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Reducing Order Enforcement Cost in Complex Query Plans Ravindra Guravannavar and S. Sudarshan (To appear in ICDE 2007)

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2 Background Sort-based query processing algorithms Sort-merge Join (also Union/Intersection) Sort-based grouping and duplicate elimination Explicit order by Notion of Interesting Sort Orders (System-R) Find and remember the best plan for each sort order that may be useful Optimization goal in Volcano : (expr, sort-order)

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3 The Problem Interesting orders can be too many! Factorial in number of attributes involved Plan cost can vary substantially with the choice of interesting order Clustering and covering indices Other operators in the input sub-expressions Possibility of partial sorting G Group By {a 2,a 4,a 5,… } R S R.a 1 =S.a 1 and R.a 2 =S.a 2 … R.a n =S.a n

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4 Motivation Joins in data integration and decision support involve large number of attributes Increasing use of covering indices Several alternative sort orders Partial sorting Query patterns Attributes common to multiple operators Known techniques Work only for unary operators like group-by

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5 Outline of the Talk Partial sorting Changes to external sort Optimizer changes to handle partial sort orders Interesting orders for a join tree : A special case Problem is NP-Hard A 2-approximation for the special case The general problem Notion of favorable orders Plan generation using favorable orders Post-optimization phase Experimental results

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6 Exploiting Partial Sort Orders Sort on (a 1, a 2 ) given (a 1 ) Standard external-sort Cost is independent of input sort order Replacement-selection Produces single run but incurs I/O Both methods break the pipeline – first o/p tuple after reading all i/p RS R.a 1 =S.a 1 and R.a 2 =S.a 2 C. Index on (R.a 1 ) (a 1 ) (a 1,a 2 ) () (a 1,a 2 )

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7 A Minor Change to External Sorting Multiple partial sort segments Hold only one segment at any given time When a new segment starts Sort the current segment and output No run generation I/O if each segment fits in memory Early output (good for Top-K) Reduced comparisons O(n log n/k) Vs. O(n log n), k = # segments a1a2 12 11 15 13 24 21 26 63 ……

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8 Optimizer Changes to Handle Partial Sort Orders Cost Model for Partial Sort: Let the input order be o 1 Required (output) order be o 2 Let o s =Longest common prefix between o 1 and o 2 Let o r =o 2 – o s (i.e, o s + o r = o 2 ) A(o) = Attribute set of order o Є : Empty (no) sort order coe(e, o 1,o 2 ) = D(e, A(o s )) X coe(e, Є, o r ), where e= p (e) and p equates A(o s ) to a constant.

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9 Optimizer Changes to Handle Partial Sort Orders Cost Model for Partial Sort: coe(e, o 1,o 2 ) = D(e, A(o s )) X coe(e, Є, o r ), where e= p (e) and p equates A(o s ) to a constant. o 1 =(a,b) o 2 =(a,c) o s =(a), o r =(c), e= (a=k) (e) e

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10 Flexible Order Requirements Most operators have interest in any order on the attributes involved Merge-Join, Merge-Union, Group By, Duplicate Elimination Binary operators demand the same order from inputs G {a1, a2} {a1,a2,a3,a4} {a4,a7}{a3,a5,a6}

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11 Finding Optimal is NP-Hard A special case: All relations/intermediate results of the same size All attribute cardinalities same We try to maximize the length of common prefixes Maximize LCP(pi, pj) Reduction from graph layout problem SUM-CUT Optimal algorithm for paths and 2-approximation for binary trees

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12 A 2-Approximation Algorithm Optimal algorithm for paths s2s2 s1s1 snsn s3s3 S n-1 OPT(i,j) = max {OPT(i,k) + OPT(k+1,j) + c(i,j)}, i k < j 2-Approximation for binary trees - OPT OPT-EVEN + OPT-ODD - Take the one with higher benefit Even levelsOdd levels

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13 General Case Logical plan space for inputs not expanded (i.e, Join order not fixed) Varying sizes of relations and intermediate results All orders on base relations do not have the same cost (due to clustering and covering indices)

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14 Overview of the Approach Identify a small set of favorable orders Orders that are relatively inexpensive Should not require expanding the input plan space Plan generation (Phase-1) Deduce the interesting orders from the favorable orders Try each of the interesting order, retain the best Plan refinement (Phase-2) Use the 2-approximation algorithm and refine the sort orders further

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15 Favorable Orders Benefit of an order: benefit(o, e) = cbp(e, Є) + coe (e, Є, o) – cpb(e,o) Positive benefit The order can be obtained at cost less than the full sort of unordered result (e.g., the clustering order) Favorable orders: ford(e)={ o : benefit(o,e) > 0 } Can be a huge set E.g., Every order having the clustering order as its prefix is a favorable order.

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16 Minimal Favorable Orders A favorable order o that satisfies: 1. o o s.t. cbp(e, o) + coe(e, o, o) = cbp(e,o) 2. o s.t. o o and cbp(e, o) = cbp(e,o) E.g., Relation R with clustering index on (a 1,a 2 ) (a 1,a 2 ) is a minimal favorable order (a 1 ), (a 1,a 2,a 3 ) are not ford-min(e) : Set of all minimal favorable orders for expression e For base relations size of ford-min limited to the number of covering indices EE

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17 Computing Favorable Orders: Issues Defined in terms of cost of best plan Need them before optimizing input sub-expressions Even ford-min can get prohibitively large for join, group-by expressions R S J1 J2 ford-min contains every permutation of the join attributes

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18 Heuristics for Computing ford-min e=R : {o: o is clustering or covering index order} e= p (e 1 ) : {o: o ford-min(e 1 )} e= L (e 1 ) :{o: o ford-min(e 1 ) and o=o ^ L} a,b (e 1 ), ford-min(e1)={(a,c,b)} ford-min(e)={(a)} e=e 1 e 2 : Let T=ford-min(e1) U ford-min(e2) T U {o: o T and o=((o ^ S) permute(S – A(o ^ S))) U U U

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19 Heuristics for Computing ford-min S={a,b,c,d} ford-min={(a,b,e),(b)} ford-min={(a)} T = {(a,b,e), (b), (a)} Input F.Order (o)o ^ {a,b,c,d}Extended Order (a,b,e)(a,b)(a,b,c,d) (b) (b,a,c,d) (a)

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20 Plan Generation (Phase-1) Form the set I of interesting orders to try Collect input favorable orders and rqd. o/p order Take LCP with the set of join attributes Extend the orders (arbitrarily) to include remaining attributes For each order o in I, generate optimization sub-goals for input sub-expressions

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21 Plan Refinement (Phase-2) Identify the suffix that can be freely reordered Use the 2-approximation algorithm to reorder the suffix R2 (a) (a,b,c,h) (a,d,h) R4 (a) R3 (a) R1 (a) (a,e,h) {a,d,h} {a,e,h} (a,h,e) (a,h,b,c) (a,h,d)

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22 Experiments 1. Benefits of exploiting partial sort orders 2. Evaluate the plans produced by our optimizer extensions Systems Compared PostgreSQL 8.1.3, SQLServer 2005, DB2 8.2, PYRO Test MachineIntel P4 (HT) PC, 512 MB DatasetTPC-H 1GB and synthetic QueriesSynthetic and from a real application

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23 Experiment 1 SELECT suppkey, partkey FROM lineitem ORDER BY suppkey, partkey; (suppkey) (suppkey, partkey)

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24 Experiment 2 R(c1,c2,c3), 10 M records, (c1) (c1,c2), card(c1)=10,000

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25 Experiment 3

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26 Experiment 4 SELECT ps_suppkey, ps_partkey, ps_availqty, sum(l_quantity) AS total_required FROM partsupp, lineitem WHERE ps_suppkey=l_suppkey AND ps_partkey=l_partkey AND l_linestatus='O' GROUP BY ps_partkey, ps_suppkey, ps_availqty, HAVING sum(l_quantity) > ps_availqty ORDER BY ps_partkey; Parts running out of stock:

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27 Experiment 4 - Plans Merge-Join Plan on SYS1 and SYS2Plan Generated by PYRO-O

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28 Experiment 4 & 5 - Timings

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29 Experiments with Variants of PYRO PYRO : Baseline PYRO PYRO-O - : No partial sort PYRO-P : Postgres Heuristic PYRO-O : Our Approach PYRO-E : Exhaustive

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30 Optimization Overheads

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31 Questions?

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