1. Computer Security: Principles and Practice First Edition by William Stallings and Lawrie Brown Chapter 4 – Access Control

2. Access Control  “The prevention of unauthorized use of a resource, including the prevention of use of a resource in an unauthorized manner“  central element of computer security  assume have users and groups authenticate to system( 认证 ) authenticate to system( 认证 ) assigned access rights to certain resources on system （访问特定的资源） assigned access rights to certain resources on system （访问特定的资源）

3. Access Control Principles

4. Access Control Policies DAC 和 MAC 是基于能否再授权 的， DAC 起源于军事信息安全 需求的概念， RBAC 广泛流行。

5. Access Control Requirements  reliable input （依赖于位置信息，如 IP/MAC ）  fine and coarse specifications （取决于资 源粒度）  least privilege （仅限完成任务的最小权限）  separation of duty （分工明确，控制灵活）  open and closed policies （只允许少数人访 问，开发访问但指定禁止的权限）  policy combinations, conflict resolution  administrative policies

6. Access Control Elements  subject - entity that can access objects a process representing user/application a process representing user/application often have 3 classes: owner, group, world （能 访问系统，但不能访问指定资源） often have 3 classes: owner, group, world （能 访问系统，但不能访问指定资源）  object - access controlled resource e.g. files, directories, records, programs etc e.g. files, directories, records, programs etc number/type depend on environment number/type depend on environment  access right - way in which subject accesses an object e.g. read, write, execute, delete, create, search e.g. read, write, execute, delete, create, search

7. Discretionary Access Control  often provided using an access matrix lists subjects in one dimension (rows) lists subjects in one dimension (rows) lists objects in the other dimension (columns) lists objects in the other dimension (columns) each entry specifies access rights of the specified subject to that object each entry specifies access rights of the specified subject to that object  access matrix is often sparse  can decompose by either row or column （按行和列分解访问矩阵，将产生访问控 制表和能力表）

8. Access Control Structures

9. Access Control Model

10. Access Control Function

11. Protection Domains  set of objects with associated access rights  in access matrix view, each row defines a protection domain but not necessarily just a user but not necessarily just a user may be a limited subset of user’s rights may be a limited subset of user’s rights applied to a more restricted process applied to a more restricted process  may be static or dynamic

12. UNIX File Concepts  UNIX files administered using inodes control structure with key info on file control structure with key info on file attributes, permissions of a single fileattributes, permissions of a single file may have several names for same inode may have several names for same inode have inode table / list for all files on a disk have inode table / list for all files on a disk copied to memory when disk mountedcopied to memory when disk mounted  directories form a hierarchical tree may contain files or other directories may contain files or other directories are a file of names and inode numbers are a file of names and inode numbers

13. UNIX File Access Control

14.  “set user ID”(SetUID) or “set group ID”(SetGID) system temporarily uses rights of the file owner / group in addition to the real user’s rights when making access control decisions system temporarily uses rights of the file owner / group in addition to the real user’s rights when making access control decisions enables privileged programs to access files / resources not generally accessible enables privileged programs to access files / resources not generally accessible  sticky bit on directory limits rename/move/delete to owner on directory limits rename/move/delete to owner  superuser is exempt from usual access control restrictions is exempt from usual access control restrictions

15. UNIX Access Control Lists  modern UNIX systems support ACLs  can specify any number of additional users / groups and associated rwx permissions  ACLs are optional extensions to std perms  group perms also set max ACL perms  when access is required select most appropriate ACL select most appropriate ACL owner, named users, owning / named groups, othersowner, named users, owning / named groups, others check if have sufficient permissions for access check if have sufficient permissions for access

16. Role- Based Access Control

19. NIST RBAC Model

20. RBAC For a Bank

21. Summary  introduced access control principles subjects, objects, access rights subjects, objects, access rights  discretionary access controls access matrix, access control lists (ACLs), capability tickets access matrix, access control lists (ACLs), capability tickets UNIX traditional and ACL mechanisms UNIX traditional and ACL mechanisms  role-based access control  case study