.7% 5.6% HR [+/- CI] 1.0 3.6 [ ] 6.9 [ ] - Progression-free survival 93% 82% 72% 84% 2.8 [2-3.9] 4.3 [ ] Kuderer NM et al. ASH 2008

104 PHACS Study R LMWH prophylaxis x 12 weeks
with 4-weekly screening US and start/end CT chest Patients starting chemotherapy Risk score ≥3 R Observe x 12 weeks with 4-weekly screening US and start/end CT chest Sites: Duke, Duke Oncology Network, Univ of Rochester R01 HL

105 A prospective, randomized trial of chemotherapy with or without the low molecular weight heparin enoxaparin in patients with advanced pancreatic cancer: Results of the CONKO 004 trial H. Riess, U. Pelzer, G. Deutschinoff, B. Opitz, M. Stauch, P. Reitzig, S. Hahnfeld, A. Hilbig, J. Stieler, H. Oettle

106 A prospective, randomized trial of chemotherapy with or without the low molecular weight heparin enoxaparin in patients with advanced pancreatic cancer: Results of the CONKO 004 trial H. Riess, U. Pelzer, G. Deutschinoff, B. Opitz, M. Stauch, P. Reitzig, S. Hahnfeld, A. Hilbig, J. Stieler, H. Oettle Randomization Response evaluation at least every 12 weeks: VTE, Bleeding, RR, PFS, OS Primary endpoint Chemotherapy Chemotherapy + Enoxaparin Treatment for 3 months: VTE , Bleeding, RR, PFS, OS E 1 mg/kg/d E 40 mg/kg/d until PD

107 KPS 60-70% or creatinine > ULN
CONKO-004: Chemotherapy Favorable results in randomized phase II/III in patients with good PS: with Gem/CDDP or Gem/FA/5-FU and Gem/Cap Gem/CDDP/5-FU and Gem/FA/5-FU/CDDP with remarkable RR and 1-year OS Patient allocation according to Karnofsky-PS (KPS) and plasma creatinine level KPS ≥ 80% + creatinine ≤ ULN KPS 60-70% or creatinine > ULN Gemcitabine (1000 mg/m2) Folinic acid (100 mg/m2) d1, 8, 15; 29 5-FU (750 mg/m2 24 h CI) CDDP (30 mg/m2) d1, 8; 22

108 Results: VTE and Major Bleeding
Observation Enoxaparin Patients (N) 152 160 VTE (at 3 months)* Major Bleeding (at 3 months) 9.9% 2.6% 1.2% 3.8% VTE (at 30.4 months)** 15.5% 5% Major Bleeding (at 30.4 months) 6.3% Median survival 29 weeks 31 weeks *p<0.01; **p<0.05

109 Results: VTE and Major Bleeding
Observation Enoxaparin Patients (N) 152 160 VTE (at 3 months)* Major Bleeding (at 3 months) 9.9% 2.6% 1.2% 3.8% VTE (at 30.4 months)** 15.5% 5% Major Bleeding (at 30.4 months) 6.3% Median survival 29 weeks 31 weeks *p<0.01; **p<0.05

110 Venous thromboembolic events
Results: VTE at 3 Months Venous thromboembolic events Event Observation N= 162 Enoxaparin N= 150 All Pulmonary embolism 2 Proximal leg DVT 9 11 Distal leg DVT only Upper extremity DVT 3 All (VTE) 16 18 All (Patients)* 15 17

111 Results: Relative VTE rates Results: Relative VTE rates
Percent (%) n=5 n=10 ■ Gem ■ GFFC n=1 Δ=6.6%;RRR=90%;P=.025 Δ=12.4%;RRR=79%;P=.300 ■ Gem ■ GFFC ■ Gem ■ GFFC n=5 n=5 Δ=12.4%;RRR=79%;P=.300 Δ=12.4%;RRR=79%;P=.300 Percent (%) Percent (%) n=10 n=10 n=1 n=1 n=1 n=1 Δ=6.6%;RRR=90%;P=.025 Δ=6.6%;RRR=90%;P=.025

112 CONKO-004: Summary Major Limitations Unusual study design
Non-standard chemotherapy Chemo allocated by PS/creat. Small study: trial stopped early Paradoxical major bleeding results No information on catheters Conclusions Enoxaparin (1mg/kg/day) significantly reduces VTE No OS improvement High overall major bleeding Unusual study design Clinical relevance of data? Reducing non-PE VTE Setting of high major bleeding ? Long-term complications: Osteoporosis HIT


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