1. FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION FSU ALUMNI CENTER THURSDAY, MAY 5, 2016 David O’Keefe Assistant Director, FSU Research Foundation http://www.research.fsu.edu/foundation/ dokeefe@fsu.edu (850)644-3985

2. Research Foundations Organizational Structure Type of Organization Not-for-profit Corporation State Agency Controlling Powers Relationship with Universities Office of Research FSU Foundation

3. Not-for-Profit 501( c)(3) Operate for certain exclusive purpose Must not engage in activities outside the exempt purpose No part of net earnings may inure to the benefit of private individuals

4. 2014 Goals of Research Foundation Promote, encourage and assist faculty in obtaining private contract and grant funding Facilitate technology transfer and manage Intellectual Property assets Develop an infrastructure which supports research activities

5. Private & Other Awards FY2015 Department Name# of Awards Total Award $Department Name# of Awards Total Award $ Accounting1 $ 5,000FL CTR for ADV Aero-propulsion2 $ 155,001 Aero, Mech, Energy Center1 $ 10,000FL Ctr for Prevention Rsch2 $ 25,000 Applied Superconductivity Ctr2 $ 185,257FL Inst of Government1 $ 50,000 Biology Sponsored Projects7 $ 345,185FSU Coastal & Marine Lab5 $ 90,486 Chemical Engineering1 $ 50,000GFDI Sponsored Projects1 $ 69,999 Chemistry & Biochemistry15 $ 796,336IMB Sponsored Projects1 $ 52,000 Classics Sponsored Projects3 $ 93,020Industrial & Manufacturing Eng1 $ 24,000 COE Office of Research7 $ 843,649Inst of Sci & Public Affairs3 $ 12,105 College of Law2 $ 205,435Institute on World War II1 $ 1,750 Communication1 $ 1,955,894Learning Systems Institute2 $ 11,300 Communication Disorders2 $ 20,000Mathematics Sponsored Projects4 $ 225,000 Crimn & Public Policy Reas Ctr1 $ 117,418Medicine Biomedical Sciences8 $ 948,915 Ctr for Advanced Power Systems4 $ 270,981Medicine Health Affairs1 $ 100,000 Ctr for Econ Forecast & Anly4 $ 21,000Natl High Magnetic Field Lab11 $ 1,195,127 Ctr for Ldrsp & Social Change3 $ 91,720Nursing Department2 $ 50,833 Ctr Ocean Atmos Prediction Stu2 $ 141,874Nutrition Food & Exercise Sci12 $ 630,815 DeVoe Moore Center1 $ 115,000Pepper Inst on Aging & Pub Pol1 $ 50,000 Earth, Ocean & Atmospheric Sci1 $ 501,783Physics Sponsored Projects2 $ 24,000 Economics1 $ 3,100Psychology Sponsored Projects2 $ 93,917 English2 $ 23,500Religion1 $ 47,000 EOAS/ Geological Sciences2 $ 17,500Social Work Department2 $ 152,980 Family & Child Sciences1 $ 280,181The Graduate School1 $ 14,573 Family Medicine & Rural Health2 $ 45,000Theatre2 $ 1,069,136 FL Center for Public Managment1 $ 16,000WFSU FM1 $ 316,321 Fl Center For Reading Res1 $ 5,000WFSU TV8 $ 1,869,518 FL Conflict Resolution Consort1 $ 15,001Grand Total146 $ 13,454,610

6. Award Sponsors FY2015 Sponsor Name# of Awards Total Award $ John Templeton Foundation2 $ 2,236,075 Corporation for Public Broadca4 $ 2,150,864 FSU Foundation3 $ 1,129,656 Various DNPO5 $ 1,118,853 Gates Learning Foundation2 $ 825,609 Government of India1 $ 501,783 American Chemical Society4 $ 440,000 Avekshan LLC1 $ 345,344 Trefoil Therapeutics, LLC1 $ 300,001 Foundation for Fighting Blindness1 $ 299,991 American Heart Association3 $ 294,000 European Organization for Nuclear Resear1 $ 184,001 BASF Corporation1 $ 149,217 ONNIT Labs1 $ 137,859 Chevron Corporation1 $ 130,001 FSURF GAP I3 $ 124,000 Various DFPO7 $ 121,420 Ohio Aerospace Institute1 $ 120,000 Merrill Lynch1 $ 117,418 Diehl Family Foundation1 $ 115,000 Shaklee Corporation2 $ 107,539 Florida Bar Foundation1 $ 107,008 Electric Power Research Instit1 $ 105,001 Simons Foundation3 $ 105,000 University of Chicago2 $ 101,527 Blue Cross/Blue Shield Foundation1 $ 100,000 Under $100,00092 $ 1,987,443

7. Grant Proposal/Award Process The proposal preparation process will follow the regular FSU Office of Research proposal policies and procedures. The contracts are an agreement between the sponsor and the Research Foundation Private vs. Federal/State/Local Not structured and consistent Restrictions vary drastically

8. FSU Research Foundation “Spending Flexibility” Most Expenditures are NOT required to meet the standards of OMB circulars or the requirements of FSU Purchasing rules - although they are subject to the restrictions of the private grantor, good business practices, and must further research at Florida State University.