Presentation on theme: "World Health Organization"— Presentation transcript:
1World Health Organization 31 March, 2017Supplementary Training Modules on Good Manufacturing PracticeHeating, Ventilation and Air- Conditioning (HVAC)Part 2:HVAC systems and componentsSection 7
2World Health Organization 31 March, 2017HVACObjectivesIn the following slides, we will study the components of air- handling systems in order to:Become familiar with the componentsKnow their functionsBecome aware of possible problemsObjectives:For you, as inspectors, to be able to judge whether the air handling systems which you encounter during your factory inspections are adequate or not, it is necessary to know how such systems work, and to be aware of what problems may arise in terms of the components of the system.Therefore, the objectives of this part of module 3 are to study the components of air handling systems in order to:Become familiar with the componentsKnow their functionsBecome aware of possible problems
3World Health Organization HVAC31 March, 2017GeneralDesign of HVAC is dependent on required degree of air cleanlinessSuitable components should be selected including:fans,driers,filters,ducts, grilles, etc.7. HVAC systems and componentsNote: The required degree of air cleanliness in most OSD manufacturingfacilities can normally be achieved without the use of high-effi ciency particulateair (HEPA) fi lters, provided the air is not recirculated. Many openproduct zones of OSD form facilities are capable of meeting ISOClass 8, “at-rest” condition, measured against particle sizes of 0.5 μm and5 μm, but cleanliness may not be classifi ed as such by manufacturers.7.
4World Health Organization 31 March, 2017HVAC Main subsystems+Production RoomExhaust air treatmentCentral air handling unitTerminal air treatmentat production room levelFresh air treatment(make-up air)To understand the air handling systems, it is necessary to know what their components are.A conventional Air Handling System has 4 sub-systems:1. Air handling of the incoming (fresh) air: elimination of coarse contaminants and protection from frost if necessary. In the case of air re-circulation, the fresh air is also called make-up air.2. Central air handling unit (AHU), where the air will be conditioned (heated, cooled, humidified or de-humidified and filtered), and where fresh air and re-circulated air, if any, (indicated here by the dotted line) will be mixed.3. Air handling in the rooms under consideration (pressure differential system, additional filtration, air distribution).4. Air exhaust system (filtration).
5World Health Organization HVAC31 March, 2017ComponentsComponents in HVAC may include, depending on need:FiltersFansno fan failure; including supply air fans, return air fans, exhaust air fan, dust extract system fansDriersDrying of air with chemical driers, e.g. rotating desiccant wheelFrost coils for preheating air7.1 General7.1.1 There should be no failure of a supply air fan, return air fan, exhaustair fan or dust extract system fan. Failure can cause a system imbalance,resulting in a pressure cascade malfunction with a resultant airfl ow reversal.7.1.2 A schematic diagram of the airfl ow for a typical system serving alow humidity suite is represented in Fig. 126.96.36.199 Air should be dried with a chemical drier (e.g. a rotating desiccantwheel which is continuously regenerated by means of passing hot airthrough one segment of the wheel).7.1.4 The fi gure illustrates the chemical drier handling part of the fresh air/returnair mixture on a by-pass fl ow. The location of the chemical drier should beconsidered in the design phase. Examples of appropriate locations include:— full fl ow of fresh/return air;— partial handling of fresh/return air (by-pass airfl ow);— return air only;— fresh air only; or— pre-cooled air with any of the above alternatives.7.1.5 Possible additional components that may be required should beconsidered depending on the climatic conditions and locations. These mayinclude items such as:— frost coils on fresh air inlets in very cold climates to preheat the air;— snow eliminators to prevent snow entering air inlets and blocking airfl ow;— dust eliminators on air inlets in arid and dusty locations;— moisture eliminators in humid areas with high rainfall; and— fresh air pre-cooling coils for very hot or humid climates.7.1.6 Appropriate alarm systems should be in place to alert personnel if acritical fan fails.7.1.7 Low-level return or exhaust air grilles are usually preferred. However,where this is not possible, a higher air change rate may be needed toachieve a specifi ed clean area classifi cation, e.g. where ceiling return airgrilles are used.7.1.1 – 7.1.7
6World Health Organization HVAC31 March, 2017ComponentsComponents in HVAC may include, depending on need:Snow eliminatorsDust eliminatorsMoisture eliminatorsPrecooling coilsAlarm systems, grilles/diffusers, etc.7.1.1 – 7.1.7
7World Health Organization 31 March, 2017HVACFilterSilencerTerminal filterWeather louvreControl damperFanFlow rate controllerHumidifierHeatingcoilCooling coilwith droplet separatorProduction RoomOverview components+PrefilterExhaust Air GrilleHeaterAnother way to look at an air handling system is to consider the different components and to know their function.Some of the components, particularly the filters, are essential to ensure the quality of the air.We will later consider individual components in detail.Of course, a well-designed air handling system must not only be properly designed, but also properly installed, qualified and maintained (sealed ducts, tight filters).(The trainer should make the audience aware that this slide is just an example, and that all components may not necessarily be present in each system.)Secondary FilterRecirculated air
8World Health Organization 31 March, 2017HVACComponents (1)Weather louvreSilencerFlow rate controllerControl damperTo prevent insects, leaves, dirt and rain from enteringTo reduce noise caused by air circulationAutomated adjustment of volume of air (night and day, pressure control)Fixed adjustment of volume of airA typical HVAC unit consists of a small number of elements only.It is important that these elements are compatible, properly installed, and fulfilling their goal.Whereas a weather louvre and silencer are less critical elements, the components associated with the flow rate control are essential, as they allow adjustment of the air volumes supplied to the rooms, which in turn forms the base for a pressure differential concept: to have an automated or a fixed system is largely a financial matter, but a fixed system is more difficult to set up.Silencer – check internal lining material of silencer as this can cause contamination.
9World Health Organization 31 March, 2017HVACComponents (2)Heating unitCooling unit/ dehumidifierHumidifierFiltersDuctsTo heat the air to the proper temperatureTo cool the air to the required temperature or to remove moisture from the airTo bring the air to the proper humidity, if too lowTo eliminate particles of predetermined dimensions and/or microorganismsTo transport the airHeating and cooling units (batteries), as well as humidifiers are used to adjust the climate in the room (temperature and humidity).Special de-humidifiers, on a dessiccant base, will be addressed later.Filters are one of the main components, as they determine the size of airborne particles that pass through them, and thus the hygiene class.It is wise to protect the finer filters by pre-filters, thus extending their life cycles, and making them less prone to clogging.Ducts transport the air from the air handling units to and from the rooms. Inspectors must verify that ducts do not have internal insulation as this is a great source of contamination.
10Control damper for airflow World Health Organization31 March, 2017HVACAir-handling unitControl damper for airflowHumid room airAir heaterRegeneration airAdsorber wheelDry airDampers to control pressure differentials are important. They can be automated or fixed. As filters get dirty the system pressure losses increase, and if airflow is not regulated, the flow decreases and pressure differentials change. This could cause flow reversal and cross-contamination. Variable speed drives for fan motors are also commonly used to control airflow.In some cases, it is necessary to have very dry air for galenical reasons in certain rooms (production of effervescent tablets and humidity sensitive products in general).To generate dry air, the air supplied to the production is passed over an adsorbant (silicagel, lithium chloride, etc.) where the humidity is removed from the air.The adsorbant is then re-generated, on a continuous or on a batch-wise base.AHU with fan Variable Speed ControllerFilter Pressure GaugesDe-humidification
11Humidifier Silencer Heating and cooling units World Health Organization31 March, 2017HVACHumidifier Silencer Heating and cooling unitsThis slide shows additional elements of the air handling units.For humidification purposes, especially in clean areas, high purity water should be used, to avoid contamination.The silencer is not important from a GMP point of view, but from an environmental one, as ventilation units can be very noisy. Be sure that the silencers are manufactured of suitable materials as the linings of standard silencers can contaminate air with particulates.Depending on the local legislation, the installation of silencers can be mandatory.The cooling unit is important during the hot season. Be aware that stagnating water (condensed water) can bring bacterial growth, which can contaminate the filters, pass through them (depending on their retention properties) and end up contaminating production areas.It is essential that there is no stagnating water. Cooling coils can be sanitized as well.Do remember that, if filters are not properly maintained, micro-organisms may grow through the filters and be carried towards the production rooms.
12World Health Organization 31 March, 2017HVACFilter classesDust filtersStandardAerosolCoarseFineHEPAULPAThe filtration efficacy depends on several mechanisms, and results in a rough filter classification.The diagram shows the commonly used classification, with current abbreviations G = Gross, F= Fine, H= High, U= Ultra.Filters are certified by the suppliers (challenge/efficiency test), but are often not properly installed or can be damaged. Leak tests (integrity tests), showing leakage of air through the filter itself or through its frame, therefore, have to be performed. Integrity tests are usually only carried out on the Aerosol filters (HEPA & ULPA).Integrity or penetration testing is performed to detect leaks from the filter media, filter frame and seal. The challenge is a poly-dispersed aerosol usually composed of particles ranging in size from one to three microns. The test is done in place and the filter face is scanned with a photometer probe; the measured downstream leakage is taken as a percentage of the upstream challenge. Integrity tests should be carried out with filters installed in the system and should be carried out by an independent body (not the filter supplier).The efficiency test, on the other hand, is used to determine the filter's rating. This test uses a mono-dispersed aerosol of 0.3 micron size particles, relates to filter media, and usually requires specialized equipment. Downstream readings represent an average over the entire filter surface. Therefore, leaks in a filter may not be detected by an efficiency test.Dp > 10 µ m10 µ m > Dp > 1 µ mDp < 1 µ mG1 - G4F5 - F9HUEN 779 StandardEN 1822 Standard
13World Health Organization 31 March, 2017HVACHEPA or tertiary filterPrimary panel filterThis slide showsPrimary Panel filters, which are used mainly for lower filtration efficiency or as pre-filtersSecondary filters, consisting of mini-pleated media or filter bags, and is used for higher filtration efficiency.HEPA or tertiary filters, usually being the final filter in the system, providing the highest filtration efficiency.Though there is a strong relationship between filter efficiency and cleanroom class, a filter of a high efficiency does not guarantee a high cleanroom class, as many other elements play a role, such asAir flow (how the air is extracted, how well the room is “flushed”)Air speed and number of air changesPositions of air terminalsLayout and presence of objectsPersonnel and clothingEquipment (not all machines are designed to operate in a clean environment!)Proper installation and proper maintenanceSecondary filter
14World Health Organization 31 March, 2017HVACThis table gives an idea of the efficiency of the filters, calculated across the entire surface (integral value) or in particular spots (local value).Referring to filter ratings by percent efficiency is misleading, as there are so many different types of tests that give different efficiencies for the same filter. This can be very confusing and it is better to refer to the Committee of European Normalisation (EN) test rating i.e. G4, F8, H12, etc.
15World Health Organization 31 March, 2017HVACPositioning of filters (1)AHU mounted final filterFilter in terminal positionHEPA Filter+Production RoomProduction RoomIn some of the previous slides, we have seen filters both in the central air handling units ( AHU ) and terminally mounted at the production rooms.The filtered air entering a production room can be coming from:an air-handling unit, equipped with pre-filtration and the main (HEPA) filter, but at some distance from that room (left drawing);an air-handling unit, equipped with pre-filtration in the AHU, and an additional filter (HEPA) situated immediately on the air outlet (right drawing).In many cases, there are only filters in the AHU. However, for injectables and sterile forms, it is recommended that they be placed in terminal position, though there is a growing tendency to have terminal filters in all rooms where open products are handled. It is recommended that classes A & B (ISO 4, 5 & 6) have terminal HEPA filters. (Refer to: WHO Export Committee on Specifications for Pharmaceutical Preparations. Thirty-second Report. Geneva, World Health Organization, 1992:59-60 (Technical Report Series, No. 823). Annex 1, 17.3.)If we look at the advantages and disadvantages of terminal or non-terminal filters, we can say that generally speaking, the terminal positioningis more expensive;provides a better protection (any problem arising from the ducts is eliminated);is the preferred method in cleanroom classes with high requirements.HEPA Filter
16World Health Organization 31 March, 2017HVACPositioning of filters (2)PrefilterAHUMain filterCeilingexhaustsFilters can be in different positions, when one considers the central AHU and the rooms.This slide shows an HVAC installation feeding 3 rooms, each one with terminal filters, all filters protected by a remote pre-filter.Room 1 has a turbulent air flow, with low level exhaust.Room 2 has a uni-directional (laminar) air flow over the largest part of the surface, hence the large number of filters.Room 3 has a turbulent air flow, with ceiling exhaust.231Low level exhausts
17World Health Organization 31 March, 2017HVACAHUPrefilterFinal filter21Positioning of filters (3)This slide shows an HVAC installation feeding two rooms, each one without terminal filters, but with remote final filters protected by a pre-filter.Room 1 has a turbulentair flow, with low level exhaust.Room 2 has a turbulent air flow, with ceiling exhaust.If there is no filter in terminal position, it should be ascertained that there are no elements between the main filter and the air outlets which could add contamination. No elements such as fans, heating/cooling batteries, should be situated downstream of the final filter.
18Swirl Type air diffusors with terminal filters World Health Organization31 March, 2017HVAC1234The air flows into the rooms via so-called registers (diffusors), which are built and installed in such a way that the air is distributed evenly.Machinery or furniture can block the passage of air from the register to the exhaust point, creating unflushed zones, where counts of particles and micro-organisms could be higher.It is therefore important to consider the content of a clean room, when planning the HVAC system.In many cases, the terminal filter panel and diffusors are incorporated into one unit.It is also important that the air diffuser supplies air evenly and does not induce the circulation of dust in the room – as illustrated by the next slide.Swirl Type air diffusors with terminal filters1 Filter2 Tightening frame3 Register outlet4 Screw fixation for register
19World Health Organization 31 March, 2017HVACThe diffuser on the left is a normal office type diffuser which induces a lot of air to rise vertically from the floor towards the ceiling. The rising induced air has the potential for carrying a lot of dust upwards which is then spread throughout the room with the air supply. This type of diffuser readily spreads contaminants in the room and should be avoided.The preferred type of diffuser for cleanroom applications is the swirl diffuser, or perforated plate diffuser. These types do not promote the spread of dust within the room.High inductionoffice type diffusor(avoid)Low inductionswirl diffusor(preferred)
20Regulation of room pressure – pressure differentials concept World Health Organization31 March, 2017HVACRegulation of room pressure – pressure differentials conceptOne of the main points in the design of production rooms is the pressure differentials concept.Pressure differentials must be defined, monitored and alarmed in critical cases.The overpressure of each room is measured against a reference point in the factory (point zero). As discussed earlier, the pressure regulation can be fixed or automated. Pressure control can be by means of automatic air flow control dampers (as shown in slide 15) or by means of fan speed control. Whatever the means used it is important to ask the manufacturer how they ensure that the pressure cascade is maintained as the filters get dirty.In the following slides, we are going to see that an overpressure concept can be very different for sterile products and for solid products.Room pressure gaugesRoom pressure indication panel
21World Health Organization 31 March, 2017HVACProblems with componentsFlow rate controllerControl damperHumidifierCooling batteryFiltersDuctsBlockedPoorly adjusted, bad pressure differential systemBad water/steam quality/poor drainageNo elimination of condensed water/ poor drainageIncorrect retention rate/damaged/badly installedInappropriate material/internal insulator leakingProblems may arise with components, with the following consequences:Flow rate controller Blocked No control of pressure differentialsControl damper Poorly adjusted Bad pressure differential systemsHumidifier Bad water/ Risks of microbial contaminationsteam qualityCooling Unit No elimination Risks of microbial contaminationof condensed waterFilters Incorrect retention Risks of contaminationrate (particles, micro-organisms)Damaged Filter integrity failsBadly installed Risks of contamination (particles, micro-organisms)Ducts Inappropriate material Danger of corrosionLeaking duct work Intake of unfiltered airInternal insulation Inability to properly clean
22World Health Organization HVACWorld Health Organization31 March, 2017In the next slidesConsider different air types, e.g.:Supply airReturn air (recirculated air)Fresh air (make-up air)Exhaust airAnd: Concepts of air delivery to production areas:Recirculation systemsFull fresh-air systemsIn this session we want you to achieve the following:1. To understand the key issues in relation to quality assurance and quality control.2. To understand the special needs in terms of organization, procedures, processes and resources, including staffing.3. In your group session, to look at the special situations and problems that you face in these areas in your country, and to develop practical solutions.This area of work is potentially difficult because of the need to understand clearly the difference between quality management, quality assurance (QA) and quality control (QC).We will be looking at the issues that can arise in implementation, and at your own experiences.We will consider questions such as what to do about the owner of a factory who insists on appointing his/her son or daughter, who is not qualified, into a position of responsibility, and what to do about a factory that insists that it can manufacture penicillin products without cross-contamination risk, in the same equipment and premises used for manufacture of other types of product.
23World Health Organization 31 March, 2017HVAC+Production RoomExhaust airReturn air(recirculated)Fresh air(make-up air)SupplyairAir typesThere are different air types to be considered within the air handling system:Fresh air (if the plant is of the re-circulation type, it is necessary to replace some of the re-circulating air with fresh air, which is then called make-up air).A proportion of about 15% fresh air is normal, but this proportion can vary, depending on factors such as number of people, National Regulatory Authority requirements, the presence of certain substances in the air, leakage due to pressure control, etc.Supply air to the roomsExhaust air from the roomsReturn air (about 85% is being re-circulated)
24World Health Organization HVAC31 March, 2017Recirculation systemsThere should be no risk of contamination and cross- contamination when air is recirculatedNormally, HEPA filters (EN1822 H13) needed in supply air streamNot required in single product facility with no risk of cross-contaminationNot required where no dust generation (e.g. secondary packaging)HEPA filters placed in AHU or terminallyDust from highly toxic processes should not be recirculated7.2 Recirculation system7.2.1 There should be no risk of contamination or cross-contamination(including by fumes and volatiles) due to recirculation of air.7.2.2 Depending on the airborne contaminants in the return-air systemit may be acceptable to use recirculated air, provided that HEPA fi lters areinstalled in the supply air stream to remove contaminants and thus preventcross-contamination. The HEPA fi lters for this application should have anEN1822 classifi cation of H188.8.131.52 HEPA fi lters may not be required where the air-handling system isserving a single product facility and there is evidence that cross-contaminationwould not be possible.7.2.4 Recirculation of air from areas where pharmaceutical dust is not generatedsuch as secondary packing, may not require HEPA fi lters in the system.7.2.5 HEPA fi lters may be located in the air-handling unit or placed terminally.7.2.6 Air containing dust from highly toxic processes should never berecirculated to the HVAC system.7.2.1 – 7.2.6
25World Health Organization 31 March, 2017HVACVentilation with recirculated air + make-up airExhaust UnitThis slide illustrates a typical re-circulated air setup, where a central unit distributes a mixture of fresh and re-circulated air to different production rooms.A part of the exhaust air is collected in a central duct, treated (filtered) and exhausted. The rest is re-circulated (dotted line).With control dampers, the proportions of fresh and re-circulated air can be adjusted.Central Air-Handling UnitReturn air
26World Health Organization HVACWorld Health Organization31 March, 2017
27World Health Organization HVAC31 March, 2017Full fresh-air systems100% fresh air - normally where toxic products are processed, and recirculation not recommendedNo contamination from fresh air – sufficient filtration neededDegree of filtration on exhaust dependent on exhaust air contaminants and environment regulationsEnergy-recovery wheelsShould not be source of contaminationRelative pressure between supply and exhaust air7.3 Full fresh air systemsFig. 26 indicates a system operating on 100% fresh air and would normallybe used in a facility dealing with toxic products, where recirculation of airwith contaminants should be avoided.7.3.1 The required degree of fi ltration of the exhaust air depends on theexhaust air contaminants and local environmental regulations.7.3.2 Energy-recovery wheels should normally not be used in multiproductfacilities. When such wheels are used they should not become asource of possible contamination (see Fig. 27). Note: Alternatives to theenergy-recovery wheels, such as crossover plate heat exchangers and watercoilheat exchangers, may be used in multiproduct facilities.7.3.3 The potential for air leakage between the supply air and exhaust airas it passes through the wheel should be prevented. The relative pressuresbetween supply and exhaust air systems should be such that the exhaust airsystem operates at a lower pressure than the supply system.7.3.1 – 7.3.3
28World Health Organization 31 March, 2017HVACVentilation with 100% fresh air (no air recirculation)Washer (optional)Exhaust UnitWThis slide illustrates a typical 100% fresh air setup, where a central unit distributes the fresh, treated air to different production rooms.The exhaust air is collected in a central duct, treated (filtered or washed) and eliminated. The degree of exhaust air filtration will depend on contaminants in the exhaust air and also on environmental regulations.Central Air-Handling UnitProduction Rooms
29World Health Organization HVACWorld Health Organization31 March, 2017