1. Spinlocks and all the rest

2. Synchronization Overview Cache coherency Single versus Multi-core Under versus Oversubscribed Atomic operations …

3. Synchronization Overview Spinlock acquire_lock(lock) { while (TAS(lock) == true); } TAS – test and set Puts true in address, returns old value

4. Synchronization Mellor-Crummey, Scott 1991 Analyzed spinlocks and barriers Linear, Proportional, Exponential Backoff Ticket locks -> now serving Proposed the mcs lock, a queue based lock

6. Overview Synchronization Types to be Discussed Further Developments Implementation Details

7. Types to be Discussed Mutual Exclusion Spinlock Mutex Reader Writer Lock Execution Point Barrier Queues, etc (time permitting)

8. Spinlocks Spin until lock is acquired Simple Implementation Contention on lock

9. Queued Spinlock Create a local lock Spin on it On release, signal next waiter Additional operations Reduced contention

10. Mutex Wait to acquire May use thread scheduler to wait

11. Reader Writer Lock Readers can operate simultaneously with other readers Only writers cause problems Often spinlock plus count of readers

12. Barrier Keep a group of threads in sync Barrier has to recognize two events Old barrier as some threads may not be active New barrier as threads may have reached it

13. Further Developments

14. Scalable RW Lock Modification to MCS lock Count of Readers + Writer Waiting Flag Queue of waiting threads Readers unblock readers on acquire Writers unblock next thread on release John M. Mellor-Crummey and Michael L. Scott. 1991. Scalable reader-writer synchronization for shared-memory multiprocessors. In Proceedings of the third ACM SIGPLAN symposium on Principles and practice of parallel programming (PPOPP '91). ACM, New York, NY, USA, 106-113.

16. Scalable RW Lock cont. Split up the reader access Since readers can acquire the lock with readers, have multiple locks Writers, however, need all of the reader locks Wilson C. Hsieh and William E. Weihl. 1992. Scalable Reader-Writer Locks for Parallel Systems. In Proceedings of the 6th International Parallel Processing Symposium, Viktor K. Prasanna and Larry H. Canter (Eds.). IEEE Computer Society, Washington, DC, USA, 656-659.

17. Scalable RW Lock cont. Or use a C-SNZI Closable scalable nonzero indicator Like a semaphore, but can be closed What about write upgrade? Yossi Lev, Victor Luchangco, and Marek Olszewski. 2009. Scalable reader-writer locks. In Proceedings of the twenty-first annual symposium on Parallelism in algorithms and architectures (SPAA '09). ACM, New York, NY, USA, 101-110.

19. Biased Locks First and second class citizens Like readers / writers, but all exclusive Secondary locks request the lock Primary holder grants them the lock Nalini Vasudevan, Kedar S. Namjoshi, and Stephen A. Edwards. 2010. Simple and fast biased locks. In Proceedings of the 19th international conference on Parallel architectures and compilation techniques (PACT '10). ACM, New York, NY, USA, 65-74.

20. MCS Extensions Queue based locks What if threads are preempted? Add a time component to the lock Stale elements are skipped Michael L. Scott and William N. Scherer. 2001. Scalable queue- based spin locks with timeout. In Proceedings of the eighth ACM SIGPLAN symposium on Principles and practices of parallel programming (PPoPP '01). ACM, New York, NY, USA, 44-52. B. He, W. N. Scherer III, and M. L. Scott. Preemption Adaptivity in Time-Published Queue-Based Spin Locks, 11th Intl. Conf. on High Performance Computing, Goa, India, Dec. 2005.

21. Spinning vs Blocking Spinning = busy-waiting Blocking = thread scheduling What is the trade-off between the two schemes? Tested Solaris pthread implementation that does both Ryan Johnson, Manos Athanassoulis, Radu Stoica, and Anastasia Ailamaki. 2009. A new look at the roles of spinning and blocking. In Proceedings of the Fifth International Workshop on Data Management on New Hardware (DaMoN '09). ACM, New York, NY, USA, 21-26.

23. Trees, etc Barriers Lots of threads all signaling a single count Sounds bad Signal and Wakeup trees, with different degrees

24. Hardware Supported Barriers Introduce dedicated on-chip connections Single Centralized Controller Transmission lines Jungju Oh, Milos Prvulovic, and Alenka Zajic. 2011. TLSync: support for multiple fast barriers using on-chip transmission lines. In Proceeding of the 38th annual international symposium on Computer architecture (ISCA '11). ACM, New York, NY, USA, 105- 116.

26. Implementation Details

27. Architectural Primitives Compare and Swap(mem, old, new) If (*mem == old) *mem = new Return what was in mem LL/SC LL – load value SC to same address succeeds only if data unmodified

28. Test and Test-and-Set Synchronization instructions are expensive So dont do them until likely to succeed Test the lock, then Test-and-set the lock Caveat emptor Can lead to races if used incorrectly Can save time like TryToAcquire rather than release

29. Queued Spinlock Details void acquire_queued_spinlock(void* lock, entry* me) { me->next = NULL; me->state = UNLOCKED; entry* prev = atomic_swap(lock, me); if (prev == NULL) return; me->state = LOCKED; prev->next = me; while (me->state == LOCKED); }

30. Queued Spinlock Details cont void release_queued_spinlock(void* lock, entry* me) { while (me->next == NULL) { if (me == CAS(lock, me, NULL)) return; } me->next->state = UNLOCKED; }

31. Bibliography Dave Dice, Virendra J. Marathe, and Nir Shavit. 2011. Flat-combining NUMA locks. In Proceedings of the 23rd ACM symposium on Parallelism in algorithms and architectures (SPAA '11). ACM, New York, NY, USA, 65-74. B. He, W. N. Scherer III, and M. L. Scott. Preemption Adaptivity in Time-Published Queue-Based Spin Locks, 11th Intl. Conf. on High Performance Computing, Goa, India, Dec. 2005. Wilson C. Hsieh and William E. Weihl. 1992. Scalable Reader-Writer Locks for Parallel Systems. In Proceedings of the 6th International Parallel Processing Symposium, Viktor K. Prasanna and Larry H. Canter (Eds.). IEEE Computer Society, Washington, DC, USA, 656-659. Ryan Johnson, Manos Athanassoulis, Radu Stoica, and Anastasia Ailamaki. 2009. A new look at the roles of spinning and blocking. In Proceedings of the Fifth International Workshop on Data Management on New Hardware (DaMoN '09). ACM, New York, NY, USA, 21-26. Yossi Lev, Victor Luchangco, and Marek Olszewski. 2009. Scalable reader-writer locks. In Proceedings of the twenty-first annual symposium on Parallelism in algorithms and architectures (SPAA '09). ACM, New York, NY, USA, 101-110. Peter S. Magnusson, Anders Landin, and Erik Hagersten. 1994. Queue Locks on Cache Coherent Multiprocessors. In Proceedings of the 8th International Symposium on Parallel Processing, Howard Jay Siegel (Ed.). IEEE Computer Society, Washington, DC, USA, 165-171.

32. Bibliography cont John M. Mellor-Crummey and Michael L. Scott. 1991. Algorithms for scalable synchronization on shared-memory multiprocessors. ACM Trans. Comput. Syst. 9, 1 (February 1991), 21-65. John M. Mellor-Crummey and Michael L. Scott. 1991. Scalable reader- writer synchronization for shared-memory multiprocessors. In Proceedings of the third ACM SIGPLAN symposium on Principles and practice of parallel programming (PPOPP '91). ACM, New York, NY, USA, 106-113. Jungju Oh, Milos Prvulovic, and Alenka Zajic. 2011. TLSync: support for multiple fast barriers using on-chip transmission lines. In Proceeding of the 38th annual international symposium on Computer architecture (ISCA '11). ACM, New York, NY, USA, 105-116. Michael L. Scott and William N. Scherer. 2001. Scalable queue-based spin locks with timeout. In Proceedings of the eighth ACM SIGPLAN symposium on Principles and practices of parallel programming (PPoPP '01). ACM, New York, NY, USA, 44-52. Nalini Vasudevan, Kedar S. Namjoshi, and Stephen A. Edwards. 2010. Simple and fast biased locks. In Proceedings of the 19th international conference on Parallel architectures and compilation techniques (PACT '10). ACM, New York, NY, USA, 65-74.

33. Lock free list Store head pointer Atomic update head void push(node head, node n) { now = old = *head do { old = now n->next = old } while ((now = CAS(head, old, n)) != old) }

34. ABA Problem Push C // pending Pop A Pop B Push A // Does Push C complete successfully now?

35. ABA Problem cont. Pop A // pending Pop A Pop B Push A Does Pop A succeed?