1. Advertising and Solicitation

2. MR 7.3(a) – p. 126 A lawyer shall not by in-person live telephone or real-time electronic contact solicit professional employment from a prospective client when a significant motive for the lawyer’s doing so is the lawyer’s pecuniary gain, unless the person contacted: (1)is a lawyer; or (2) has a family, close personal, or prior professional relationship with the lawyer.

3. CRPC 1-400(C) – p. 628 A solicitation shall not be made by or on behalf of a member or law firm to a prospective client with whom the member or law firm has no family or prior professional relationship, unless the solicitation is protected from abridgment by the Constitution of the United States or by the Constitution or the State of California. A solicitation to a former or present client in the discharge of a member’s or law firm’s professional duties is not prohibited.

4. CRPC 1-400(B) – p. 627 For purposes of this rule, a “solicitation” means any communication: (1) Concerning the availability for professional employment of a member or a law firm in which a significant motive is pecuniary gain; and (2) Which is (a) delivered in person or by telephone, or (b) directed by any means to a person known to the sender to be represented by counsel in a matter which is a subject of the communication.

5. MR 7.2(b) – p. 123 A lawyer shall not give anything of value to a person for recommending the lawyer’s services except that a lawyer may... (4) refer clients to another lawyer or a nonlawyer professional pursuant to an agreement not otherwise prohibited under these Rules that provides for the other person to refer clients or customers to the lawyer, if (i) the reciprocal referral agreement is not exclusive, and (ii) the client is informed of the existence and nature of the agreement.

6. MR 7.2(b) – com. 8(p. 126).... Such reciprocal referral arrangements must not interfere with the lawyer’s professional judgment as to making referrals or as to providing substantive legal services....

7. CRPC 2-200(B) – p. 635 Except as permitted in paragraph (A) of this rule or rule 2-300, a member shall not compensate, give, or promise anything of value to any lawyer for the purpose of recommending or securing employment of the member or the member’s law firm by a client, or as a reward for having made a recommendation resulting in employment of the member or the member’s law firm by a client.... (cont’d)

8. CRPC 2-200(B)(cont’d) A member’s offering of or giving a gift or gratuity to any lawyer who has made a recommendation resulting in the employment of the member or the member’s law firm shall not of itself violate this rule, provided that the gift or gratuity was not offered in consideration of any promise, agreement, or understanding that such a gift or gratuity would be forthcoming or that referrals would be made or encouraged in the future.

9. MR 7.6 – p. 131 A lawyer or law firm shall not accept a government legal engagement or an appointment by a judge if the lawyer or law firm makes a political contribution or solicits political contributions for the purpose of obtaining or being considered for that type of legal engagement or appointment.

10. MR 7.2(b) – p. 123 A lawyer shall not give anything of value to a person for recommending the lawyer’s services except that a lawyer may... (2) pay the usual charges of a legal service plan or a not-for-profit or qualified lawyer referral service. A qualified lawyer referral service is a lawyer referral service that has been approved by an appropriate regulatory authority;

11. MR 7.2(a) – p. 123 Subject to the requirements of Rules 7.1 and 7.3, a lawyer may advertise services through written, recorded or electronic communication, including public media.

12. MR 7.1- p. 122 A lawyer shall not make a false or misleading communication about the lawyer or the lawyer’s services. A communication is false or misleading if it contains a material misrepresentation of fact or law, or omits a fact necessary to make the statement considered as a whole not materially misleading.

13. MR 7.1, com. 3 – pp. 122-23 An advertisement that truthfully reports a lawyer’s achievements on behalf of clients or former clients may be misleading if presented so as to lead a reasonable person to form an unjustified expectation that the same results could be obtained for other clients in similar matters without reference to the specific factual and legal circumstances of each client’s case.

14. MR 7.1, com. 3, cont’d Similarly, an unsubstantiated comparison of the lawyer’s services or fees with the services or fees of other lawyers may be misleading if presented with such specificity as would lead a reasonable person to conclude that the comparison can be substantiated. The inclusion of an appropriate disclaimer or qualifying language may preclude a finding that a statement is likely to create unjustified expectations or otherwise mislead a prospective client.

15. CRPC 1-400(D) – p. 628 A communication or a solicitation (as defined herein) shall not: (1)Contain any untrue statement; or (2)Contain any matter, or present or arrange any matter in a manner or format which is false, deceptive, or which tends to confuse, deceive, or mislead the public; or (3)Omit to state any fact necessary to make the statements made, in the light of circumstances under which they are made, not misleading to the public; or (cont’d)

16. CRPC 1-400(D) (cont’d) (4)Fail to indicate clearly, expressly, or by context, that it is a communication or solicitation, as the case may be; or (5) Be transmitted in any manner which involves intrusion, coercion, duress, compulsion, intimidation, threats, or vexatious or harassing conduct; or (6)State that a member is a “certified specialist” unless the member holds a current certificate as a specialist issued by the Board of Legal Specialization, or any other entity accredited by the State Bar to designate specialists pursuant to standards adopted by the Board of Governors, and states the complete name of the entity which granted certification.

17. MR 7.4(a) – p. 129 A lawyer may communicate the fact that the lawyer does or does not practice in particular fields of law....

18. MR 7.4, com. 1 – pp. 129-130 Paragraph (a) of this Rule permits a lawyer to indicate areas of practice in communications about the lawyer’s services. If a lawyer practices only in certain fields, or will not accept matters except in a specified field or fields, the lawyer is permitted to so indicate. A lawyer is generally permitted to state that the lawyer is a “specialist,” practices a “specialty,” or “specializes in” particular fields, but such communications are subject to the “false and misleading” standard applied in Rule 7.1 to communications concerning a lawyer’s services.

19. MR 7.4(b) – p. 129 A lawyer shall not state or imply that a lawyer is certified as a specialist in a particular field of law, unless: (1)the lawyer has been certified as a specialist by an organization that has been approved by an appropriate state authority or that has been accredited by the American Bar Association; and (2)the name of the certifying organization is clearly identified in the communication.

20. CRPC 1-400(D)(6) – p. 628 A communication or a solicitation (as defined herein) shall not:... (6) State that a member is a “certified specialist” unless the member holds a current certificate as a specialist issued by the Board of Legal Specialization, or any other entity accredited by the State Bar to designate specialists pursuant to standards adopted by the Board of Governors, and states the complete name of the entity which granted certification.

21. MR 7.2(a) – p. 123 Subject to the requirements of Rules 7.1 and 7.3, a lawyer may advertise services through written, recorded or electronic communication, including public media.

22. CRPC 1-400(B) – p. 627 For purposes of this rule, a “solicitation” means any communication: (1) Concerning the availability for professional employment of a member or a law firm in which a significant motive is pecuniary gain; and (2) Which is (a) delivered in person or by telephone, or (b) directed by any means to a person known to the sender to be represented by counsel in a matter which is a subject of the communication.

23. CRPC 1-400(A)(3) – p. 627...“communication” means any message or offer made by or on behalf of a member concerning the availability for professional employment of a member or a law firm directed to any former, present, or prospective client, including but not limited to the following:... (3) Any advertisement (regardless of medium) of such member or law firm directed to the general public or any substantial portion thereof;

24. CRPC 1-400(D) – p. 628 A communication or a solicitation (as defined herein) shall not: (1)Contain any untrue statement; or (2)Contain any matter, or present or arrange any matter in a manner or format which is false, deceptive, or which tends to confuse, deceive, or mislead the public; or (3)Omit to state any fact necessary to make the statements made, in the light of circumstances under which they are made, not misleading to the public; or (cont’d)

25. MR 7.3 (a) – p. 126 A lawyer shall not by in-person, live telephone or real-time electronic contact solicit professional employment from a prospective client when a significant motive for the lawyer’s doing so is the lawyer’s pecuniary gain, unless the person contacted: (1)is a lawyer; or (2) has a family, close personal, or prior professional relationship with the lawyer.

26. MR 7.3(b) – p. 126 A lawyer shall not solicit professional employment from a prospective client by written, recorded or electronic communication or by in- person, telephone or real-time electronic contact even when not otherwise prohibited by paragraph (a), if: (1) the prospective client has made known to the lawyer a desire not to be solicited by the lawyer; or (2) the solicitation involves coercion, duress or harassment.

27. MR 7.3(c) – p. 126 Every written, recorded or electronic communication from a lawyer soliciting professional employment from a prospective client known to be in need of legal services in a particular matter shall include the words “Advertising Material” on the outside envelope, if any, and at the beginning and ending of any recorded or electronic communication, unless the recipient of the communication is a person specified in paragraphs (a)(1) or (a)(2).

28. CRPC 1-400(A)(4) – p. 627...“communication” means any message or offer made by or on behalf of a member concerning the availability for professional employment of a member or a law firm directed to any former, present, or prospective client, including but not limited to the following:... (4) Any unsolicited correspondence from a member or law firm directed to any person or entity.

29. MR 7.3 (a) – p. 126 A lawyer shall not by in-person, live telephone or real-time electronic contact solicit professional employment from a prospective client when a significant motive for the lawyer’s doing so is the lawyer’s pecuniary gain, unless the person contacted: (1)is a lawyer; or (2) has a family, close personal, or prior professional relationship with the lawyer.

30. CRPC 1-400(B) – p. 627 For purposes of this rule, a “solicitation” means any communication: (1) Concerning the availability for professional employment of a member or a law firm in which a significant motive is pecuniary gain; and (2) Which is (a) delivered in person or by telephone, or (b) directed by any means to a person known to the sender to be represented by counsel in a matter which is a subject of the communication.

31. MR 7.3, com. 2 – p. 127 [2]... Advertising and written and recorded communications which may be mailed or autodialed make it possible for a prospective client to be informed about the need for legal services, and about the qualifications of available lawyers and law firms, without subjecting the prospective client to direct in-person or telephone persuasion that may overwhelm the client's judgment.

32. MR 7.3 (a) – p. 126 A lawyer shall not by in-person, live telephone or real-time electronic contact solicit professional employment from a prospective client when a significant motive for the lawyer’s doing so is the lawyer’s pecuniary gain, unless the person contacted: (1)is a lawyer; or (2) has a family, close personal, or prior professional relationship with the lawyer.