Objective of the System-AML To create a system to fulfill the AML compliance requirements. Create a system to capture a KYC to track client acquisitions. Create a system to identify fraudulent transactions in securities market. Reporting and Case Management for STR.
Compiled Analyze n Control Objective of the System-Surveillance A system to track orders and transactions which violate Broker Code of Conduct. Rule engine based on different kind of transaction patterns Reporting and Case Management for internal surveillance.
Compiled Analyze n Control Thank you For any further Queries, please contact us at : email@example.com Call us at -022 26470737 Call at 9930579147