1. Positive Discipline Supervision: Concepts and Practices of Management,
Second Canadian Edition
Hilgert, Leonard,
Shemko, and Docherty
© 2005 by Nelson, a division of Thomson Canada Limited

2. Learning Objectives
Discuss the basis and importance of positive discipline in an organization.
2. Identify disciplinary situations that violate standards of conduct, and discuss the need to confront those situations appropriately.
3. Discuss the disciplinary process and approaches that ensure disciplinary action for just cause.

3. Learning Objectives
Define and discuss the application of progressive discipline.
Explain the “hot-stove rule” approach for disciplinary actions.
Discuss the need to document disciplinary actions and to provide the right of appeal.
Explain the “discipline-without-punishment” approach as an alternative to progressive discipline.

4. Positive Discipline
Discipline—state of orderliness; degree to which employees act according to expected standards of behaviour.
Positive discipline—condition that exists when employees generally follow the rules and meet standards.
Positive self-discipline—condition that exists when employees regulate their own behaviour out of self-interest and a desire to meet standards.

5. Supervisory Example
Positive employee discipline requires supervisory example. Employees will take most of their cues from their supervisors.
A supervisor’s actions are easy targets for the employees to either emulate or reject.

6. Ethical Codes and Policies
Corporate code of ethics
Policy manual
Ethics-reporting systems
Conflict-of-interest statements
Employee handbook
Rules of conduct

7. Rules of Conduct
Formal statements or lists of rules or codes of conduct
Provide a common basis and standards that help encourage employee self-discipline

8. Confronting Disciplinary Situations
Infractions or rules regarding time schedules, procedures, safety, etc.
Excessive absenteeism or tardiness
Defective or inadequate work performance
Poor attitudes
Insubordination

9. Just Cause Standard for disciplinary action requiring:
Tests of fairness and due process
A penalty commensurate
with the infraction

10. Tests for Just Cause Did the company give forewarning?
Was the company’s rule reasonably related to (a) the orderly, efficient, and safe operation of the business and (b) the performance the company might properly expect?
Did the company try to discover whether the employee did in fact violate a rule?
Was the investigation fair and objective?

11. Tests for Just Cause 5. Was substantial evidence provided of guilt?
6. Has the company applied rules and penalties evenhandedly without discrimination?
7. Was the degree of discipline administered reasonably related to the seriousness of the offense and the employee’s service record?

12. Precautionary Measures
Investigate the situation
Maintain self-control
Discipline privately
Specify time limits on discipline

13. Questions To Ask During A Disciplinary Investigation
Are facts available and reported accurately?
How serious is the offence and were others involved or affected? Were company funds used?
Did the employee know the rules, or have a reasonable excuse?
What is the employee’s past disciplinary record, as well as other work-related characteristics?
Should the same type of disciplinary means be applied in this situation?
Is relevant documentation available to support review?

14. Progressive Discipline
System of disciplinary action that increases the severity of the penalty with each offence

15. Progressive Discipline
Informal talk
Oral warning
Written warning
Disciplinary layoff (suspension)
Transfer or demotion
Discharge

16. Hot-Stove Rule
Discipline, like touching a hot stove, contains these four elements:
Advance warning
Immediacy
Consistency
Impersonality

17. Hot-Stove Rule
Advance warning—employees must know expectations in advance
Immediacy—supervisors must take prompt disciplinary action
Consistency—appropriate action is taken with every infraction
Impersonality—all employees are penalized or treated the same

18. Documentation and Appeal
Documentation—a record of the offense and the decision, including the reasoning involved
Right to appeal—procedures by which an employee can request review of a disciplinary action

19. Discipline without Punishment
Stresses extensive coaching, counselling, and problem solving to avoid confrontation
Decision-making leave—employees are sent home for a time with pay to consider whether they will commit to meeting performance standards